Compliance Investigator conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Being a Compliance Investigator presents clear, concise, and factual reports that enable fair and relevant decisions to be made. Recommends proactive measures that will reduce the risk of similar future incidents. Additionally, Compliance Investigator typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. The Compliance Investigator contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. To be a Compliance Investigator typically requires 4 to 7 years of related experience. (Copyright 2024 Salary.com)
Spruce Street Compliance is a compliance consulting firm based out of Philadelphia, PA (or potentially Washington, DC). Our firm is committed to supporting progressive causes and candidates nation-wide. This position will report to the firm’s Principal.
Salary range: $90,000-$120,000/annually generous benefits package and professional development opportunities. DOE
Responsibilities
· Manage compliance team including Manager and Associate(s)
· Maintain client bookkeeping file, budget, and cashflow
· Providing extensive financial reports to clients
· Process disbursements and track outstanding invoices
· Registering and terminating client’s federal and nonfederal registrations
· Oversee and process client payroll and staff benefit programs
· On-boarding and off-boarding client staff
· Maintain compliance with GAAP
· Perform bank and compliance software reconciliations
· Oversee compliance correspondence
· Create, implement, and administer efficient workflows
· Develop relationships with vendors and assist with client procurement
· Prepare and file federal and non-federal campaign finance reports
Experience and Skills
· 5 years of experience work with political or non-profit organizations
· At least 3 years of experience with non-profit and/or campaign finance compliance
· Strong attention to detail and organized
· Experience with Excel, Google Business Suite, and Dropbox
· Ability to manage multiple projects at once and meet strict deadlines
· Ability to work evenings and weekends to meet deadlines
· Willingness to take initiative
· Strong bookkeeping/accounting and budget building and tracking experience
· Extensive experience with Quickbooks Online
· Bachelor’s degree
· Commitment to supporting progressive causes
· Commitment to working within a diverse and inclusive work space
· A background check will be conducted after a conditional offer of employment has been made to a candidate
Spruce Street Compliance is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status.
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