Discount Brokerage Operations Manager oversees the daily operations of a discount brokerage. Ensures that brokerage operations adhere to the organization's financial and business strategies. Being a Discount Brokerage Operations Manager monitors the purchase and sale of securities for clients at discounted commissions. Ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Additionally, Discount Brokerage Operations Manager ensures compliance with all relevant government regulations. Keeps abreast of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Discount Brokerage Operations Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Discount Brokerage Operations Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)
Product Manager - Back-Office Institutional Brokerage Processing
We are currently seeking an experienced and financial services oriented professional to take on the role of Product Manager. The ideal candidate is expected to evolve and grow our suite of institutional products to meet the changing needs for our clients in support of the ever evolving and increasing demand in the industry. This role will influence a cross functional project team and provide product direction to develop conceptual design, market and competitive analysis and evaluate product performance to determine necessary product enhancements or changes.
Role Responsibilities
Qualifications and Experience Required
Clear All
0 Discount Brokerage Operations Manager jobs found in Milwaukee, WI area