Principal Financial Analyst jobs in Arizona
Recently Added Principal Financial Analyst jobs
Senior Supervisory Principal
- LPL Financial Corp
-
Tempe, AZ
FULL_TIME
- Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you! LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than 18,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients. Please Note: Candidate must be local to one of our offices (Fort Mill, SC; Tempe, AZ; San Diego, CA) and have the ability to work in a hybrid capacity. Job Overview: Sr. Supervisory Principal is responsible for serving as a complex products subject matter expert for LPL Financial Professionals across the country. This position will be primarily responsible for supervising the appropriateness of transactions in life insurance products as well as structured products/alternative investments, ensuring advisors are meeting the standards and requirements of supervision set forth by regulatory agencies and the Firm. Responsibilities: Review and approval of transactions for suitability and documentation of fixed and variable life insurance as core role, with an opportunity to supervise other products including variable, fixed indexed, and fixed annuities as well as structured products/alternative investments. Serve on various committees and projects as determined by management · Assist other functions within Business risk management as necessary to meet demand Act as key contact and subject matter expert for Financial Advisors, OSJ Supervisors, & Home Office Supervisors, and assist in any program/client issues regarding life insurance, as well as variable, fixed indexed annuities or other complex products Assist with regulatory exams and requests as well as assist with the maintenance of the department’s written supervisory procedures Assist with ad hoc project requests from management What are we looking for? We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement. Requirements: Undergraduate degree in Business, Accounting, Finance or related discipline 7 years industry experience Licenses/Certifications Required: Series 7, 66 (or 63 and 65), 9 and 10 (or Series 24 & 53) required Knowledge of life insurance, mutual funds, annuities, general securities, alternative investments, and other financial products required Core Competencies: Experience with all Microsoft applications, particularly, Excel, Word, Access, PowerPoint. Visibility to work in a fast-paced/high-volume environment and be flexible with the work schedule Ability to multi-task, strong attention to detail, excellent problem-solving and follow-up skills are essential for this position Excellent oral and written communication skills Ability to make regulatory and supervisory-based decisions will be necessary to complete the day-to-day functions of the role Proactive collaboration and service-based responses with business partners on escalated issues and concerns is essential Ability to develop compliance systems and strategies for effective supervision Pay Range: $71,800-$107,700/year Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! Why LPL? At LPL, we believe that objective financial guidance is a fundamental need for everyone. As the nation’s leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services. We provide you with a work environment that encourages your creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career that has no limits, only amazing potential. We are one team on one mission. We take care of our advisors, so they can take care of their clients. Because our company is not too big and not too small, you can seize the opportunity to make a real impact. We are committed to supporting workplace equality, and we embrace the different perspectives and backgrounds of our employees. We also care for our communities, and we encourage our employees to do the same. This creates an environment in which you can do your best work. Want to hear from our employees on what it’s like to work at LPL? Watch this! We take social responsibility seriously. Learn more here Want to see info on our benefits? Learn more here Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE. Information on Interviews: LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card. Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855) 575-6947. LPL Financial is the nation’s largest independent broker-dealer.* Our company is widely known for its financial strength, exceptional service, and favorable industry reputation among financial professionals. To understand who we are, it’s important to know our core belief: financial guidance is a fundamental need for everyone. LPL Financial creates the space to let you do what you do best – create personal, long-term client relationships that turn financial aspirations into realities. Each year, thousands of financial professionals successfully manage billions of dollars in assets. Because our company is not too big and not too small, you can seize the opportunity to make a real impact. To learn more about our organization visit our About LPL page. * As reported by Financial Planning magazine, June 1996-2019, based on total revenue. Want to learn more about the benefits of working at LPL? Check out the links below! We Are LPL Benefits Culture Social Responsibility
- 8 Days Ago
Senior Complex Product Supervision Principal
- LPL Financial Corp
-
Tempe, AZ
FULL_TIME
- Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that...
- 2 Days Ago
FINANCIAL ANALYST
- Arizona Department of Economic Security
-
Phoenix, AZ
OTHER
- DEPARTMENT OF ECONOMIC SECURITY _Your Partner For A Stronger Arizona.DES works with families, community organizations, advocates and state and federal partners to realize our collective vision: A thri...
- Just Posted
Financial Analyst
- Sunland Asphalt
-
Phoenix, AZ
FULL_TIME
- SUNLAND ASPHALT Is the road to your future under construction? Come join our Award Winning Team. Sunland Asphalt & Construction, LLC. strives to recruit top talent and we are committed to help you gro...
