Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Why this role is important:
The SOX Compliance Senior reports to the SOX Compliance Manager. The position is a highly visible role that recognizes the importance Vonage places on implementing and maintaining a strong system of internal controls.
The person will evaluate the design and effectiveness of internal controls and operating practices, develop and prepare audit objectives and scope, and develop and communicate to management practical solutions to address control issues.
The ideal candidate will be a high-performing individual, with excellent technical and communications skills, who is looking for career growth in a dynamic, technology environment.
What you will do:
What is Required:
Position Requirements (Technical Knowledge, Software, etc.)
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0 Compliance Manager (Banking) jobs found in Middlesex, NJ area