Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Overview: The Quality Manager manages the laboratory’s QA and QC program. The Quality Manager serves as subject matter expert on quality and compliance matters. The Quality Manager has defined responsibility and authority for ensuring that the quality management system related to quality in the laboratory is implemented and consistently followed.
Responsibilities:
· Must maintain a deep understanding of quality control, quality assurance, and quality management systems, ISO 17025 and other control measures.
· Stay up to date with changes in rules and regulations, ensuring SOPs are continuously reviewed to comply with regulations and represent best practices.
· Must have working knowledge of analytical techniques, creation of SOPs, LIMS interface, and basic chemistry techniques, e.g., HPLC, GC-MS, LC-MS.
· Conducts thorough review of data packages to ensure their accuracy.
· Promote awareness and responsibility through training and regular communication across the company.
· Approves all controlled laboratory documentation.
· Maintains ISO 17025 accreditation and compliance with State and local regulatory requirements.
· Maintains the master list of Standard Operating Procedures (SOPs) along with SOP revisions.
· Performs internal audits, including both technical and quality systems, and direct any necessary corrective action by notifying management of deficiencies or opportunities for improvement.
· Performs, schedules, and records internal laboratory inspections as necessary.
· Manages the lab’s Proficiency Test program for all analyses ensuring proficiency tests are ordered, completed, and resulted according to MSDH regulations and ISO 17025 guidelines.
· Maintains chemical/equipment traceability records.
· Monitors CAPAs, non-conformances, OOS, failed tests, repeat tests, employee incidents, and client complaints for areas of improvement.
Occupational Demands:
· Must be able to lift at least 35lbs.
· Must be able to sit for long periods of time.
· Exposure to hazardous chemicals.
· Repetitive hand movement of both hands with the ability to make fast, simple, repeated movements of the fingers, hands, and wrists.
Job Type: Full-time
Pay: $45,000.00 - $48,500.00 per year
Benefits:
Schedule:
Ability to Relocate:
Work Location: In person
Clear All
0 Compliance Manager (Banking) jobs found in Columbus, MS area