How much does a Junior Compliance Analyst make in Rhode Island? The average Junior Compliance Analyst salary in Rhode Island is $61,020 as of October 28, 2020, but the range typically falls between $53,142 and $71,202. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession.
... compliance with established company policies, regulatory requirements, and generally accepted ... Mentor and guide junior analysts Qualifications Requirements: * BS/BA Degree * At least 8 years ...
Lensa - 77 days ago
What does a Junior Compliance Analyst do?
Junior Compliance Analyst in Chicago, IL
Review the financial document under a critical lens and translate its information into the loan system, specifically assessing the loan documents as they relate to current regulatory requirements- document review is a critical portion of this role!.
March 23, 2020
Prepare and provide summary reporting on progress of regulatory review assessments, Risk Assessment execution, and Monitoring and Testing execution to Business Unit Compliance Officers.
March 23, 2020
Monitor the central mailbox for incoming inquiries, predominantly made up of various financial statements requiring attention (loan agreements, credit agreements, etc.
May 23, 2020
Junior Compliance Analyst in Los Angeles, CA
Represent CDM Compliance department internally as an advertising compliance subject matter resource.
March 30, 2020
Junior Compliance Analyst
Draft web content and periodic releases on compliance issues of interest to investment advisors.
April 14, 2020
Obtain carrier appointments as needed.
April 26, 2020
Build and produce reporting on key risk indicators and trends associated with Compliance risk.
May 27, 2020
Develop automation, reporting and self-service capabilities and other duties as assigned.
June 02, 2020
Interact with the SEC, state regulatory agencies and other regulatory bodies in connection with efforts to get clients registered as investment advisers.
July 06, 2020
Assist senior staff and clients in drafting their compliance manuals, codes of ethics, and other written materials for use by clients to help them meet their compliance obligations and/or respond to regulatory inquiries.
Rhode Island (/ˌroʊd -/ (listen)), officially the State of Rhode Island and Providence Plantations, is a state in the New England region of the United States. It is the smallest state in area, the seventh least populous, the second most densely populated, and it has the longest official name of any state. Rhode Island is bordered by Connecticut to the west, Massachusetts to the north and east, and the Atlantic Ocean to the south via Rhode Island Sound and Block Island Sound. It also shares a small maritime border with New York. Providence is the state capital and most populous city in Rhode Is...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia