Compliance Director (Banking) jobs in Broomfield, CO
Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know Your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Compliance Director (Banking) jobs
Investment Banking Managing Director | Denver
- Bridgepoint Investment Banking
-
Denver, CO
FULL_TIME
-
Who We Are
Bridgepoint Investment Banking is not an old school, antiquated investment bank. We're next gen - impact-focused, growing and entrepreneurial. We provide a better and more fun environment for Wall Street rockstars to utilize their skills and expertise to provide uncompromised and impact advice and solutions to our clients. We are hyper-focused on our core values and integrity, and providing senior investment bankers a better platform to utilize their skills and relationship networks. We aren't just another sell-side mill, but provide true full-service investment banking solutions for our clients (exclusively non-sponsored companies) spanning corporate finance and M&A. Bridgepoint is headquartered in Omaha, Nebraska, with additional locations in Denver, Chicago, Lincoln and New York. For more information please visit: www.bridgepointib.com/talent.
What We're Looking For
Bridgepoint is seeking Managing Director candidates to augment our growing and differentiated middle market investment banking firm. Bridgepoint provides a unique opportunity for compensation, firm input, entrepreneurial spirit and impact relative to traditional investment banks. Bridgepoint is the first impact investment bank - focused on prosperity for our people, our clients and our communities. Every team member has input in our fast-paced, entrepreneurial environment focused on culture and innovation. Managing Directors will also participate in the overall firm strategy and new business initiatives.
Bridgepoint Managing Directors provide a key leadership role within our investment banking group. Primary responsibilities include generating new business for the firm, managing existing client engagements, closing deals, and overseeing junior banking staff. We cover multiple industries, but have interest on those specializing in Industrials, Transportation, Healthcare, Business Services, Consumer and Technology. This is an opportunity for growth, responsibility and building wealth for the ideal candidate. The Bridgepoint platform provides ample white space for a successful, high energy MD to build out a highly successful group/practice.
Qualifications- An experienced MD with a proven track record of middle market M&A and/or leveraged finance deal origination;
- Significant client interaction and experience, particularly showing the ability to develop strong and influential client relationships;
- Rock-solid personal reputation, exceptional work ethic and professional integrity;
- Conduct themselves with a high level of professionalism with uncompromising integrity and confidentiality;
- Established network/personal brand credibility to enable expected business development;
- Minimum 10 years of relevant investment banking experience;
- Proven management skills, from leadership to delegation, to mentoring, etc.;
- Interest in a fast-paced, entrepreneurial culture that promotes diversity and growth;
- Hungry for a long-term career opportunity to be an impact-player within our leadership team;
- Culture-focused, values-based decision maker;
- Bachelor's Degree required; advanced degree preferred
- Actively pursue business development opportunities and market a full range of investment banking services and solutions to prospective clients;
- Create and manage new deal flow and originate new client engagements that fit the strategy of the firm;
- Use relationships with established rolodex to generate new opportunities;
- Develop client networks, establish and maintain pipeline and support efforts in developing and executing sales and marketing strategies;
- Lead on a variety of transactions in all industries and stages, from initial client pitch to transaction closing;
- Extraordinary day-to-day deal execution, negotiation and closing skills;
- Communicate financial information and strategic issues in a clear, concise and relevant manner to assist and guide executives in corporate finance transactions;
- Demonstrate extraordinary attention to detail on client deliverables;
- Maintain and manage client relationships and be actively involved at the key strategic points of each transaction;
- Provide leadership, professional development and mentoring for junior staff;
- Participate in key industry conferences, speaking opportunities, media interviews, and marketing efforts to generate exposure and promote the firm;
- Act as strategic advisor to clients enabling them to achieve their long-term goals;
- Be a team player and culture carrier;
- Involvement in both corporate finance and M&A transactions
At Bridgepoint you will be challenged and rewarded for leadership, technical excellence and inspired perspectives. Our company fosters a workplace culture that encourages employees to work in an office setting Monday-Thursday to maximize collaboration, creativity, team development and fun.- Please provide your resume, a list of relevant completed M&A & Capital Raising transactions and your active FINRA licenses.
