Also referred to as: Sarbanes Oxley Senior Analyst
Requirements and Responsibilities

Regulatory Auditing Senior Analyst implements and coordinates an organization's auditing strategy and activities for regulatory compliance. Deploys internal controls, best practices, and strategies to identify process deficiencies and implement improvements. Being a Regulatory Auditing Senior Analyst gathers, analyzes, and consolidates data for required regulatory reporting to fulfill content and scheduling requirements. Supports external regulatory inspections and internal audits and may coordinate document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Additionally, Regulatory Auditing Senior Analyst maintains and updates a knowledge base or information system of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product. Requires a bachelor's degree. Typically reports to a manager. The Regulatory Auditing Senior Analyst work is generally independent and collaborative in nature. Contributes to moderately complex aspects of a project. To be a Regulatory Auditing Senior Analyst typically requires 4 -7 years of related experience.

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