Top Investment Executive jobs in Santa Maria, CA
Top Investment Executive plans and directs all aspects of an organization's investment programs. Oversees the research, evaluation and selection of investment vehicles and makes decisions to align the investment selections with the organization's goals and risk tolerance. Being a Top Investment Executive requires a bachelor's degree. Demonstrates expertise in a variety of the field's concepts, practices, and procedures. Additionally, Top Investment Executive typically reports to top management. The Top Investment Executive manages a departmental function within a broader corporate function. Develops major goals to support broad functional objectives. Approves policies developed within various sub-functions and departments. Comprehensive knowledge of the overall departmental function. To be a Top Investment Executive typically requires 8+ years of managerial experience. (Copyright 2024 Salary.com)
Recently Added Top Investment Executive jobs
Investment Services - Financial Advisor with FAA - Central Coast
- Golden 1 Talent Acquisition Team
-
Atascadero, CA
FULL_TIME
- TITLE: FINANCIAL ADVISOR (WITH FINANCIAL ADVISOR ASSOCIATE) DEPARTMENT: INVESTMENT SERVICES STATUS: EXEMPTJOB CODE: 3207 PAY SCALE: $66,650.00 - $66,650.00 ANNUALLY GENERAL DESCRIPTION: Meet with Credit Union members to advise, develop, recommend, implement and monitor financial planning and investment products and services. The primary products utilized are mutual funds, annuities, 529 plans and life insurance. TASKS, DUTIES, FUNCTIONS: 1.Meet with members to mutually define their personal and financial goals, needs and priorities for the development of individual financial plans. 2.Introduce non-deposit investment and insurance products maintaining compliance standards set forth by the NASD, SEC and current broker dealer’s compliance officer. 3.Maintain a thorough understanding of state and federal laws and regulations related to credit union compliance including bank secrecy and anti-money laundering laws appropriate to the position. 4.Foster a positive and engaging work environment for the Financial Advisor Associate by promoting skills development, coaching for improvement and growth, and inspiring through words and actions. 5.Develop, maintain and update member-client information and files in an accurate and compliant manner. 6.Conduct member-client portfolio reviews on a periodic basis. 7.Meet with assigned branch managers and staff on a regular basis to educate on referral opportunities and to encourage referral activity. 8.Work with the Education Department to conduct investment related workshops for management, staff, and/or members. 9.Keep up to date and knowledgeable of current investment products offered through our broker/dealer. 10.Complete and submit weekly activity reports, annual marketing and business plans, quarterly business plan reviews and other reports as assigned on a timely basis. 11.Answer general questions from members in regard to investment and credit union products and services. 12.When appropriate promote cross-referrals or cross-sales of credit union products. PHYSICAL SKILLS, ABILITIES, AND EXERTION UTILIZED IN THE PERFORMANCE OF THESE TASKS: 1.Effective oral and written communication skills required to make presentations and discuss products and services. 2.Must possess sufficient manual dexterity to skillfully operate an on-line computer terminal and other standard office equipment, such as financial calculators, personal computer, facsimile machine and telephone. ORGANIZATIONAL CONTACTS & RELATIONSHIPS: 1.INTERNAL: Management group and staff. 2.EXTERNAL: Members, non-members, Securities Dealers, Insurance carriers, various vendors and Credit Union league personnel. QUALIFICATIONS: 1.EDUCATION: Bachelor of Arts degree desired or equivalent experience in the personal investment field. 2.EXPERIENCE: Three years of experience in the sales and delivery of personal investment products and services with at least one year experience in a financial institution. 3.KNOWLEDGE/SKILLS: Personal computer, oral and written communication skills, organizational skills, knowledge of credit union rules, regulations and policies, knowledge of Microsoft Outlook, Word, Excel, and Access, member relations skills, ten key, HP Calculator, and Facsimile machine skills. PHYSICAL REQUIREMENTS: 1.Prolonged sitting throughout the workday with occasional mobility required. 2.Corrected vision within the normal range. 3.Hearing within normal range. A device to enhance hearing will be provided if needed. 4.Occasional movements throughout the department daily to interact with clients, staff, accomplish tasks, etc. 5.Frequent travel is required. REQUIRED LICENSES/CERTIFICATIONS: •Valid California driver's license. •California Insurance Licenses: Life & Disability. •FINRA license 7 and 66 registration. •Long Term Care License •Financial Planning / Wealth Management Designation or obtained within two (2) years : CFP, CWS, ChFC, AIF, AAMS, CWM, WMS, CWMS, MFP, MCEP THIS JOB DESCRIPTION IN NO WAY STATES OR IMPLIES THAT THESE ARE THE ONLY DUTIES TO BE PERFORMED BY THIS EMPLOYEE. HE OR SHE WILL BE REQUIRED TO FOLLOW OTHER INSTRUCTIONS AND TO PERFORM OTHER DUTIES REQUESTED BY HIS OR HER SUPERVISOR THAT ARE WITHIN HIS / HER KNOWLEDGE, SKILL AND ABILITY AS WELL AS HIS / HER MENTAL AND PHYSICAL ABILITIES. REV. 2/8/2024
- 16 Days Ago
Workforce Investment Grant (WIG) Coordinator, Temporary, Full-Time
- t-mha
-
San Luis Obispo, CA
FULL_TIME|TEMPORARY
- Job Description: POSITION SUMMARY The Workforce Investment Grant (WIG) Coordinator will oversee all logistical aspects of the peer workforce grant in San Luis Obispo County and Santa Barbara County us...
