Compliance Officer

Description

To ensure that the Casino operates within all applicable laws, regulations, policies, and procedures.  Act as the designated BSA compliance officer. 

Knowledge, Skills, and Abilities 

· Assemble and maintain an accurate and current library of Federal, State, and Tribal regulatory requirements for Indian Gaming. 

· Serve as a gaming operation liaison for compliance audits and official visits from regulatory agencies. 

· Formulate and execute audit work plans, including scope, techniques, and timelines within the constraints of the audit. 

· Performs periodical audits and follow-up audits of all gaming areas of the casino operations. 

· Fulfill day-to-day operations of compliance, to include timely review of MTLs and detailed transaction reports. 

· Review and submit CTRs and SARs in accordance with FinCEN standards. Act as the main point of contact for all Casino team members regarding Compliance and Title 31 requirements and concerns. 

· Collects and analyzes data to detect deficient controls, duplicated effort, extravagance, fraud, or non-compliance with gaming regulations, laws, internal controls, or policies. Review, recommend, and execute changes to internal control policies and procedures. 

· Conduct compliance/Title 31 training for gaming operations employees. 

· Assist in general audit functions as needed. 

 · Maintain accurate policies, procedures, and organized files. 

· Perform other duties as assigned. 

Requirements

Education/Qualifications 

· Must be at least 18 years old. 

· High school diploma or equivalent. 

· Some college education is preferred.

· At least 2 years previous auditing and/ or regulatory compliance experience or combination of experience and education required. 

· Requires prior technical writing experience preferred with policies. 

Licensing

· Must be able to obtain and maintain the required Gaming License

Work Requirements 

Requires problem solving skills, and the ability to communicate effectively. Position involves prolonged walking, stooping, or bending, lifting, or carrying up to 50 pounds daily. Work is performed in a casino environment with varying levels of lighting, air quality, noise, and / or temperature.