Compliance Strategist - Solar

Minimum Qualifications  

• Bachelor's degree or relevant work experience 
• 2 years of experience 

Preferred Qualifications  

• 3 years of experience in the mortgage, financial audit and/or insurance industry 
• Ability to understand, reads and create BPMN process models  
• Understanding of the process modeling software Signavio and/or Visio 
• Working knowledge of the mortgage process and general understanding of underwriting and servicing guidelines  
• Working knowledge of different types of controls and the functions they serve as well as the ability to draft controls 
• Demonstrated understanding of business operations, relevant processes and investor guidelines  
• Working knowledge of the mortgage process and general understanding of underwriting and servicing guidelines 

Job Summary 

As the Compliance Strategist, you will ensure the company adheres to legal standards, government regulations and in-house policies. 

Responsibilities 

• Implement compliance controls based on deficiencies found in the CMS 
• Implement compliance controls required under interpretation of new laws and regulations 
• Conduct root cause analysis, dig deep and create COPs surrounding a paradigm, issue or area 
• Take root causes and identify the control deficiency, assessing the issue at hand defensibly 
• Convey the relationship between variables (law vs. process vs. controls vs. monitoring) and variance with change 
• Apply the knowledge of controls to enhance the effectiveness of the compliance management system 
• Document all applicable records in the system of record and maintain updates to the records 
• Integrate and account for compliance controls in process maps and precisely create BPMN process maps 

Who We Are

Rocket Companies® is a Detroit-based company made up of businesses that provide simple, fast and trusted digital solutions for complex transactions. The name comes from our flagship business, now known as Rocket Mortgage®, which was founded in 1985. Today, we're a publicly traded company involved in many different industries, including mortgages, fintech, real estate, automotive and more. We're insistently different in how we look at the world and committed to an inclusive workplace where every voice is heard. And we're passionate about the work we do, and it shows. We've been ranked #5 on Fortune's list of the 100 Best Companies to Work For in 2021, as well as ranking #1 for Fortune's Best Large Workplaces in Financial Services and Insurance List in 2021.  

Disclaimer

This is an outline of the primary responsibilities of this position. As with everything in life, things change. The tasks and responsibilities can be changed, added to, removed, amended, deleted and modified at any time by the leadership group.

We are proud equal opportunity employers and committed to providing an inclusive environment based on mutual respect for all candidates and team members. Employment decisions, including hiring decisions, are not based on race, color, religion, national origin, sex, physical or mental disability, sexual orientation, gender identity or expression, age, military or veteran status or any other characteristic protected by state or federal law. We also provide reasonable accommodations to qualified individuals with disabilities in accordance with state and federal law.