What are the responsibilities and job description for the Wealth Management Client Services Associate position at Longwise Wealth Partners?
The Client Service Associate provides full support to one or more Financial Advisors and will primarily manage the preparation and closure of client meetings. Those responsibilities include data collection for financial planning, investment analysis and operations, trade execution, investment account maintenance, risk management implementation & service, note-taking, and drafting client communication. This position will allow the associate to get broad exposure to an integrated financial planning practice.
Compensation:$50,000 - $60,000
Responsibilities:- Responsible for input of brokerage and advisory trading of client accounts
- Prepare and deliver account opening documents, and insurance applications to clients
- Service and maintain client accounts (Ownership/Beneficiary changes, rebalancing, etc.)
- Take client requests for deposits and distributions from accounts and execute them
- Proactively communicate with Advisors regarding work in progress
- Managing the financial planning process including, data gathering, setting up the plan in the financial planning software, running various scenarios, and preparing the plan for presentation to the client
- Respond to requests for service and troubleshoot service issues
- Regularly prepare supporting materials and sample reports for clients
- Answer inbound phone and email inquiries
- Take clients through the insurance underwriting process and complete ongoing service for risk management
- We expect the candidate to sit for and pass their Colorado Life & Health, SIE, Series 7, and Series 63 within their first 8 months of employment
- Must be an above-average communicator with exceptional interpersonal skills
- Must have an understanding of investments and general financial knowledge
- Must have strong organizational and prioritization skills
- Excellent follow-up and follow-through capabilities
- Professional attitude, flexibility, demeanor, and appearance
- Previous work experience in the financial industry is preferred
- BA/BS Degree required
- Financial Planning/Finance/Economics/Business Major highly preferred
- Series 7, Series 6/63 Preferred
Longwise Wealth Partners is a multi generational wealth management practice in Lakewood & Vail Valley Colorado. We provide integrated financial planning for over 500 high net worth clients nationwide. Our team's mission is to build confidence while reducing financial anxiety. We are currently a team of 12 and are positioned for rapid growth in the near future. Our team values are diligence, authenticity, providence and joy and we live these values in everything we do.
Our team enjoys frequent interaction and collaboration with each other. We are continually looking for ways to grow and develop our practice and each other through professional coaching, team retreats and other outings.
A Longwise team member has the following characteristics:
Grit, Vulnerability, Entrepreneurial, Passion, and Generosity.
Salary : $50,000 - $60,000