Compliance Officer Salary at Pangea Real Estate BETA

If you are an internal associate, please login to Workday and apply through Jobs Hub. Working at PPM America, Inc. PPM America, Inc. (PPM) is a client-focused investment manager, and our mission is to deliver client-specific solutions and world class service to investors in the pursuit of their unique investment objectives. PPM prides itself on being a nimble, investment-led organization that is responsive to the opportunities that our teams discover together. Click here for a description of our assets under management and our investment strategies. PPM was named one of the Best Places to Work in Money Management by Pensions & Investments in 2024. We attract professionals who exhibit humbleness, directness, and dedication. Our communication style is informal, and we encourage collaboration by giving our teams the freedom to speak openly and share new ideas. PPM's values guide our internal conduct and help define the type of relationships we share with our investors, affiliates, and oth

Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper. The Chief Compliance Officer is responsible for managing the firm’s legal, compliance, and compliance risk programs, ensuring regulatory adherence, guiding compliance initiatives, and fostering strong partnerships across teams and stakeholders. Responsibilities: Lead compliance program in accordance with the Investment Advisers Act of 1940, including responsibility over compliance documentation (Compliance Manual, Code of Ethics, Policies and Procedures), compliance testing and monitoring program, and employee compliance training Guide, develop and support members of the Legal and Compliance team Develop, oversee and prepare periodic reports to senior management and Executive C

A broker dealer located in Chicago looking to bring on board a “VP Compliance Officer – FCM Advisory” to join their team. This role is currently in a hybrid schedule (3 days in office / week). Responsibilities: Support the Head of FCM Compliance by providing Compliance Advisory services to FCM (futures commission merchant) business line. Complete or assist in completing US FCM related regulatory inquiries. Complete or assist in completing US FCM BCAC guidance for management review. Collaborate to ensure Compliance Calendar deadlines are achieved. Create or assist in development of US FCM Policies and Procedures and Written Supervisory Procedures. Field FCM Business Questions. Support the Desk Heads with FCM related compliance matters. Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complie

Job Description: KEY ACCOUNTABILITIES INCLUDE: Leads the development, implementation, and continuous improvement of policies and procedures related to the various compliance areas of oversight in alignment with government laws and regulations. Champion SEKO's Core Values. Areas of responsibility include: import compliance, export compliance, Transportation Security Administration (TSA) compliance, supply chain security, Anti-Bribery/Anti-Corruption (FCPA), anti-boycott compliance; GDPR data privacy compliance; OSHA workplace safety compliance; Department of Transportation carrier compliance; anti-trust; quality ISO 9001:2015; and dangerous goods/hazardous materials. Collaborate directly with government agencies in support of SEKO's activities, including U.S. Customs and Border Protection (CBP), U.S. Department of State Directorate of Defense Trade Controls (DDTC), U.S. Bureau of Industry and Security (BIS), U.S. Census, U.S. Department of Transportation (DOT) and Federal Motor Safety C

Job Description Job Title: Deputy Chief Compliance Officer Location: Wheaton, IL (Onsite) Compensation: $140K-170K+ Bonus Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940) We are a trusted Financial Services company that needs an experienced Deputy Chief Compliance Officer to join our team. If you have 10+ years of experience and a passion for investment adviser and investment company compliance, then this may be a perfect fit for you! In this role, you will: Review fund and affiliate compliance policies and procedures. Identify, analyze and mitigate risks by developing new/ improving existing compliance procedures. Supervise compliance testing and ensure compliance of affiliates, fund sub-advisors and service providers. Manage and review quarterly compliance reporting and findings to the Chief Compliance Officer and Board of Trustees. Review and revise existing compliance policies and procedures.

Visit www.igchicago.org to apply Under the supervision of the Chief Assistant Inspector General, the Compliance Section issues guidance, training, and program recommendations to City departments on a broad and complex array of employment-related actions; monitors human resources activities, including recruiting, hiring, and promotion; performs legally-mandated and discretionary audits; and reviews the City’s employment practices to ensure compliance with the various City Hiring Plans. The Compliance Section monitors compliance with the five Hiring Plans governing the City’s employment practices through ordinance prescribed and discretionary reviews, real-time monitoring, and audits of key employment processes. The Section also receives complaints and conducts compliance inquiries into allegations of improper considerations or influence respecting any aspect of City hiring and other employment actions. DUTIES: Assists in gathering, maintaining, and analyzing hiring-related data to iden

Job Title: Deputy Chief Compliance Officer Location: Wheaton, IL (Onsite) Compensation: $140K-170K+ Bonus Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940) We are a trusted Financial Services company that needs an experienced Deputy Chief Compliance Officer to join our team. If you have 10+ years of experience and a passion for investment adviser and investment company compliance, then this may be a perfect fit for you! In this role, you will: Review fund and affiliate compliance policies and procedures. Identify, analyze and mitigate risks by developing new/ improving existing compliance procedures. Supervise compliance testing and ensure compliance of affiliates, fund sub-advisors and service providers. Manage and review quarterly compliance reporting and findings to the Chief Compliance Officer and Board of Trustees. Review and revise existing compliance policies and procedures. Stay abreast of

Cook County Offices Under The President Administrative Hearings Auditor Bureau of Administration Bureau of Economic Development Bureau of Finance Bureau of Human Resources Bureau of Technology Facilities Office of the President Job Summary Under the general direction of the Chief Procurement Officer, monitors and assesses small business owner vendor applications requesting eligibility in the minority-owned business enterprises, women-owned business enterprises and veteran-owned business enterprises (MBE/WBE/VBE) certification program. Participates in outreach and networking sessions, quarterly workshops and attends seminars to explain the certification process to interested vendors. Independently manages and reviews a large caseload of applications submitted to the department and monitors applications for compliance, accuracy and serves as a departmental liaison during the application submission process. Schedules on-site visits with MBE/WBE/VBE applicants when applications are complet