Registration Manager jobs in Yonkers, NY
Recently Added Registration Manager jobs
Registration Manager
- Rosenthal Recruiting
-
New York, NY
FULL_TIME
- Company DescriptionBroker Dealer, FINRA Member. Firm offices are in the United States (U.S). Investment Bank products, services are offered primarily to Corporate, Retail, Institutional clients.Job DescriptionExperienced Registration / compliance professional responsible for Regulatory Reporting and Registration Activities for a FINRA member Investment Bank. The Coordinator / Analyst will be responsible for monitoring of registration and training related activities.This Registration position will monitor and ensure compliance with rules regarding registration for FINRA Registration, U.S. State, INSURANCE Licensing form submissions, including U-4, U-5, Disciplinary, Terminations, fingerprinting, continuing education filings as required Responsibilities:▪Manage activities with respect to WEB CRD application, FINRA, S.E.C. State, Insurance requirements for the Company and Employees. View, respond to WEB CRD queues, reports. Keep abreast of changes and updates within the CRD application, registration rules and statutes.▪Responsible for FINRA and state securities registration and licensing of the firm and its personnel. This consists of processing Uniform Forms U-4 and U-5, Form BD, Form ADV and various state forms; registration renewals; coordinating study materials and classes; paying periodic fees and assessments and scheduling exams.▪Correspond with regulators with respect to disclosure events (e.g., arrest records, disciplinary events) and waiver requests. QualificationsWorking knowledge of FINRA and U.S. state registration requirements, experience with Web CRD and be familiar with branch office, supervisory and customer complaint requirements.▪Undergraduate degree, preferred▪Two years or more of compliance officer experience with a FINRA Member Broker-Dealer. Insurance Licensing, preferred▪Ability to collaborate with colleagues and meet deadlines.▪Highly organized and detailed oriented.▪Excellent written and oral communication skills.▪Ability to maintain confidential information. Additional InformationThis is a full-time permanent position. In addition to salary, the position will offer comprehensive benefits that are available to all Company employees. The Associate position has limits on travel, overtime, though requires work in the Midtown New York, NY office.The Company is an equal opportunity employer and values diversity. The Company does not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. ---------------If this sounds like the right job for you, you can use the button below to submit your resume. Please attach resume in Word format preferably or send e-mail with it attached.
- 1 Month Ago
Entry Level - Financial Services
- Mid-Large Asset Manager
-
New York, NY
FULL_TIME
- Entry Level Institutional Service / Sales Analyst Premier/ Boutique Asset Manager seeks an Entry Level Institutional Service / Sales Client Analyst (s) that will be responsible for providing investmen...
- 1 Month Ago
Administrative Assistant and Office Manager
- NYC Based Construction Manager and GC
-
New York, NY
FULL_TIME
- We are a growing general contracting company representing both tenants and landlords across the continental US. We are based out of Long Island City Queens, NY. This position requires applicants who a...
- 14 Days Ago
General Manager for Marriott Branded Hotel in Downtown Brooklyn
- Owner/ Manager Investor of Real Estate
-
Brooklyn, NY
FULL_TIME
- General Manager for Marriott flagged Brooklyn hotel- MUST HAVE MARRIOTT EXPERIENCE. Salary review in 120 days and then again in 120 days - MUST HAVE SHOWN LONG TERM ASSIGNMENTS AND JOB LONGEVITY . Cus...
- 20 Days Ago
Case Manager, Promise Academy, Social Work Department
- Case Manager, Social Work Department
-
New York, NY
FULL_TIME
- Harlem Children’s Zone (HCZ) — a world-renowned education and poverty-fighting organization based in New York — seeks an enthusiastic, dedicated, and mission-aligned Social Worker to join the Social S...
- 1 Month Ago
Registration Clerk
- Westchester Community College
-
Valhalla, NY
FULL_TIME
- Location: Valhalla, NY Category: Staff Positions Posted On: Fri Apr 5 2024 Job Description: The Registration Clerk provides general office support and customer service for the Registrar's Office on th...
- 18 Days Ago
Filters
- Current Active Filter
- Yonkers, NY
Clear All
- Filter Jobs By posted time
- Within 1 Day
- Within 2-7
- Within 1 Month
- Within 3 Months
0 Registration Manager jobs found in Yonkers, NY area
Senior Branch Manager
- M&T Bank
-
Tarrytown, NY
- Overview: Manages all activities of a branch. Responsible for the overall success of the branch operating model, includi...
- 4/25/2024 12:00:00 AM
Nursing Operations Coordinator
- Mount Sinai Hospital
-
New York, NY
- Job Description The Operations Coordinator (Inpatient Operations) provides overall support to the Nursing Operations Cen...
- 4/24/2024 12:00:00 AM
412 Squash Association Operations & Marketing Coordinator
- The Spence School
-
New York, NY
- Job Details Job Location 412 - New York, NY Position Type Full Time Salary Range $26.00 - $28.00 Hourly Description OPER...
- 4/24/2024 12:00:00 AM
General Manager In Training
- Advance Stores Company Inc (500)
-
Saddle Brook, NJ
- General Manager In Training page is loaded General Manager In Training Apply locations 427 Market St, Saddle Brook, NJ 0...
- 4/23/2024 12:00:00 AM
Event Coordinator - New York, USA
- Flight Centre Travel Group
-
New York, NY
- **Event Coordinator - New York, USA** **Job no:** 511553 **Brand:** FCM **Work type:** Full time **Location:** New York ...
- 4/22/2024 12:00:00 AM
Compliance Analyst- EComms Surveillance/Registrations Manager
- Lime Trading
-
New York, NY
- Compliance Analyst- EComms Surveillance/Registrations Manager Conduct eComms surveillance for the Firm. Update Firm lexi...
- 4/21/2024 12:00:00 AM
Wound Care Clinical Res. Mgr
- BronxCare Health System
-
Bronx, NY
- Overview: Carries out patient care responsibilities with emphasis on decision-making related to the steps in the nursing...
- 4/21/2024 12:00:00 AM
Tunnels Northeast Regional Business Leader
- Black & Veatch
-
Paramus, NJ
- **Tunnels Northeast Regional Business Leader** Date: Apr 1, 2024 Location: Gaithersburg, MD, US Burlington, MA, US Wilmi...
- 4/21/2024 12:00:00 AM
About Yonkers, New York
Yonkers (/ˈjɒŋkərz/) is a city in Westchester County, New York. It is the fourth most populous city in the U.S. state of New York, behind New York City, Buffalo, and Rochester. The population of Yonkers was 195,976 as enumerated in the 2010 United States Census and is estimated to have increased by 2.5% to 200,807 in 2016. It is an inner suburb of New York City, directly to the north of the Bronx and approximately two miles (3 km) north of the northernmost point in Manhattan.
Yonkers' downtown is centered on a plaza known as Getty Square, where the municipal government is located. The downtown...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Registration Manager jobs
$61,609 to $83,122
Yonkers, New York area prices
were up 1.6% from a year ago
were up 1.6% from a year ago
What does a Registration Manager do?
Registration Manager in Winter Park, FL
Works within the event team to plan, organize and implement the event registration layout, equipment, internet and various tech needs.
September 23, 2022
Registration Manager
Completes all required projects and reports in a timely fashion on a daily, weekly or monthly basis per the direction of the leadership.
February 09, 2023
Support the Regulatory Affairs Specialist in providing robust regulatory advice and plans to the various project teams and advisory bodies to ensure that the business needs are in compliance with regulations and/or regulatory advice.
February 27, 2023
Creates and enforces work standards, quality measures and process improvements consistent with the organization's goals/objectives and industry trends.
April 29, 2023