Loan Services Compliance Manager

Essential Responsibilities:    

• Manage the daily operations of the Flood and HMDA Review teams. Provide leadership, support and coaching for team members.
• Assist and train team to ensure regulatory compliance and bank policies and procedures are adhered to.
• Review all compliance documentation exceptions for trends to ensure regulatory requirements are adhered to.
• Partner with lines of business to identify and/or develop initiatives to promote efficiencies and/or stronger control environments across business lines.
• Ability to analyze compliance data in preparation of the quarterly compliance report for the banks Corporate Compliance Committee
• Completes various regulatory compliance reviews and monitoring in accordance with the established department standards and within allotted time frames
• Development and upkeep of monthly dashboards for compliance.
• Complies with federal, state, and local legal requirements by studying existing and new legislation, enforcing adherence to requirements
• Work collaboratively with the banks Corporate Compliance Department and TowneBank Mortgage Division.
• Manage and work collaboratively with the bank’s audit teams on audit findings and provides timely responses.
• Maintains a current knowledge of applicable consumer protection laws and regulations, business operations and internal compliance policies and procedures.
• Manage and document Corrective Actions that may occur and report to the banks Corporate Compliance Division.
• Obeys all applicable federal laws, rules and regulations and requirements relating to Anti Money Laundering (AML include the Bank Secrecy Act – BSA)
• Willing to work on various projects that may be assigned
  
  

Required Skills or Competencies:

• Three to five years of experience in bank or mortgage lending involving compliance
• Experience with consumer and commercial compliance loan documentation
• Requires strong written and oral communications skills
• Ability to work independently in a fast-paced environment and demonstrates a track record of completing work in a timely and organized fashion.
• Proficient experience with Microsoft Office Suite (Excel, PowerPoint, Word)
• Possess good training qualities
• Management experience
• High School graduate or equivalent or compensating work experience in a financial institution
  
  

Desired Skills or Competencies:

• Knowledgeable in all aspects of loan compliance regulations
• Degree in Business Administration or Compliance Certification
• Experience with mortgage, consumer and commercial loan documentation
• Knowledgeable with various banking systems