Assistant General Counsel jobs in Biggers, AR

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General Counsel
  • Compound
  • Memphis, TN FULL_TIME
  • Overview

    Compound Planning, with over $1B AUM added since 2022, is a high growth digital family office for entrepreneurs, professionals, and retirees. We’re a team of seasoned financial advisors, technologists, tax professionals, and operators delivering a magical experience to clients powered by our world class team, holistic approach, and proprietary digital platform.

    We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. You know the wealth management industry is ripe for change, and you want to be part of the journey.

    What You’ll Do

    • Take full ownership of our compliance program with the aid of our outside compliance consultants to maintain a best-in-class and proactive compliance program.
    • Operate with little dependence on outside counsel to protect the company from legal risks.
    • Monitor and assess the impact of regulatory changes on the company's operations, providing timely guidance to internal stakeholders.
    • Prepare and submit regulatory filings, including Form ADV and other required documents.
    • Create and update compliance policies and procedures, ensuring they align with industry standards and regulatory expectations.
    • Provide legal counsel on a wide range of matters, including contracts, intellectual property, employment law, and corporate governance, while taking a pragmatic approach to protecting the firm from legal risks while considering the business needs.
    • Identify and assess legal and compliance risks, proposing and implementing risk mitigation strategies. Work closely with internal teams to integrate risk management into business processes. Collaborate with external legal counsel, when needed.
    • Participate in due diligence processes for potential mergers, acquisitions, or strategic partnerships. Draft and review legal documents related to transactions, ensuring compliance and mitigating legal risks.
    • Foster and champion a culture of compliance.

    Competencies And Skills

    • JD from a top US law school and active bar membership in good standing.
    • Extensive experience in compliance and legal roles within the financial services industry.. Particular consideration given to candidates who have experience with quickly scaling businesses, and candidates who have experience particularly at the intersection of tech and wealth management.
    • Strong knowledge of relevant regulations, including Investment Advisers Act and SEC rules.
    • Excellent communication, interpersonal, and leadership skills.
    • Proven ability to work collaboratively with cross-functional teams and provide strategic guidance to senior management.
    • Demonstrated ability to work cross-functionally and innovate outside the scope of existing resources
    • Comfort working in a fast-paced start-up / technology-centric environment
    • Ability to translate ambiguous circumstances into clear, actionable next steps to help others navigate change

    Working at Compound

    Compound's work culture is designed to help you maximize your effectiveness. Your job will be doing. We ruthlessly prioritize protecting your time and potential. You’ll work with exceptional teammates, who want to help you succeed. $84 trillion dollars will be passed on to the next generation in the next couple of decades. The companies that earn their trust to manage that wealth will be immensely more successful than today’s largest financial institutions.

    Compensation

    Base salary compensation for this role starts at $180,000 for candidates located in New York, San Francisco, and Denver.

  • 2 Days Ago

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Associate General Counsel
  • The Pictsweet Company
  • Bells, TN FULL_TIME
  • Overview The Pictsweet Company is growing! Family owned and operated for over 75 years, Pictsweet is a frozen vegetable producer with agricultural roots. We are hiring an In-House Counsel at Pictsweet...
  • 19 Days Ago

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Social Media Manager 5 Hours per Week (IC-KM)
  • Mom to Virtual Assistant
  • Memphis, TN FULL_TIME
  • We are in the process of staffing a Virtual Assistant where a client needs someone to handle the following responsibilities. If you are interested, please complete the Virtual Assistant application. F...
  • 11 Days Ago

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Assistant Manager
  • Little General
  • Kenton, TN FULL_TIME
  • At Little General & Maverick, we are more than just gas and gummi bears. We are a meeting place for campers, construction workers, and career professionals. We are your party supply provider, biscuit ...
  • Just Posted

