Auditor

Location: Tampa, FL | Jersey City
Skills: Internal Audit, External Audit, CPA

Job Description:

• As part of the Internal Audit Department, the Auditor is predominantly focused on audit projects, participating in planning, driving fieldwork, and assisting with report clearance.
• The primary measure of success is identifying meaningful potential issues about the design and effectiveness of controls and creating reliable documentation to support his or her work.
• The Auditor must manage a number of auditee relationships, be a good team player, and take accountability for his or her personal growth and professional development.

Responsibilities:

• Strategic Control Impact Identifies meaningful issues in which controls are not properly designed or are not operating optimally. Assesses the risk and control environment for processes within coverage areas. Validates the completion of agreed action plans under the mentorship of a supervisor. Understands the financial services industry and risk and control environment for coverage areas and identifies new risks. Works closely with auditees to verify timely progress and completion of agreed action plans
• Audit Execution Assists a Senior Auditor or Audit Manager with the execution of audit planning, fieldwork, and reporting. Completes risk-focused fieldwork on time and within the allocated budget, notifying the auditor in charge promptly of issues that arise or when budgets or timelines are at risk. Understands and performs root cause analysis for issues; possesses and demonstrates a strong understanding of audit techniques.
• Quality Process Demonstrates a strong knowledge of our policies & procedures, particularly work paper documentation standards. Independently prepares work papers that fully align with IAD policies and procedures. Participates in continuous improvement initiatives. Aligns risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalates appropriately

Qualifications:

• Minimum of 6 years of related experience
• Bachelor's degree preferred with Masters or equivalent experience

Additional Qualifications:

• Previous internal or external audit experience is helpful, but not required. Previous job experience for Auditors can and should vary greatly to meet the department’s goal of having a team with diverse perspectives and work experiences.
• Beneficial, but not required, are certifications related to the incumbent’s coverage responsibilities, such as Certified Public Accountant, Certified Fraud Examiner, Certified Internal Auditor, Certified Information Systems Auditor, Certified Financial Analyst, or Certified Anti-Money Laundering Specialist.

About DTCC:

DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry’s needs and we’re working to continually improve the world’s most resilient, secure, and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost, and bring stability and certainty to the post-trade lifecycle.

DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you’ll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It’s the chance to make a difference at a company that’s truly one of a kind.

Job Type: Full-time

Salary: $80,000.00 - $100,000.00 per year

Application Question(s):

• Where are you located? Please explain relocation plan if required (e.g. timeline, relocating with family, selling/buying property)
• What is your desired total compensation? (base salary / bonus)
• Have you applied or been interviewed for any role with this company in the past? If so, please provide details.
• What is your work authorization status? eg: US Citizen, Green Card, etc...
• Please provide the link to your LinkedIn profile.
• Please provide your email and contact number.
• What is your highest level of education?
• How soon can you join?
• Describe your experience in internal or external audit.
• Do you have any certifications related to the incumbent’s coverage responsibilities, such as Certified Public Accountant, Certified Fraud Examiner, Certified Internal Auditor, Certified Information Systems Auditor, Certified Financial Analyst, or Certified Anti-Money Laundering Specialist.
• Write a summary of your application.
• Have you answered ALL above questions? If not please go back and answer as we will need answers to ALL questions to proceed with your application.

Work Location: One location