- Just Posted
Building Services Technician
- Banking
-
Brighton, CO
FULL_TIME
- Position Summary Maintains interior and exterior of all assigned branch facilities, and oversees the upkeep of equipment and supplies. Inspects grounds, exterior, and entrances to ensure cleanliness a...
- 1 Day Ago
Compliance Director
- OCEANAIR Inc
-
Centennial, CO
FULL_TIME
- Job Title: Compliance Director Department: Compliance Reports to: COO Exempt Salary Range: $125,000 to $175,000 Annually Company Overview: Established in 1983, OCEANAIR Inc. is a global provider in in...
- 7 Days Ago
Director - Compliance
- vailresorts.valhalla.stage
-
Broomfield, CO
FULL_TIME
- The Compliance Function for the Vail Resorts organization reports through the Legal Department with the Company’s General Counsel also serving as the Company’s Chief Compliance Officer (CCO). There ar...
- 14 Days Ago
Associate Director of Compliance
- One Earth Future
-
Broomfield, CO
FULL_TIME
- Associate Director of Compliance Organization Summary One Earth Future is an international NGO whose mission is to provide growth capital and support services to small- and medium-sized enterprises in...
- 2 Days Ago
Associate Director of Compliance
- One Earth Future Foundation
-
Broomfield, CO
FULL_TIME
- Organization SummaryOne Earth Future is an international NGO whose mission is to provide growth capital and support services to small- and medium-sized enterprises in fragile and conflict-affected set...
- 3 Days Ago
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0 Compliance Director (Banking) jobs found in Broomfield, CO area
Compliance Manager
- H2 Talent
-
Denver, CO
- Our client is an ingredient partner with some of the globe’s largest product brands. This leading manufacturer of bulk c...
- 5/30/2024 12:00:00 AM
Director, HIPAA Compliance- Remote
- Sharecare, Inc.
-
Denver, CO
- **Job Description:** The Director HIPAA Compliance will ensure that the organization complies with all privacy laws and ...
- 5/30/2024 12:00:00 AM
Appraiser (12 - Month Roster) AMENDED
- Department Of The Treasury
-
Westminster, CO
- Duties WHAT IS THE DIVISION? LBI - Large Business and International A description of the business units can be found at:...
- 5/30/2024 12:00:00 AM
Appraiser (12 - Month Roster) AMENDED
- Department Of The Treasury
-
Denver, CO
- Duties WHAT IS THE DIVISION? LBI - Large Business and International A description of the business units can be found at:...
- 5/30/2024 12:00:00 AM
Business Appraiser 12-Month Roster (Direct Hire)
- Department Of The Treasury
-
Denver, CO
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
- 5/30/2024 12:00:00 AM
Business Appraiser 12-Month Roster (Direct Hire)
- Department Of The Treasury
-
Westminster, CO
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
- 5/30/2024 12:00:00 AM
Treasury Director
- Hiring Now!
-
Broomfield, CO
- About the jobAt Horizon Organic, we're growing a culture of passionate people driven to do good for the horizon we all s...
- 5/29/2024 12:00:00 AM
Fleet Coordinator
- Flatiron Construction Corp
-
Broomfield, CO
- Overview: As a Fleet Coordinator at Flatiron, you will be responsible for helping manage the company leased vehicle flee...
- 5/28/2024 12:00:00 AM
About Broomfield, Colorado
Broomfield is a consolidated city and county in the U.S. state of Colorado. Broomfield has a consolidated city and county government which operates under Article XX, Sections 10-13 of the Constitution of the State of Colorado. The population was 55,889 at the 2010 United States Census. Broomfield is the 16th most populous municipality and the 13th most populous county in Colorado....
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$118,158 to $169,519
Broomfield, Colorado area prices
were up 0.4% from a year ago
were up 0.4% from a year ago
What does a Compliance Director (Banking) do?
Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement. Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020