Also referred to as: Chief Compliance Officer, Chief Corporate Compliance Officer, Head of Corporate Compliance, Regulatory Affairs and Compliance - Senior Vice President
Requirements and Responsibilities

Top Corporate Compliance Executive is responsible for an organization's compliance with financial policy and reporting regulations. Plans and directs programs, policies, and practices to ensure that all business units' activities are in compliance with regulatory requirements. Being a Top Corporate Compliance Executive tracks laws and regulations that might affect the organization's policies and implements necessary changes. Requires a bachelor's degree in area of specialty. Additionally, Top Corporate Compliance Executive demonstrates expertise in a variety of the field's concepts, practices, and procedures. Typically reports to top management. The Top Corporate Compliance Executive manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. Comprehensive knowledge of the overall departmental function. To be a Top Corporate Compliance Executive typically requires 8+ years of managerial experience.

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