Also referred to as: OTC Trading Support Clerk, Over The Counter Trading Clerk
Requirements and Responsibilities

Securities New Account Support Specialist is responsible for providing customer support for securities accounts. Handles incoming calls regarding account openings, maintenance, and asset transfers. Being a Securities New Account Support Specialist creates securities records, and researches and documents discrepancies. Adheres to and maintains compliance with all applicable banking regulations. Additionally, Securities New Account Support Specialist may require an associate degree. Typically reports to a supervisor. The Securities New Account Support Specialist works independently within established procedures associated with the specific job function. Has gained proficiency in multiple competencies relevant to the job. To be a Securities New Account Support Specialist typically requires 3-5 years of related experience.

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