Associate Wealth Advisor jobs in the United States

About the job

About Royal Wealth Partners

Royal Wealth Partners is a boutique wealth management firm located in the Omaha Metropolitan Area. We provide deep professional advice to clients in 40 states and seek to deliver a curated Family Office experience. We focus on the quality of relationships rather than quantity. We have a team of tenured and credentialed professionals who strive for excellence in serving our clients, community, and each other.

About the Role

This is a full-time role for an Associate Wealth Management Advisor at Royal Wealth Partners. The AWMA will be responsible for a wide variety of the financial planning and investment management services we provide for our clients. In collaboration with our Lead Advisors, will focus on building and updating comprehensive financial plans, client service relationship management, creating and implementing recommendations, responding to client service requests, and preparing for client presentations and review meetings. This role will also correspond with clients to handle advisory service questions, prepare reports for planning and advisory review meetings, and participate in client review meetings with a lead advisor.

Core Responsibilities

● Supports senior team members by assisting in the creation of financial plans and helping prepare materials needed for client meetings and follow-ups

● Develops expertise in financial planning and familiarity with developing financial plans (PX) for clients.

● Execute financial plans & case prep

● Coordinate proactive client service

● Quarterback and resolve client service

● Reinforce and support client service schedule

● Primary & second seat on a subset of clients

Analytical Support

● Coordinates client service requests between investments, planning and insurance teams

● Attends client meetings and takes detailed notes

● Analyze client information and prepares reports and presentations

● Enters client information into various systems including financial planning and CRM

● Prepares financial plans and recommendations

Client Service:

● Answer basic questions for clients of fields client calls

● Maintains information in CRM system.

● Begins to sit in client meetings, taking notes and creating follow-up tasks

Firm Responsibilities:

● Understand and support the firm’s vision, mission, and strategy

● Engage in teamwork and teambuilding and integrate int to the culture of the firm

● Participate in the completion of strategic initiatives and projects

Qualifications:

● Bachelor’s degree with major in finance, economics, accounting, financial planning, or related field required

● Prefer minimum of three-years’ experience in the financial services industry with a concentration in financial planning, securities, and investment operations

● FINRA Series 7 and series 63 licenses (or obtainable within 6 months on the job)

● Nebraska Life and Health Insurance License (or obtainable within 6 months on the job)

● CFP® designation (or obtainable within 2 years on the job)

In joining our team, you will work with talented, high-achieving people who come together to serve and support our clients and each other. We offer highly competitive pay and benefits with professional development and growth opportunities.

Job Type: Full-time

Weekly schedule:

• Monday to Friday

Work setting:

• In-person

Ability to Relocate:

• Omaha, NE 68114: Relocate before starting work (Required)

Work Location: In person