Compliance Investigation Manager jobs in San Jose, CA

Compliance Investigation Manager oversees investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Assigns investigations to professional staff and ensures that staff follows approved investigation procedures. Being a Compliance Investigation Manager ensures that investigations are properly documented and reports findings to authorities as needed. Helps develop compliance training and recommends proactive measures that will reduce the risk of future violations or non-compliance. Additionally, Compliance Investigation Manager requires a bachelor's degree of related area. Typically reports to a head of a unit/department. The Compliance Investigation Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Compliance Investigation Manager typically requires 3+ years of managerial experience. (Copyright 2024 Salary.com)

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Compliance Manager
  • Super Micro Computer
  • San Jose, CA FULL_TIME
  • Job Req ID: 23228
    About Supermicro:
    Supermicro® is a Top Tier provider of advanced server, storage, and networking solutions for Data Center, Cloud Computing, Enterprise IT, Hadoop/ Big Data, Hyperscale, HPC and IoT/Embedded customers worldwide. We are the #5 fastest growing company among the Silicon Valley Top 50 technology firms. Our unprecedented global expansion has provided us with the opportunity to offer a large number of new positions to the technology community. We seek talented, passionate, and committed engineers, technologists, and business leaders to join us.
    Job Summary:
    Join us! Supermicro has an exciting opportunity for a Senior Compliance Analyst to join our dynamic and fast-paced work environment. The role of the Sr. Compliance Analyst will report to the Director of Compliance and will assist in a broad range of Company's various compliance initiatives, including but not limited to the Company's policy enforcement and training, the whistleblower hotline, internal investigation activities, ESG programs, and customer support in corporate compliance. This position is perfect for a versatile candidate to be exposed to many aspects of corporate compliance and be a part of a dynamic team. This position will be based at our headquarters located in San Jose, CA.
    Essential Duties and Responsibilities:
    • Assist company-wide employee training on compliance related topics, policies, or procedures.
    • Assist in advising internal management or business partners on the implementation or operation of compliance programs.
    • Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
    • Assist to manage the sub-certification process for company financial reporting.
    • Assist in conducting the internal investigation of compliance issues reported to the whistleblower hotline.
    • Disseminate written policies and procedures related to compliance activities. Identify compliance issues that require follow-up or investigation.
    • Assist in establishment and maintenance of various Company's ESG programs and initiatives.
    • Become a resource for the company on compliance related topics.
    Qualifications:
    • Bachelor's degree, and preferably either a CPA, MBA or JD certification.
    • 3 to 5 years of Finance, Audit, Compliance, or Legal consulting experience and/or experience in leading compliance and assessments at a Company.
    • Experience with SAP, Workiva, Navex Global or other Compliance tools helpful to the role
    • Strong critical thinking and negotiation skills.
    • Strong Microsoft Office skills with emphasis on Excel for data manipulation and analysis.
    • Strong communication, engagement and influencing skills. Work effectively with department managers, supervisors and employees involved with prevention efforts.
    • Strong multitasking and delegation skills; able to create and see a cross-functional workplan to completion. Be able to multi-task and readjust priorities, as dictated by Senior Management.
    • A passionate desire to learn, grow and develop in a constantly changing and fast-paced work environment.
    Salary Range
    $122,000 - $133,000
    The salary offered will depend on several factors, including your location, level, education, training, specific skills, years of experience, and comparison to other employees already in this role. In addition to a comprehensive benefits package, candidates may be eligible for other forms of compensation, such as participation in bonus and equity award programs.
  • Just Posted

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COMPLIANCE MANAGER
  • Axis Community Health
  • Pleasanton, CA FULL_TIME
  • POSITION SUMMARY: Under the general supervision of the Corporate Compliance Officer, the Compliance Manager ensures that our organization's operations align with our goals, policies, and regulatory re...
  • 28 Days Ago

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Compliance Manager
  • City of Santa Clara
  • Santa Clara, CA FULL_TIME
  • The Departments:The City of Santa Clara is recruiting for two Compliance Manager positions: one (1) position in the Electric Utility Department, and one (1) position in the Water and Sewer Utilities D...
  • 1 Month Ago

