Compliance Coordinator jobs in Stamford, CT

Compliance Coordinator coordinates the tracking, preparation, and completion of regulatory filings, registrations, licensing, and compliance documents. Ensures documentation fulfills all requirements and meets filing deadlines. Being a Compliance Coordinator assists with noncompliance investigations and implementing and monitoring compliance controls. Requires a bachelor's degree or equivalent. Additionally, Compliance Coordinator typically reports to a supervisor or manager. The Compliance Coordinator work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Coordinator typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Compliance Specialist
  • Protos Security, LLC
  • Norwalk, CT FULL_TIME
  • Protos Security is the largest technology-enabled security officer management company in the U.S. In addition to providing our clients with industry leading security management software, Protos offers security guarding services via a national network of 4,000 vetted and managed, local security vendors.

    We are currently looking to hire an entry-level Compliance Specialist to work full-time, Monday through Friday, in a remote capacity. As part of the existing Compliance team, you will execute daily activities which support, and ensure the ongoing participation of, members of our national network of security vendors. Through phone and electronic communication, you will ensure that each vendor maintains all insurance, licensing, tax, and contract documentation required for participation in our network – and that this information is current, verified, and maintained within internal databases. If you are a detail oriented and enthusiastic team player looking to grow your career in an expanding and industry-leading service organization working each day to keep people safe, read on!

    Essential Duties and Responsibilities May Include:

    • Ensure all security vendors are properly licensed and insured, via audit or monitoring business processes and databases
    • Communicate with vendors to obtain renewal documents as and when needed
    • Confirm documents received are accurate and meet requirements; work with vendors to resolve any issues identified
    • Validate that documents received are authentic by contacting insurance brokers or carriers, and licensing authorities
    • Ensure vendor network integrity by advising other Protos departments of a vendor’s non-compliance and move to restrict their access to future work orders
    • Manage documents across data repositories, including hard and digital copies as necessary
    • Work with internal partners as needed to provide support and/or resolve compliance-related issues
    • Review new vendor applications, determine their value to the network; participate in onboarding as required
    • Maintain vendor and contact profile data; document all communications in company systems, spreadsheets, or reports
    • Participate in weekly meetings to discuss business objectives, P&P adjustments, audit needs, areas of the country where additional vendors are needed, and provide feedback regarding internal IT-related process and workflow
    • Be a team player, sharing best practices and lessons learned with other members of the Compliance team to ensure a level of consistency across all vendor interactions
    • Maintain a positive and professional demeanor, representing Protos in full compliance with applicable laws, regulations, policies, and procedures
    • Perform additional functions, duties and specific tasks of a similar nature and scope as necessary to achieve assigned business objectives

    Qualifications:

    • High School Diploma/GED required; Undergraduate work preferred
    • Minimum of 2 years’ experience in a compliance role, or a position requiring a similar skill set
    • Highly organized and methodical, with a systematic approach to work
    • Process driven and detailed oriented, with excellent prioritization and time management skills
    • Thinks critically and anticipates, recognizes, identifies, and develops solutions to problems quickly
    • Proficient in data validation and sorting
    • Strong communication, collaboration, and leadership skills
    • Demonstrated ability to work in a team-oriented environment
    • Microsoft Office (Excel, Word, Outlook) proficiency required; Excel knowledge preferred
    • Security industry experience helpful, but not required


    Additional Information:

    • Position: Full-time, exempt
    • Compensation: Base salary commensurate with experience, discretionary, performance based year-end bonus
    • Benefits: Health, Vision, Life and Dental Insurance; Paid Time Off; Retirement Plan 401(k); Flexible Spending Account; Health Savings Account; Parental Leave; Employee Assistance Program
    • Travel: Up to 10%

    To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed above are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.






