Broker Salary at Holmes Murphy & Associates Inc BETA

The surveillance analyst position works directly with the Senior Analyst team leader. The role will include post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. This role will also include the identification of trends and patterns of the advisor’s trading behavior to mitigate undue risk to the firm. What you will do: • Complete monthly product reviews accurately and in a timely manner. • Review advisor trades to detect violations of Broker-Dealer policies. • Identify trends and patterns of the advisor’s trading behavior. • Upload completed and final reviews to the imaging system. • Continue to gain industry and product knowledge by attending conferences and webinars. • Assist in responding to inquiries from Compliance/Supervision. • Assist with additional projects. What you need to have: • Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. • Must be proficient in Excel. • Must have strong analytica

The Service Escalation Specialist will be a single point of contact for Service and Operations escalations for their assigned Regional Growth Teams. This is a hybrid role, 2 days weekly in office. Candidates must be located near an office hub: El Segundo, CA | San Deigo, CA | Dallas, TX | Des Moines, IA | St Cloud, MN | St Paul, MN | Schaumburg, IL. Core Responsibilities: Service & Operations Esclation Processing: The Service Escalation Specialist will be a single point of contact for STTO related escalations for the Regional Growth Teams. Capture feedback for Service Journey Continuous Improvement. Proactive review of cases for their assigned Regional Growth Team to pre-empt escalations. Thorough review of escalated cases, taking ownership and driving to resolution. Scope of support includes, but is not limited to: AdviceWorks Support NIGO and operations issues Expedition of processing Complex service needs ABR and Operations Handle complex case resolution according to stated service

The Hight Net Worth Case Manager will be responsible for fielding high-net worth opportunities from outside advisors broadly, and serving as a project manager during the sales process with the prospective client and their advisor. The Case Manager will liaise between the advisor and their respective client, and the multiple groups within Cetera that could help facilitate the onboarding of the prospect into the Cetera ecosystem. This is a hybrid role, 2 days weekly in office. Candidates must be located near an office hub. Responsibilities: Liaise between advisors and high-net worth solutions team to project manage incoming opportunities Communicate with advisors to understand the nature of the opportunity, and the products/services likely needed by the prospective client Inform high-net worth solutions team as to the opportunities’ status, and action plan Perform periodic outreach to Growth Managers to see if there are high-net worth opportunities to pursue Assist high-net worth team in

Job Title Campaign Manager Business Unit - Brokers International Location Urbandale, IA About Brokers International As The Original Agency Builder since 1983, Brokers International is one of the largest and most experienced insurance marketing organizations in the country. We work effortlessly to help our agency partners and their financial professionals build their businesses and serve their customers through innovative products, marketing, compliance, and operational support. In June of 2021, we partnered with Integrity Marketing Group, the nations largest independent distributor of life and health insurance products, to help us expand our reach and provide a more holistic planning service to agents and agencies across the industry. Under the leadership of President Mark Williams, BI is making significant investments in talent, operations, sales and marketing capabilities, and digital platforms in order to step-change its ability to drive accelerated growth as a strategic partner. BI

What You'll Do As a New Business Analyst, you'll work in a fast-paced environment and form partnerships with our sales representatives and brokers throughout the United States to provide all levels of quote support for group benefit product sales via a centralized Proposal Center. Your day will be filled with: Applying office level customization by understanding key broker relationships and assessing benefits of current carrier to align Principal plan designs by having a high level of knowledge of our quoting process including underwriting and product guidelines. Researching, answering questions and providing information and recommendations to internal and external customers. Performing other job-related duties and special projects as needed. Operating at the intersection of financial services and technology, Principal builds financial tools that help our customers live better lives. We take pride in being a purpose-led firm, motivated by our mission to make financial security accessib

Spiceology is the fastest-growing spice company in the US and was recently named to both the Inc 5000 and Entrepreneur 360 fastest growing company lists. We market and sell over 300 innovative blends and spices to both consumers and chefs, with a primary emphasis on growing market share in the B2B segment. Job Description: The Regional Director of Sales - West is a critical component of Spiceology. As the Regional Director of Sales, you will be responsible for building and maintaining B2B customer relationships with distribution partners, brokers, and key accounts. This position is responsible for onboarding and managing partners to distribute and/or advocate for the sales of Spiceology products. Most importantly, you will be a driving force to growing our customer and partner base by selling our value proposition of quality, variety and beautifying their shelves with our Periodic Table of Flavor packaging. The candidate must be based in the Mid-West within close proximity to a major a

As the Senior Manager of Service reporting directly to the Managing Director, you will be a dynamic leader with direct reports, demonstrating exceptional drive, intelligence, and capability. This role requires a highly motivated individual with the ability to make a significant impact across the service organization. Your primary responsibility will be to lead and manage multiple service teams and service officers that are aligned to foster advisor relationships within their respective communities as well deploying relevant, accurate policy and procedures, employee coaching programs and quality initiatives that enhance the effectiveness of advisor and client facing teams. The Senior Manager of Service plays a critical role as a partner to our Elite financial professionals. This position requires a self-motivated individual with critical-thinking skills, the ability to work in a fast-paced, evolving, high-volume team-driven environment, and demonstrate excellent customer service skills.

Job Title Manager of Agency Activation Business Unit - Brokers International Location Urbandale, IA About Brokers International As The Original Agency Builder since 1983, Brokers International is one of the largest and most experienced insurance marketing organizations in the country. We work effortlessly to help our agency partners and their financial professionals build their businesses and serve their customers through innovative products, marketing, compliance, and operational support. In June of 2021, we partnered with Integrity Marketing Group, the nations largest independent distributor of life and health insurance products, to help us expand our reach and provide a more holistic planning service to agents and agencies across the industry. Under the leadership of Mark Williams, BI is making significant investments in talent, operations, sales and marketing capabilities, and digital platforms in order to step-change its ability to drive accelerated growth as a strategic partner.