Sr. Regulatory Reporting Analyst

Job Summary and Opportunity

Axos Clearing is a leading correspondent clearing firm serving independent broker-dealers in the retail, active-trading, and institutional markets. Axos Clearing also offers flexible custody solutions for Registered Investment Advisers (RIA) and is a subsidiary of Axos Financial publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX). 

We bring together human insight and digital expertise to anticipate the needs of our customers. Our team members are innovative, technologically sophisticated, and motivated to achieve.   

Responsibilities

• Prepare daily cash, balance previous day activity, save daily bank statements
• Assist in initiating or approving both domestic and international wires
• Perform bank fee analysis and make recommendations for improving operations to lower fees
• Assist internal and external customers with Treasury related issues by understanding and providing resolution
• Compilation of SEC Rule 15c3-3 Customer and PAIB Reserve computation
• Compilation of SEC Rule 15c3-1 Net Cap computation
• Preparation of reserve computation for fully paid lending accounts
• Perform variance analysis of reserve computations
• Assist on updating and maintaining current procedures on all regulatory reporting
• Other duties as assigned

Requirements

• Bachelor's degree Finance, Accounting, Economics, or Business Administration 
• 3 years' cash management, treasury, banking, or finance related field
• Skilled with MS Office Suite products
• Intermediate banking knowledge, such as terms, payment mediums, and online portal navigation
• Highly organized with the ability to work in a fast-paced environment with tight deadlines
• Problem solving and quick decision making with attention to detail
• Ability to work independently

Axos Employee Benefits Include

• Compensation for this position includes a Semi-Annual Bonus Plan
• 3 weeks’ Vacation, Sick leave, and Holidays (about 11 a year); Medical, Dental, Vision, Life insurance and more
• HSA or FSA account and other voluntary benefits
• 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan
• Employee Mortgage Loan Program and free access to Self-Directed Trading

APPLY DIRECTLY FOR CONSIDERATION

Learn more about working here!

Pre-Employment Drug Test:

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana.  Axos Bank is a federally regulated banking institution.  At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.

Equal Employment Opportunity:

Axos Bank is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state and local laws.

Job Functions and Work Environment:

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc. The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

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