    PI97185d599dd2-31181-33870064


    About the Company:
    Protos Security, LLC



  • Just Posted

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Compliance Associate
  • Partnership Employment
  • Stamford, CT FULL_TIME
  • Asset Manager is looking to hire a Compliance Associate to join their growing team. Candidate will be assisting with the overall compliance program under the supervision of the CCO. Conduct Compliance...
  • 3 Days Ago

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HR Compliance Manager
  • BlueTriton Brands
  • Stamford, CT FULL_TIME
  • BlueTriton is a leading provider of spring and purified water products - the name behind your favorite bottled water brands. We are proud to offer an extensive portfolio of highly recognizable, respon...
  • Just Posted

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HR Compliance and Benefits Manager
  • Berkley
  • Greenwich, CT OTHER
  • Company Details "Our Company provides a state of predictability which allows brokers and agents to act with confidence." Founded in 1967, W. R. Berkley Corporation has grown from a small investment ma...
  • 19 Days Ago

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AVP, Compliance Risk
  • Synchrony Financial
  • Stamford, CT FULL_TIME
  • Job Description:Role Summary/Purpose:This role is responsible for Compliance governance activities such as management of Compliance Risk and Controls Self-Assessment (“RCSA”) oversight and execution, ...
  • 20 Days Ago

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AVP, Compliance Risk
  • Synchrony Financial
  • Stamford, CT FULL_TIME
  • Job Description:Role Summary/Purpose:This role is responsible for Compliance governance activities such as management of Compliance Risk and Controls Self-Assessment (“RCSA”) oversight and execution, ...
  • 20 Days Ago

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0 Compliance Coordinator jobs found in Stamford, CT area

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Compliance Coordinator
  • Momentum Resource Solutions, LLC.
  • New York, NY
  • The Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The depart...
  • 5/9/2024 12:00:00 AM

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Compliance Coordinator
  • Momentum Resource Solutions Llc.
  • New York, NY
  • The Corporate Compliance department supports the Agency in maintaining compliance in all areas of operations. The depart...
  • 5/9/2024 12:00:00 AM

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Compliance Coordinator
  • Otis Worldwide
  • New York, NY
  • Date Posted: 2024-04-24 Country: United States of America Location: OT234: GW - NEW YORK, NY One Penn Plaza, NEW YORK, N...
  • 5/9/2024 12:00:00 AM

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Candidate Care Compliance Coordinator
  • Wonder
  • New York, NY
  • About Us Imagine: 30 unique restaurants to order from, brought to your door in under 30 minutes. That's what our custome...
  • 5/9/2024 12:00:00 AM

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M/WBE & COMPLIANCE COORDINATOR
  • City of New York
  • New York, NY
  • Job Description The Commission works every day to implement the citys Human Rights Law through enforcement, education, a...
  • 5/9/2024 12:00:00 AM

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Compliance Coordinator
  • Arnold & Porter
  • New York, NY
  • The Firm Administration Department of Arnold & Porter has an opening for a Compliance Coordinator. The Compliance Coordi...
  • 5/7/2024 12:00:00 AM

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Compliance Coordinator
  • Atlantic Group
  • New York, NY
  • Our client is a prominent Hedge Fund managing over $15 billion in assets, seeking a Compliance Coordinator to facilitate...
  • 5/6/2024 12:00:00 AM

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Retail Compliance Coordinator
  • Marc Fisher Footwear
  • Greenwich, CT
  • The Retail Compliance Coordinator at Marc Fisher Footwear would be expected to assist and coordinate key areas of accoun...
  • 5/6/2024 12:00:00 AM

Stamford (/ˈstæmfərd/) is a city in Fairfield County, Connecticut, United States. According to the 2010 census, the population of the city is 122,643. As of 2017, according to the Census Bureau, the population of Stamford had risen to 131,000, making it the third-largest city in the state (behind Bridgeport and New Haven) and the seventh-largest city in New England. Approximately 30 miles (50 kilometers) from Manhattan, Stamford is in the Bridgeport-Stamford-Norwalk Metro area which is a part of the Greater New York metropolitan area. Stamford is home to four Fortune 500 Companies, nine Fort...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Coordinator jobs
$64,263 to $86,121
Stamford, Connecticut area prices
were up 1.7% from a year ago

Compliance Coordinator in Everett, WA
Proven industry professional with knowledge around contracts & compliance codes to work within a collaborative team of 2 and report directly to the Legal Counsel.
February 16, 2020
Compliance Coordinator in Greenville, MS
Coordinators, depending on the size of the bank or branch, may have a number of bank activities to review, or just a single aspect of the bank to review.
February 01, 2020
Compliance Coordinator in Beaumont, TX
You need to consider that the compliance role will give access to ALL market center transactions.
January 25, 2020