Associate Compliance Officer jobs in Austin, TX

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Associate Compliance Officer
  • Augment Jobs
  • Austin, TX FULL_TIME
  • Job Title: Associate Compliance Officer

    Job Overview

    We are seeking a detail-oriented and proactive Associate Compliance Officer to join our compliance team. The ideal candidate will assist in ensuring that the organization adheres to regulatory requirements and internal policies. This role provides an excellent opportunity to develop a career in compliance and contribute to the company's adherence to legal and regulatory standards.

    Responsibilities

    • Assist in the development, implementation, and maintenance of compliance policies and procedures.
    • Monitor and review business activities to ensure compliance with regulatory requirements and internal policies.
    • Conduct compliance audits and risk assessments to identify potential areas of non-compliance.
    • Prepare detailed reports on compliance findings, incidents, and recommendations for improvement.
    • Support the training and education of staff on compliance matters, including regulatory changes and company policies.
    • Respond to compliance inquiries and provide guidance on regulatory issues and best practices.
    • Stay updated on industry regulations, laws, and compliance trends to ensure the organization’s practices remain current and effective.

    Qualifications

    • Bachelor’s degree in Law, Finance, Business, or a related field; relevant certifications (e.g., CCO, CRCM) are a plus.
    • 1-3 years of experience in compliance, legal, or regulatory roles.
    • Strong understanding of regulatory requirements and compliance best practices.
    • Excellent analytical and problem-solving skills with attention to detail.
    • Effective communication skills, with the ability to convey complex compliance information clearly.
    • Ability to work independently and as part of a team in a fast-paced environment.
    • Proficiency in Microsoft Office Suite (Excel, PowerPoint, Word) and compliance management software.

    Disclaimer

    As a platform committed to connecting top talent with the right roles, this job posting is exclusively available through Augment Jobs' proprietary job board.
  • 1 Month Ago

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Regulatory Compliance Officer
  • Augment Jobs
  • Austin, TX FULL_TIME
  • Job DescriptionWe are seeking a dedicated and experienced Regulatory Compliance Officer to join our team. As a Regulatory Compliance Officer, you will be responsible for ensuring that our company oper...
  • 1 Month Ago

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Chief Compliance Officer (CCO)
  • Augment Jobs
  • Austin, TX FULL_TIME
  • Job Title: Chief Compliance Officer (CCO)Job OverviewThe Chief Compliance Officer (CCO) is responsible for leading the organization’s compliance strategy, ensuring adherence to regulatory requirements...
  • 1 Month Ago

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Tax Compliance Officer
  • Augment Jobs
  • Austin, TX FULL_TIME
  • Job Title: Tax Compliance OfficerJob Overview: We are seeking a diligent and knowledgeable Tax Compliance Officer to join our finance team. In this role, you will be responsible for ensuring that our ...
  • 1 Month Ago

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Compliance Officer (for client-facing roles)
  • Augment Jobs
  • Austin, TX FULL_TIME
  • Job Title: Compliance Officer (Client-Facing)Job Summary: The Compliance Officer (Client-Facing) ensures that client interactions and transactions comply with regulatory standards and internal policie...
  • 15 Days Ago

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Associate Compliance Consultant
  • Augment Jobs
  • Austin, TX FULL_TIME
  • Job Title: Compliance ConsultantJob Summary: The Associate Compliance Consultant provides expert guidance to organizations on adhering to legal and regulatory requirements. This role involves assessin...
  • Just Posted

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0 Associate Compliance Officer jobs found in Austin, TX area

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Regional VP, Benefits Compliance
  • National Financial Partners Corp.
  • Austin, TX
  • Who We Are: NFP, an Aon Company, is a multi-year Best Places to Work award winner in Business Insurance who has also ear...
  • 12/13/2024 12:00:00 AM

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Tax SAP Global Trade Services Manager
  • Deloitte
  • Austin, TX
  • As a practitioner within Deloitte's Global Trade Advisory Practice, you'll have the opportunity to help clients get the ...
  • 12/13/2024 12:00:00 AM

