Compliance Analyst jobs in the United States

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Compliance Analyst
  • Cloudbreak Compliance Group, LLC
  • White Plains, NY FULL_TIME
  • About Cloudbreak Compliance Group, LLC

    Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients with highly-tailored and business friendly solutions in today’s constantly-evolving, complex regulatory landscape. 


    Role and Responsibilities

    Cloudbreak is seeking to add at least one full-time Compliance Analyst to its team. The person will be expected to work from Cloudbreak’s office in White Plains, New York at least three days per week.


    Responsibilities will include:


    • Preparing policies and procedures, reports, memoranda and other client deliverables
    • Supporting and participating in client engagements including annual compliance program reviews and mock examinations
    • Tracking and monitoring ongoing client compliance obligations
    • Conducting compliance testing, including electronic communications reviews
    • Assisting in the preparation of regulatory filings, including Form ADV, Form PF, Form 13H and Form 13F
    • Reviewing marketing materials
    • Onboarding and monitoring compliance software platforms for clients
    • Researching compliance issues


    In support of Cloudbreak's dedication to training and developing its team, the person taking this role will have exposure to various clients and topic areas and will receive training to enhance their skillset.


    Skills & Experience

    • 0-2 years of regulatory and/or compliance experience at a private fund manager, law firm, consulting firm or at the SEC
    • Demonstrated prior interest in compliance preferred (e.g., college classes, internships, prior roles)
    • Strong writing and analytical skills and attention to detail
    • Proficient with Microsoft Office applications


    Cloudbreak is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.


    No recruiters please

  • 9 Days Ago

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System Analyst
  • Master Compliance
  • Lansing, MI CONTRACTOR
  • NOTE: This Role is only for W2 Please don't submit for C2CRole: System AnalystLocation: Lansing, MI. (Need locals)Visa: H1b, H4 EAD, GC, USCClient: State of Michigan - Department of Technology, Manage...
  • Just Posted

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Financial Systems Analyst
  • Gain Compliance
  • Des Moines, IA FULL_TIME
  • We are looking for a product-minded accounting or financial reporting professional with strong technical acumen to join our Product Solutions team: a highly productive and collaborative individual exe...
  • 14 Days Ago

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System Analyst (W2 Only)
  • Master Compliance
  • Lansing, MI CONTRACTOR
  • Hi Professionals!!#W2only #Urgentrequirement #DirectclientGreetings from Master Compliance.!!Please find the below-mentioned requirement and let me know if you are interested and available.Role: Syste...
  • Just Posted

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Risk Analyst
  • AJ FOX COMPLIANCE
  • Edinburgh, IN FULL_TIME
  • We have a new opportunity for a Risk Analyst in Edinburgh to join a dynamic Independent Law Firm.This position is ideal for someone with experience in the legal/professional services sectors or those ...
  • 5 Days Ago

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Conflicts Analyst
  • AJ FOX COMPLIANCE
  • New York, NY FULL_TIME
  • A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex ch...
  • 5 Days Ago

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Senior Compliance Analyst, Sponsored Projects
  • Georgetown Univerisity
  • Washington, DC
  • Located in a historic neighborhood in the nation's capital, Georgetown offers rigorous academic programs, a global persp...
  • 6/21/2024 12:00:00 AM

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Compliance Analyst
  • Green Key Resources
  • Capitol Heights, MD
  • Job Description Job Description We are currently hiring a Compliance Analyst for a great client in Capitol Heights, MD. ...
  • 6/20/2024 12:00:00 AM

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Human Resources Benefits & Compliance Analyst
  • Veracity Solutions
  • Alexandria, VA
  • Human Resources Benefits & Compliance Analyst Hybrid Remote a few days a week Alexandria, VA / Fairfax, VA / Fairfax Sta...
  • 6/20/2024 12:00:00 AM

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Remote PDF 508 Compliance Analyst
  • Insight Global
  • Arlington, VA
  • Job Description We are searching for a detail-oriented 508 Compliance Specialist and Adobe PDF Form Developer to support...
  • 6/19/2024 12:00:00 AM

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Secret Cleared Risk and Compliance Analyst
  • Gridiron IT
  • Arlington, VA
  • Gridiron IT is seeking a Risk and Compliance Analyst with an Active Secret Clearance to support a federal program on a p...
  • 6/18/2024 12:00:00 AM

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Senior Security Compliance Analyst/ISSO
  • Capgemini Government Solutions
  • Washington, DC
  • Capgemini Government Solutions (CGS) LLC is seeking a highly motivated Senior Security Compliance Analyst/ISSO to join o...
  • 6/18/2024 12:00:00 AM

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Risk and Compliance Analyst
  • Dunhill Professional Search & Government Solutions
  • Bethesda, MD
  • Risk and Compliance Analyst Hybrid – Bethesda, MD – 2 days per week US Citizenship Required We are looking for a motivat...
  • 6/17/2024 12:00:00 AM

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Fiscal Compliance Analyst II or III
  • Legal Services Corporation
  • Washington, DC
  • Job Description Job Description ABOUT LSC: Established by Congress in 1974, the Legal Services Corporation (LSC) is the ...
  • 6/17/2024 12:00:00 AM

Income Estimation for Compliance Analyst jobs
$67,168 to $89,397