Skills & Competencies for Regulatory Auditing Senior Analyst
Regulatory Auditing Senior Analyst job profile
Book a Demo and Receive a Sample Job ProfileJOB SUMMARY for Regulatory Auditing Senior Analyst
Implements and coordinates an organization's auditing strategy and activities for regulatory compliance.
JOB RESPONSIBILITIES for Regulatory Auditing Senior Analyst
Deploys internal controls, best practices, and strategies to identify process deficiencies and implement improvements. Gathers, analyzes, and consolidates data for required regulatory reporting to fulfill content and scheduling requirements. Supports external regulatory inspections and internal audits and may coordinate document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Maintains and updates a knowledge base or information system of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product.
Regulatory Auditing Senior Analyst SALARY RANGE
BASE 50%
$101,002
TOTAL 50%
$106,190
Job Level
P03
Job Code
FA06000829
Education/Degree
Bachelor's Degree
Reports To
Manager
Regulatory Auditing Senior Analyst Skills and Competencies List
1 general skill or competency (Job family competency) for Regulatory Auditing Senior Analyst
1
Job Family Competencies –
Training and Development
Proficiency Level -2
Level 1 Behaviors
(General Familiarity)
Identifies major activities involved in training cycle phases.
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Level 2 Behaviors
(Light Experience)
Works with HRIS to document and collect attendance information and career development tracking information.
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Level 3 Behaviors
(Moderate Experience)
Develops department training matrix for workforce development and retains great talent.
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Level 4 Behaviors
(Extensive Experience)
Provides instructional design expertise to support determining training needs and solution development.
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Level 5 Behaviors
(Mastery)
Promotes the development and continued expansion of training content to support our organization-specific processes.
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3
Regulatory Auditing Senior Analyst
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Senior Analyst
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Senior Analyst
Proficiency Level - 5
8 soft skills or competencies (core competencies) for Regulatory Auditing Senior Analyst
1
Core Competencies –
Process Improvement
Proficiency Level -3
Level 1 Behaviors
(General Familiarity)
Identifies the role and value of process improvement in enhancing organizational productivity.
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Level 2 Behaviors
(Light Experience)
Supports management in identifying opportunities for change and improvement.
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Level 3 Behaviors
(Moderate Experience)
Reviews key indicators to determine steps to improve the overall business process.
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Level 4 Behaviors
(Extensive Experience)
Facilitates training to develop team's process knowledge and initiate change management.
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Level 5 Behaviors
(Mastery)
Designs software and systems to centralize the planning, execution, and tracking of process improvement.
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2
Core Competencies –
Project Management
Proficiency Level -2
Level 1 Behaviors
(General Familiarity)
Lists examples of how poor communication can impede project success and techniques to rectify this.
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Level 2 Behaviors
(Light Experience)
Gathers the necessary data during project initiation to complete planning and project scope.
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Level 3 Behaviors
(Moderate Experience)
Works with different teams and departments to implement organizational changes that impact the project.
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Level 4 Behaviors
(Extensive Experience)
Monitors project progress, quality, deadlines, and other key metrics to ensure timely completion.
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Level 5 Behaviors
(Mastery)
Stays abreast of new technologies, tools, and industry practices that affect project management alternatives.
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3
Regulatory Auditing Senior Analyst
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Senior Analyst
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Senior Analyst
Proficiency Level - 5
Summary of Regulatory Auditing Senior Analyst skills and competencies
There are 0 hard skills for Regulatory Auditing Senior Analyst.
1 general skills for Regulatory Auditing Senior Analyst, Training and Development.
8 soft skills for Regulatory Auditing Senior Analyst, Process Improvement, Project Management, Attention to Detail, etc.
While the list totals 9 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Senior Analyst, he or she needs to be skilled in Process Improvement, be proficient in Project Management, and be skilled in Attention to Detail.
1 general skills for Regulatory Auditing Senior Analyst, Training and Development.
8 soft skills for Regulatory Auditing Senior Analyst, Process Improvement, Project Management, Attention to Detail, etc.
While the list totals 9 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Senior Analyst, he or she needs to be skilled in Process Improvement, be proficient in Project Management, and be skilled in Attention to Detail.
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