Skills & Competencies for Regulatory Auditing Senior Analyst
Regulatory Auditing Senior Analyst job profile
Book a Demo and Receive a Sample Job ProfileJOB SUMMARY for Regulatory Auditing Senior Analyst
Implements and coordinates an organization's auditing strategy and activities for regulatory compliance.
JOB RESPONSIBILITIES for Regulatory Auditing Senior Analyst
Deploys internal controls, best practices, and strategies to identify process deficiencies and implement improvements. Gathers, analyzes, and consolidates data for required regulatory reporting to fulfill content and scheduling requirements. Supports external regulatory inspections and internal audits and may coordinate document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Maintains and updates a knowledge base or information system of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product.
Regulatory Auditing Senior Analyst SALARY RANGE
BASE 50%
$99,255
TOTAL 50%
$104,713
Job Level
P03
Job Code
FA06000829
Education/Degree
Bachelor's Degree
Reports To
Manager
Regulatory Auditing Senior Analyst Skills and Competencies List
1 general skill or competency (Job family competency) for Regulatory Auditing Senior Analyst
1
Job Family Competencies –
Training and Development
Proficiency Level -2
Level 1 Behaviors
(General Familiarity)
Discusses commonly used techniques and methods in the training and development process.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Gathers employee behavior and performance data to determine the content of training and development programs.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Delivers training and development program adjusting to various types of audience.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Evaluates the performance of training sessions and recommends improvements accordingly.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Develops metrics system to evaluate the effectiveness and impact of training.
See 4 More Skill Behaviors
3
Regulatory Auditing Senior Analyst
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Senior Analyst
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Senior Analyst
Proficiency Level - 5
8 soft skills or competencies (core competencies) for Regulatory Auditing Senior Analyst
1
Core Competencies –
Process Improvement
Proficiency Level -3
Level 1 Behaviors
(General Familiarity)
Explains the importance of a continuous improvement culture to manage process changes effectively.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Performs process reviews to identify areas of improvement.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Professes the value of improvement and cites examples of success.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Delivers organization-wide solutions to address complex problems affecting process improvement.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Champions digital solutions to remove inefficiencies and replicate best practices toward improvement.
See 4 More Skill Behaviors
2
Core Competencies –
Project Management
Proficiency Level -2
Level 1 Behaviors
(General Familiarity)
Identifies fundamental project management tools and methodologies.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Compares different project management methodologies and recommends appropriate approaches.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Documents the project's standard operating procedures and leads discussions on areas for optimization.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Evaluates project deliverables, stakeholder expectations, and scope to design working protocols and approaches.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Fosters a sense of shared purpose within the project team.
See 4 More Skill Behaviors
3
Regulatory Auditing Senior Analyst
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Senior Analyst
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Senior Analyst
Proficiency Level - 5
Summary of Regulatory Auditing Senior Analyst skills and competencies
There are 0 hard skills for Regulatory Auditing Senior Analyst.
1 general skills for Regulatory Auditing Senior Analyst, Training and Development.
8 soft skills for Regulatory Auditing Senior Analyst, Process Improvement, Project Management, Attention to Detail, etc.
While the list totals 9 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Senior Analyst, he or she needs to be skilled in Process Improvement, be proficient in Project Management, and be skilled in Attention to Detail.
1 general skills for Regulatory Auditing Senior Analyst, Training and Development.
8 soft skills for Regulatory Auditing Senior Analyst, Process Improvement, Project Management, Attention to Detail, etc.
While the list totals 9 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Senior Analyst, he or she needs to be skilled in Process Improvement, be proficient in Project Management, and be skilled in Attention to Detail.
It's Easy to Get Started
Get the precision you need to assess, hire, and develop top talent with skills and competencies – see how with a personalized demo.