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Compliance Manager
  • Cepheid
  • Sunnyvale, CA FULL_TIME
  • At Cepheid, we are passionate about improving health care through fast, accurate diagnostic testing. Our mission drives us, every moment of every day, as we develop scalable, groundbreaking solutions ...
  • 1 Month Ago

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Compliance Manager
  • Fremont Bancorporation
  • Livermore, CA FULL_TIME
  • Title: Compliance ManagerJob Location: Livermore, CAHiring salary range: $124,196.60 - $158,322.61 annualFremont Bank founded in 1964, is one of the oldest independently owned banks in the Bay Area an...
  • 1 Month Ago

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Quality Compliance Manager
  • Palantir Technologies
  • Palo Alto, CA FULL_TIME
  • A World-Changing CompanyPalantir builds the world’s leading software for data-driven decisions and operations. By bringing the right data to the people who need it, our platforms empower our partners ...
  • 21 Days Ago

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0 Compliance Investigation Manager jobs found in San Jose, CA area

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Anti-Money Laundering Investigator (FIU/SIU)
  • Intelliswift Software
  • San Jose, CA
  • Job Title: Senior Investigator, Financial Intelligence Unit Location: Remote Duration: 6 months Contract Type: W2 only P...
  • 4/28/2024 12:00:00 AM

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Entry Level Background Investigator Level 1 - Clearance Sponsorship - West Coast
  • CACI International
  • Sunnyvale, CA
  • Entry Level Background Investigator Level 1 - Clearance Sponsorship - West Coast Job Category: Service Contract Act Time...
  • 4/28/2024 12:00:00 AM

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Senior Quality Assurance Specialist
  • Avails Medical, Inc.
  • Menlo Park, CA
  • Avails Medical, Inc. is a well-funded medical device start-up, based in Menlo Park, California. Avails eQUANT and eAST p...
  • 4/27/2024 12:00:00 AM

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Remote Security Specialist
  • PSM Partners
  • San Jose, CA
  • Job Profile – Remote Security Specialist – 2024 *1 day ONSITE required for this role* ***Disclaimer: PSM does not curren...
  • 4/26/2024 12:00:00 AM

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Private Investigator
  • Allied Universal
  • San Jose, CA
  • ACCELERATE YOUR CAREER WITH THE GLOBAL LEADER IN INVESTIGATIVE SOLUTIONS! If you are looking for growth in your career, ...
  • 4/25/2024 12:00:00 AM

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Security Operations Manager
  • Sunstates Security
  • San Jose, CA
  • Overview Join one of the fastest-growing and largest privately held security companies in the U.S.! Since 1998, Sunstate...
  • 4/25/2024 12:00:00 AM

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DC Technician 3
  • World Wide Technology
  • Santa Clara, CA
  • World Wide Technology is looking for a Data Center Engineer. This job is part of WWT’s Strategic Resourcing services. Th...
  • 4/24/2024 12:00:00 AM

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Healthcare Protection Officer - Santa Clara
  • Blackstone Consulting
  • Santa Clara, CA
  • Description/Job Summary As part of the Regional Security Services team, the Healthcare Protection Officer (HPO) is respo...
  • 4/24/2024 12:00:00 AM

San Jose is located at 37°20′07″N 121°53′31″W / 37.335278°N 121.891944°W / 37.335278; -121.891944. According to the United States Census Bureau, the city has a total area of 180.0 sq mi (466 km2), of which 3.4 sq mi (8.8 km2) (1.91%) is water, making it the fourth-largest California city by land area (after Los Angeles, San Diego and California City). San Jose lies between the San Andreas Fault, the source of the 1989 Loma Prieta earthquake, and the Calaveras Fault. San Jose is shaken by moderate earthquakes on average one or two times a year. These quakes originate just east of the city on...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Investigation Manager jobs
$184,986 to $225,116
San Jose, California area prices
were up 2.9% from a year ago

Compliance Investigation Manager in Medford, OR
Conducting successful internal investigations depends on following the proper guidelines.
December 29, 2019
Compliance Investigation Manager in Terre Haute, IN
An issue might be investigated by the compliance function, international audit, or another appropriate manager or third party, but it is critical that the investigator was not involved in the case.
December 10, 2019
Compliance Investigation Manager in Santa Rosa, CA
Upon completing this Compliance Investigation and Enforcement course successfully, participants will be able to.
January 10, 2020