- 10 Days Ago
Executive Assistant
- Keenan Carter Group, Inc
-
Pismo Beach, CA
FULL_TIME
- Are you hard-working and detail-oriented? Love systems, processes, and procedures? Enjoy a fast-paced work environment with lots to do? Love serving people and checking things off your to-do list? Are...
- 19 Days Ago
Executive Director
- Environmental Center of San Luis Obispo (ECOSLO)
-
San Luis Obispo, CA
FULL_TIME,PART_TIME
- About ECOSLO ECOSLO, the Environmental Center of San Luis Obispo, is a 501(c)(3) nonprofit that has been leading environmental programs in San Luis Obispo County, California for over 50 years. We orga...
- 20 Days Ago
Account Executive
- AGM CALIFORNIA INC
-
Santa Maria, CA
FULL_TIME
- SUMMARY: Develops, sells and maintains business accounts for multiple radio stations by performing the following: ESSENTIAL DUTIES AND RESPONSIBILITIES: include the following. This is a multi-tasking ...
- 23 Days Ago
Account Executive
- Astound
-
San Luis Obispo, CA
FULL_TIME
- DescriptionPosition Location(s): San Luis Obispo County, CA Astound Broadband, the sixth-largest telecommunications provider in the United States, is a leading supplier of cutting-edge technology and ...
- 7 Days Ago
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0 Top Investment Executive jobs found in Santa Maria, CA area
Retail Cosmetics Sales Leader - Prestige Beauty, Santa Maria Town Center - Full Time
- Macys
-
Santa Maria, CA
- Are you ready to bring your amazing self to work? At Macy's, Inc., we're on a mission to create a brighter future with b...
- 4/26/2024 12:00:00 AM
Retail Cosmetics Sales Associate - Prestige Beauty Team, Santa Maria Town Center - Part Time
- Macys
-
Santa Maria, CA
- Are you ready to bring your amazing self to work? At Macy's, Inc., we're on a mission to create a brighter future with b...
- 4/26/2024 12:00:00 AM
Retail Sales and Store Support
- Albertsons
-
Nipomo, CA
- Job Description A Day in the Life: Our sales and store support teams, also known as clerks in the grocery world, play an...
- 4/26/2024 12:00:00 AM
Receiving Support Captain, Santa Maria Town Center - Full Time
- Macys
-
Santa Maria, CA
- Are you ready to bring your amazing self to work? At Macy's, Inc., we're on a mission to create a brighter future with b...
- 4/24/2024 12:00:00 AM
Back of House - No Experience Required
- Chick-fil-A
-
Santa Maria, CA
- At Chick-fil-A, the Team Member role is more than just a job, it's an opportunity. In addition to working directly for a...
- 4/23/2024 12:00:00 AM
Behavior Interventionist/Registered Behavior Technician
- Achieve Behavior Change
-
Santa Maria, CA
- Job Description Job Description Change Lives with Joy and Kindness! Are you ready to embark on a rewarding journey, wher...
- 4/23/2024 12:00:00 AM
Medical Records Receptionist I (Onsite-Obispo, CA)
- Datavant
-
San Luis Obispo, CA
- Overview: Who we are... Datavant protects, connects, and delivers the worlds health data to power better decisions and a...
- 4/23/2024 12:00:00 AM
At Your Service Captain, Santa Maria Town Center - Full Time
- Macys
-
Santa Maria, CA
- Are you ready to bring your amazing self to work? At Macy's, Inc., we're on a mission to create a brighter future with b...
- 4/22/2024 12:00:00 AM
About Santa Maria, California
Santa Maria is a city near the Southern California coast in Santa Barbara County. It is approximately 65 miles (105 km) northwest of Santa Barbara and 150 miles (240 km) northwest of downtown Los Angeles. Its estimated 2018 population was 108,470, making it the most populous city in the county and the Santa Maria-Santa Barbara, CA Metro Area. The city is notable for its wine industry and Santa Maria-style barbecue. Sunset magazine called Santa Maria "The West's Best BBQ Town".
Santa Maria is located at 34°57′5″N 120°26′0″W / 34.95139°N 120.43333°W / 34.95139; -120.43333 (34.951377, -120.433...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Top Investment Executive jobs
$413,449 to $848,823
Santa Maria, California area prices
were up 2.5% from a year ago
were up 2.5% from a year ago
What does a Top Investment Executive do?
Top Investment Executive in Boulder, CO
These products are subject to investment risk, including the possible loss of value.
November 28, 2019
Top Investment Executive in Tacoma, WA
A top investment executive should possess computer literacy, numeric skills and communication skills.
December 03, 2019
Top Investment Executive in Lubbock, TX
Whether working in an office as an investment executive online you should have the ability to learn quickly and research effectively without supervision.
February 15, 2020