Compliance Director (Banking) jobs in Lexington, KY

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Bank Teller-Min 1 year previous banking preferred
  • Monticello Banking Company
  • Monticello, KY FULL_TIME
  • We are looking for a Full-time Bank Teller to process all transactions accurately and efficiently in accordance with established policies and procedures. The successful candidate will be the "frontline" of our bank and will play a fundamental role in achieving our customers satisfaction and revenue growth objectives. Must be comfortable in processing daily transactions accurately and efficiently. Communicates with customers and potential customers bank products and services.
    Responsibilities

    • Conduct routine transactions within time limits and established guidelines (cash checks, accept deposits and loan payments, process withdrawals, etc.)
    • Assess customer needs and introduce new products and services (credit cards, debit cards, mobile deposits, etc.)
    • Make sales referrals, and cross-sell products and services.
    • Go the "extra mile" to build trust relationships, customer loyalty and satisfaction.
    • Comply with regulatory requirements.
    • Manage risk in every transaction and detect fraudulent transactions to prevent losses.
    • Resolve customers' issues and provide relevant information

    Qualifications

    • Customer service and cash handling experience required.
    • Minimum one year of banking experience preferred.
    • Available to work 40 hours per week schedule.
    • Basic PC knowledge, Windows based systems and familiarity with electronic equipment (e.g. cash drawers, receipt validators, money counter).
    • Strong communication and time management skills.
    • Customer satisfaction-oriented.
    • Attention to detail and mathematical skills.
    • Excellent sales skills.
    • High school diploma or equivalent required.
    • Available to work Saturdays as needed.

    Candidates must meet the company's hiring criteria to include a pre-employment background investigation and drug test.

    We are an Equal Opportunity Employer and drug free workplace.
    EEO m/w/v/d

    Job Type: Full-time

    Pay: $13.37 - $20.05 per hour

    Expected hours: No more than 40 per week

    Benefits:

    • 401(k)
    • 401(k) matching
    • Dental insurance
    • Health insurance
    • Life insurance
    • Paid sick time
    • Paid time off
    • Vision insurance

    Experience level:

    • 1 year

    Schedule:

    • Monday to Friday
    • Weekends as needed

    Ability to Relocate:

    • Monticello, KY 42633: Relocate before starting work (Required)

    Work Location: In person

  • 1 Day Ago

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Administrative Assistant
  • Southeast Banking Systems
  • London, KY FULL_TIME
  • ResponsibilitiesFinancial Approving and paying bills through NetSuite Track and create recurring customer invoices Help resolve customer invoice issuesHuman Resources File Workers Compensation and oth...
  • 1 Month Ago

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Executive Director of Enterprise Risk Management (ERM) and Compliance
  • KCTCS Careers Site
  • Versailles, KY FULL_TIME
  • Title: Executive Director of Enterprise Risk Management (ERM) and Compliance Salary Range: $86,268.00 - $122,100.00 Contract Term Length: 12 Months Standard Hours: 37.5 Work Location: Hybrid FLSA Stat...
  • 1 Day Ago

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Surveillance Investigator
  • Allied Universal® Compliance and Investigations
  • Lexington, KY FULL_TIME
  • Surveillance Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides...
  • 12 Days Ago

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Landfill Gas Technician
  • Monitoring, Control and Compliance Inc.
  • Lexington, KY FULL_TIME
  • FULL-TIME BENEFITS Paid time off Health Insurance Health Saving Account Dental Insurance Vision Insurance Life Insurance 401(k) matching Parental Leave Rate of Pay: $20/hr. Job Type: Full-time POSITIO...
  • 15 Days Ago

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Field Technician
  • Monitoring, Control and Compliance Inc.
  • Lexington, KY FULL_TIME
  • FULL-TIME BENEFITS Paid time off Health Insurance Health Saving Account Dental Insurance Vision Insurance Life Insurance 401(k) matching Parental Leave 1,000 signing bonus upon satisfactory completion...
  • 1 Month Ago

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0 Compliance Director (Banking) jobs found in Lexington, KY area

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Quality Compliance Specialist
  • U.S. IOL, Inc.
  • Lexington, KY
  • USIOL POSITION DESCRIPTION POSITION TITLE: Quality Compliance Specialist FLSA STATUS: Exempt REPORTS TO: Manager QC or D...
  • 4/26/2024 12:00:00 AM

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Dining Server
  • Cedarhurst Senior Living
  • Lexington, KY
  • Can you be a real, true friend? Is it your nature to be open, listen deeply, know your heart, respond genuinely, and car...
  • 4/26/2024 12:00:00 AM

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Internal Revenue Agent- Senior Revenue Agent (Examiner), 12-month Roster
  • Department Of The Treasury
  • Lexington, KY
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at:...
  • 4/25/2024 12:00:00 AM

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Sr. Risk Control Consultant
  • Marsh & McLennan Companies, Inc.
  • Lexington, KY
  • Company: Marsh McLennan Agency Description: Sr. Risk Control Consultant Provide quality risk consulting services to MMA ...
  • 4/24/2024 12:00:00 AM

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Executive Director of Enterprise Risk Management (ERM) and Compliance
  • Kentucky Community and Technical College System
  • Versailles, KY
  • Executive Director of Enterprise Risk Management (ERM) and Compliance Job no: 494180 Work type: Full-time Location: Vers...
  • 4/24/2024 12:00:00 AM

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CenterWell - Nurse Practitioner - Richmond Road
  • Centerwell
  • Lexington, KY
  • **Become a part of our caring community and help us put health first** Humana's Primary Care Organization is one of the ...
  • 4/24/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Lexington, KY
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Food Service Manager
  • Aramark
  • Select, KY
  • Job Description The Food Service Manager is a management position responsible for developing and implementing dining sol...
  • 4/16/2024 12:00:00 AM

Lexington, consolidated with Fayette County and often denoted as Lexington-Fayette, is the second-largest city in Kentucky and the 60th-largest city in the United States. By land area, Lexington is the 28th largest city in the United States. Known as the "Horse Capital of the World," it is the heart of the state's Bluegrass region. It has a nonpartisan mayor-council form of government, with 12 council districts and three members elected at large, with the highest vote-getter designated vice mayor. In the 2017 U.S. Census Estimate, the city's population was 321,959, anchoring a metropolitan are...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$106,318 to $152,532
Lexington, Kentucky area prices
were up 1.2% from a year ago

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Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
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