- Just Posted
Financial Analyst
- Offshore International
-
Tucson, AZ
FULL_TIME
- DEPARTMENT: FINANCE FLSA STATUS: Exempt REPORTS TO: Senior Business Analyst JOB SUMMARY: Responsible for financial and costing analysis, planning activities and month-end report preparation. Leads pro...
- Just Posted
Financial Analyst
- Robert Half
-
Tucson, AZ
PER_DIEM
- Candidates with a thorough background and understanding of finance, may be interested in this Financial Analyst position via Robert Half which will also let them utilize their exemplary communication ...
- 3 Days Ago
Principal Financial Analyst jobs at Popular Companies
Principal Financial Analyst
- Robert Half
-
Plymouth, MN
- This position operates within a device manufacturing division of our global client, which focuses on improving quality o...
- 6/4/2024 12:00:00 AM
Principal Financial Analyst / FP&A - Hybrid
- Creative Financial Staffing
-
Shoreview, MN
- Principal Financial Analyst Join a leading manufacturing company and become the driving force behind our success as a Le...
- 6/4/2024 12:00:00 AM
Principal Financial Analyst
- Idaho State Job Bank
-
Boise, ID
- Principal Financial Analyst at Oracle in Boise, Idaho, United States Job Description Job Description Financial support t...
- 6/4/2024 12:00:00 AM
Principal Financial Analyst - OCI Workload Health
- Idaho State Job Bank
-
Boise, ID
- Principal Financial Analyst - OCI Workload Health at Oracle in Boise, Idaho, United States Job Description Job Descripti...
- 6/4/2024 12:00:00 AM
Principal Financial Analyst - Remote
- Idaho State Job Bank
-
Boise, ID
- Principal Financial Analyst - Remote at Prime Therapeutics in Boise, Idaho, United States Job Description Our work matte...
- 6/3/2024 12:00:00 AM
Principal Financial Analyst, Open Source Sales Finance
- Idaho State Job Bank
-
Boise, ID
- Principal Financial Analyst, Open Source Sales Finance at Oracle in Boise, Idaho, United States Job Description Job Desc...
- 6/3/2024 12:00:00 AM
Principal Financial Analyst
- Abbott
-
Minneapolis, MN
- Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-chan...
- 6/2/2024 12:00:00 AM
Prin Financial Analyst Proj Valuation
- NextEra Energy
-
North Palm Beach, FL
- Requisition ID: 80178 NextEra Energy Resources is the world's largest generator of renewable energy from the wind and su...
- 6/2/2024 12:00:00 AM
About Arizona
Arizona (/ˌærɪˈzoʊnə/ (listen); Navajo: Hoozdo Hahoodzo Navajo pronunciation: [xòːztò xɑ̀xòːtsò]; O'odham: Alĭ ṣonak Uto-Aztecan pronunciation: [ˡaɺi ˡʂonak]) is a state in the southwestern region of the United States. It is also part of the Western and the Mountain states. It is the sixth largest and the 14th most populous of the 50 states. Its capital and largest city is Phoenix. Arizona shares the Four Corners region with Utah, Colorado, and New Mexico; its other neighboring states are Nevada and California to the west and the Mexican states of Sonora and Baja California to the south and so...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Principal Financial Analyst jobs
$106,682 to $150,408
Most Popular Cities in Arizona for Principal Financial Analyst Jobs
What does a Principal Financial Analyst do?
Principal Financial Analyst
Provides critical leadership within project team/working groups to facilitate understanding between multiple business areas and recognize upstream/downstream impacts of decisions, deliverables and results.
May 13, 2023
Support driving the company-wide planning process to define financial targets and key business assumptions while developing thoughtful methodologies and applying financial rigor throughout the process, and benchmarking planning to key performance indicators.
April 30, 2023
Prepares budgets and schedules for contract work and performs and/or assists in financial analyses such as funding profiles, sales outlook, cash forecasting, and variance analysis.
March 12, 2023
Demonstrate concise verbal and written communication that is targeted and appropriate to the needs of the audience.
February 14, 2023
Develops relationships and influence across with business partners up to Executive level to gain avenues for solution research, resulting in improved solutions.
November 23, 2022
Lead and drive portfolio prioritization for the domain in accordance with established enterprise and IT guidelines and in alignment with technical delivery priorities for the domain, Develops, builds and support prioritization and decision-making frameworks for leadership delivery trade off decisions based on portfolio priorities and teams' capacity constraints.
November 21, 2022