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Travel Nurse RN - Telemetry - $1,638 per week
  • Hiring Now!
  • Austin, TX
  • iDEAL Hire is seeking a travel nurse RN Telemetry for a travel nursing job in Austin, Texas. Job Description & Requireme...
  • 12/13/2024 12:00:00 AM

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Internal Compliance & Safety Lead
  • Percepto
  • Austin, TX
  • Percepto is the leading provider of autonomous inspection and monitoring solutions, harnessing robotics, including its v...
  • 12/12/2024 12:00:00 AM

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Senior Team Leader - Facilities HVAC, Refrigeration, and Compliance
  • Whole Foods Market IP, L.P.
  • Austin, TX
  • Job Description The Senior Team Leader (STL) - Facilities Infrastructure Performance, Compliance & Lifecycle Planning ma...
  • 12/12/2024 12:00:00 AM

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Chemical Compliance Specialist
  • Resonac America Inc
  • Austin, TX
  • Job Description Job Description General Summary / Objective: Resonac America, Inc. (“REA”) is seeking an ambitious and m...
  • 12/11/2024 12:00:00 AM

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Trade Compliance Officer Cloud Protection & Licensing (CPL) North America (NORAM)
  • Thales
  • Austin, TX
  • Location: Austin, United States of America Thales people architect identity management and data protection solutions at ...
  • 12/9/2024 12:00:00 AM

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Medical Biller
  • Austin Medical Clinic
  • Austin, TX
  • Job Description Job Description At Austin Cardiology Clinic, we are dedicated to providing exceptional care to our patie...
  • 12/9/2024 12:00:00 AM

Austin is the capital of the U.S. state of Texas and the seat of Travis County, with portions extending into Hays and Williamson counties. It is the 11th-most populous city in the United States and the 4th-most populous city in Texas. It is also the fastest growing large city in the United States, the second most populous state capital after Phoenix, Arizona, and the southernmost state capital in the contiguous United States. As of the U.S. Census Bureau's July 1, 2017 estimate, Austin had a population of 950,715 up from 790,491 at the 2010 census. The city is the cultural and economic center ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Associate Compliance Officer jobs
$55,674 to $82,733
Austin, Texas area prices
were up 1.2% from a year ago

Associate Compliance Officer in Seattle, WA
Supporting RI Compliance programs associated with money manager oversight and approvals for all US Clients and Mutual Funds.
April 16, 2023
Associate Compliance Officer
Develops and implements MCHS's compliance work plans and assist Leader in establishing and maintaining departmental goals and objectives.
October 28, 2022
Build strong relationships with board members, executives, senior management, operations and other staff in all global locations to further the purpose of the role.
January 17, 2023
Manage compliance due diligence and integration efforts related to mergers and acquisitions.
February 04, 2023
Demonstrated, expert knowledge of consumer-focused regulations (such as CAN-SPAM and UDAAP) as well as a strong familiarity with other consumer protection and deposit regulations at both state and federal levels, including information from the CFPB, FDIC, OCC, and state regulatory bodies.
March 07, 2023
Performs compliance audits for the purpose of monitoring processes and detecting noncompliance, including coordinating audit activities and responses with external counsel as needed.
March 10, 2023
Provide strategic guidance and representation to senior management and business segments on the changing requirements related to compliance, including anti-corruption, export controls, sanctions, antitrust, insider trading, records retention and related areas.
April 14, 2023
Serves as a Vice-Chair of the Hospital Ethics and Compliance Committee and assist hospital leadership with bioethics issues including regulatory and statutory framework for bioethical decision making.
April 21, 2023
Lead oversight and coordination for continuous improvement opportunities identified from quality control reviews including, but not limited to, process and procedure improvement, training and communication, individual performance management feedback and team and LOB partner feedback forums.
April 28, 2023