Compliance Head Salary at Citibank, Na BETA

Job Summary: The Compliance and Operations Executive Assistant will provide high-level administrative support to the Head of Compliance and Operations, assisting with both operational compliance tasks and executive-level administrative duties. This role is integral to the efficient functioning of the Compliance and Operations department and will involve managing regulatory compliance efforts, assisting with the execution of strategic operational initiatives, and supporting the director in overseeing day-to-day operations and leadership responsibilities. Key Responsibilities: 1.Compliance Monitoring and Documentation Support: •Assist the Head of Compliance and Operations in the development, implementation, and maintenance of compliance programs to meet HIPAA, OSHA, and other regulatory standards. •Help manage compliance records, tracking employee certifications, and ensuring timely renewals to maintain compliance across the organization. •Support the creation and maintenance of internal

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. Job Description In

Job Title: Compliance Specialist Location: Boston, MA (Hybrid - 3 days in-office per week) Salary: $75,000 - $80,000/year + Bonus Industry: Investment Management (Institutional Clients) Company Overview: Our client is a leading investment firm specializing in providing high-quality financial services to institutional clients. With a focus on compliance excellence, they're looking for a diligent Compliance Specialist to join their team and assist with key regulatory functions. Position Overview: As a Compliance Specialist, you will play a critical role in supporting the Head of Compliance in managing the firm's regulatory requirements. You will assist with a variety of compliance-related tasks, including regulatory filings, corporate actions, and the preparation of Form ADV. This position offers an excellent opportunity to develop your career in a dynamic and supportive environment within the investment management industry. Key Responsibilities: Assist the Head of Compliance with day-to

We are currently partnered with the American arm of a top sovereign wealth fund that has committed to substantial US investment in the coming years. They are invested across multiple alternatives asset classes and are looking to further enhance their US operation by bringing on a Compliance & Governance Manager to join the organization in New York City. The Compliance & Governance Manager will play a pivotal role in establishing and overseeing the foundation of the compliance program. This role requires an experienced compliance professional with a deep understanding of U.S. laws and regulations applicable to the financial services and alternatives investment sectors. The successful candidate will develop and maintain company policies, lead compliance testing and training efforts, and monitor regulatory changes to ensure the firm operates within the bounds of applicable laws and best practices. This role will report directly into the Head of Compliance. Key Responsibilities Design, imp

Ready to make connectivity from space universally accessible, secure and actionable? Then you've come to the right place! E-Space is bridging Earth and space to enable hyper-scaled deployments of Internet of Things (IoT) solutions and services. We are building a highly-advanced low Earth orbit (LEO) space system that will fundamentally change the design, economics, manufacturing and service delivery associated with traditional satellite and terrestrial IoT systems. We're intentional, we're unapologetically curious and we're 100% committed to innovate space-based communications and deliver actionable intelligence that will expand global economies, protect space and our planet and enhance our overall quality of life. The Head of Compliance is a pivotal executive role responsible for ensuring that the company meets all regulatory and security requirements, particularly as a federal contractor in the aerospace, defense, or technology sectors. You will oversee compliance with DoD regulation

Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. As a comprehensive solution for all digital asset strategies from start to scale, FalconX operates as the connective tissue empowering clients with seamless navigation through the ever- evolving cryptocurrency landscape. Position Summary: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money Laundering and Countering the Financing of Terrorism ("AML/CFT"), Economic Sanctions and regulatory compliance. The candidate will report to the Glo

Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. About the Team The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team of risk-minded problem solvers who advise the business on the company's regulatory obligations and Compliance risk. We operate a global/local Compliance model, whereby

VP, Lending Compliance Officer Sonoma County, CA OR Placer County, CA Hamlyn Williams has partnered with one of the best-performing banks based in California that are looking to hire an VP, Lending Compliance Officer. This VP will be responsible for the oversight of the lending regulatory program and reports to the Head of Compliance. This role conducts quality control reviews and monitoring as part of the Bank’s second-line compliance program to ensure ongoing adherence to compliance standards. Additionally, this position participates in various committees, audits, and examinations. If you are not able to work on site, please do not apply. As the VP, Lending Compliance Officer, you will: Acts as the Bank’s expert on consumer and commercial lending compliance laws and regulations, providing guidance to team members on complex issues. Monitors, identifies, and reviews regulatory changes affecting lending, collections, and servicing functions, and recommends necessary updates to policies