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Alternance - Assistant(e) Marketing Digital
  • Assistant(e) Marketing Digital - EUROMASTER Careers
  • LYON, MS FULL_TIME
  • Au sein du département Marketing de Euromaster Services et Management basé à Lyon, vous accompagnerez l’équipe digitale dans ses missions de coordination pour les 19 pays du Groupe Euromaster en Europ...
  • 20 Days Ago

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Retail Assistant Manager
  • Little General
  • Humboldt, TN FULL_TIME
  • At Little General & Maverick, we are more than just gas and gummi bears. We are a meeting place for campers, construction workers, and career professionals. We are your party supply provider, biscuit ...
  • Just Posted

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0 Assistant General Counsel jobs found in Biggers, AR area

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Registered Nurse PRN
  • STG International
  • Jonesboro, AR
  • STGi is currently seeking a Registered Nurse Care Manager to provide services at our Community Based Outpatient Clinic. ...
  • 6/15/2024 12:00:00 AM

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Quality Assurance Technician
  • Peco Foods
  • Pocahontas, AR
  • Must be able to demonstrate control of assigned department; monitor of in process product, environmental evaluations, an...
  • 6/15/2024 12:00:00 AM

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Supportive Living Staff
  • Pathfinder
  • Pocahontas, AR
  • Req Number SUP-24-00029 Open Date 5/29/2024 Full-Time/Part-Time -unspecified- Number of Openings 1 Number Filled 0 Exemp...
  • 6/15/2024 12:00:00 AM

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Stocker / Unloader>
  • Walmart
  • Pocahontas, AR
  • Walmart - 1415 Highway 67 S - [Retail Associate / Store Receiver / Team Member / up to $21-hr] - As a Stocker / Unloader...
  • 6/15/2024 12:00:00 AM

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Academic Counselor
  • Arkansas State University
  • Jonesboro, AR
  • A-State Online Services is seeking an energetic person to provide comprehensive advising for students and prospective st...
  • 6/14/2024 12:00:00 AM

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Lead Legal Administrative Specialist (Estate & Gift Tax) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Jonesboro, AR
  • Duties WHAT IS THE SMALL BUSINESS/SELF-EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 6/13/2024 12:00:00 AM

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Licensed Professional Counselor (LPC)
  • Christian Counseling of Arkansas
  • Jonesboro, AR
  • Job Description Job Description Christian Counseling of Arkansas is a private practice Christian Counseling office locat...
  • 6/13/2024 12:00:00 AM

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Associate Estate Planning Attorney
  • Quraishi Law Firm & Wealth Management
  • Jonesboro, AR
  • Our small but growing estate planning and business planning law firm is looking for an Associate Attorney who enjoys our...
  • 6/11/2024 12:00:00 AM

Biggers is a town in Randolph County, Arkansas, United States. The population was 355 at the 2000 census. Biggers is located at 36°19′56″N 90°48′27″W / 36.33222°N 90.80750°W / 36.33222; -90.80750 (36.332334, -90.807521). According to the United States Census Bureau, the town has a total area of 1.0 square mile (2.6 km2), of which 1.0 square mile (2.6 km2) is land and 0.04 square miles (0.10 km2) (1.92%) is water....
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Assistant General Counsel jobs
$151,473 to $215,818
Biggers, Arkansas area prices
were up 1.3% from a year ago

Assistant General Counsel in Boston, MA
Communicate effectively both verbally and in writing, to clearly and concisely express thoughts and develop ideas in a logical manner as well as exercising discretion and sound judgement.
February 19, 2021
Produce legal opinions and guidance to agency program managers and staff on various matters.
March 05, 2021
Assistant General Counsel in Buffalo, NY
Participate in developing and implementing strategies for the negotiation/renegotiation of agreements.
March 19, 2021
Assistant General Counsel in Cleveland, OH
Contributes to patient safety by supporting the System-wide programs and policies addressing a safe environment for patients and the reporting of safety concerns to the appropriate individuals.
June 19, 2021