Compliance Director (Banking) jobs in Madison, WI

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Safety & Compliance
  • Stoughton Trucking, Inc.
  • Deerfield, WI FULL_TIME
  • Job Purpose You will partner with company leadership and management teams in managing the Stoughton Trucking Driver fleet, safety, performance, and all equipment and associated maintenance and finished products from our OEM manufacturer.

    Essential Duties and Responsibilities

    Strategic Business Planning and Management

    • Monitor all Safety systems and track safety KPIs to ensure Driver safety on the road and drive the priority of safety through all business practices.
    • Envisions, articulates, and leads the fleet of 30-50 CDL Driver to ensure stable supply chain functioning to our sister company and customers.
    • Manages all fleet equipment which includes company vehicles, forklifts, flatbed and dry van trucks, and yard trucks.
      • This includes the maintenance and the acquisition of new equipment when needed.
    • Align with our insurance provider to optimize coverage, cost savings, claims, and returns
    • Minimize loss through driver training and prescriptive planning
    • Directs planning of driver employment and acquisition of fleet equipment to scale OEM forecast

    General Management

    • Oversees and adheres to workplace conduct, risk management and compliance practices within the office including regulatory compliance (SOX), responding to internal audit requests, and implementing process changes as necessary
    • Serves as the direct supervisor of all CDL Drivers, Fleet Maintenance Manager, Yard Drivers, and a Safety Coordinator. This currently includes approximately 55 direct reports.
    • Has the actual authority to approve maintenance spends of up to $1,000 and creates proposal for Capital Expenditures for President and/or board approval.
    • Cascades communications to employees across multiple locations as appropriate, including information on organizational or divisional initiatives, announcements, etc.
    • Other duties or responsibilities as assigned according to enterprise need

    Talent Management

    • Set quarterly performance goals and reporting that align to organizational objectives and cascade goals throughout the operations organization.
    • Manage performance and development of direct and indirect reports across multiple locations through both formal and informal performance management, coaching, mentoring, and training.
    • Assess, calibrate, and manage talent by leveraging analytics, aligning roles and resources, career pathing, succession planning and ensuring a focus on diversity and inclusion.

    Financial Management

    • Key contributor for the financial performance of the business line financials as measured by the P&L including budgeting, revenue generation, and expense management for the Trucking group.
    • Handles expense management, including personnel-related costs (including overtime), T&E, and general administrative expenses, as well as partners with customer-facing management to manage shared expenses

    Above is a list of the most important responsibilities and functions, which are essential to the position. Employees must be able to perform these essential functions satisfactorily with or without a reasonable accommodation. Accommodations will be evaluated and provided to eligible employees on a case by case basis, depending on the employee's medical restrictions, work availability, the nature of the position, the position's essential functions and other relevant factors.

    Qualifications

    • Education:
      • Required: Bachelor’s degree from an accredited college or university in supply chain, fleet management, or equivalent experience.
    • Knowledge, Skills, & Abilities:
    • Required:
      • Minimum 8 years of DOT experience
      • Minimum of 5 years experience in Diesel fleet experience
      • Minimum 5 years of people management experience
      • Ability to travel up to 30% (domestically)
    • Preferred:
      • Strong knowledge of STO business lines, including a solid understanding of STO-focused analytics
      • Experience in standard modes, specialized transportation, or project cargo services
      • success generating revenue or business growth in a client-facing role with sales, account management, or carrier management experience
      • Proficiency presenting to both internal and external audiences
      • Demonstrated negotiation, collaboration, and influencing skills
      • Proficient in Microsoft Office Suite of programs
      • Values a diverse and inclusive work environment

    Training:

    • Orientation
  • 5 Days Ago

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Director - DOT Compliance
  • Stoughton Trucking, Inc.
  • Poynette, WI FULL_TIME
  • Job Purpose You will partner with company leadership and management teams in managing the Stoughton Trucking Driver fleet, safety, performance, and all equipment and associated maintenance and finishe...
  • 5 Days Ago

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Director of Safety & Compliance
  • Stoughton Trucking, Inc.
  • Mills, WI FULL_TIME
  • Job Purpose You will partner with company leadership and management teams in managing the Stoughton Trucking Driver fleet, safety, performance, and all equipment and associated maintenance and finishe...
  • 6 Days Ago

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Senior Banking Advisor Float
  • Lake Ridge Bank
  • Madison, WI OTHER
  • Overview We are seeking a flexible and positive professional to join our our team as a Senior Banking Advisor Float covering the Atwood Madison, Evansville, Brooklyn & Cottage Grove offices! A Senior ...
  • 18 Days Ago

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Commercial Banking Associate
  • First Business Bank
  • Madison, WI FULL_TIME
  • Description Position at First Business Bank Join the growing team at First Business Bank as a Commercial Banking Associate at our Madison Headquarters location! First Business Bank is aTop Workplaces ...
  • 20 Days Ago

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Business Banking Representative
  • Starion Bank
  • Prairie, WI FULL_TIME
  • STARION BANK IS GROWING!Are you looking for a rewarding banking career with an organization that is expanding in the Madison area? How about working for an organization that prides itself in being:A s...
  • 1 Day Ago

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0 Compliance Director (Banking) jobs found in Madison, WI area

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Legal Admin Specialist (Estate & Gift Tax) (Estate Tax Technical Advisor) (TEMP NTE 1 YR MBE, MBP)
  • Department Of The Treasury
  • Madison, WI
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: htt...
  • 4/26/2024 12:00:00 AM

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Vice President Internal Audit u0026 Compliance
  • Careerbuilder
  • Madison, WI
  • Vice President Internal Audit u0026 Compliance Posted on Apr 27, 2022 Apply for this job your email: upload resume: Prof...
  • 4/25/2024 12:00:00 AM

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Sr. Director, Data Engineering - Card Technology
  • Capital One
  • Madison, WI
  • Center 1 (19052), United States of America, McLean, Virginia Sr. Director, Data Engineering - Card Technology Capital On...
  • 4/24/2024 12:00:00 AM

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Vice President Finance
  • Bioferm
  • Madison, WI
  • BIOFerm, a Madison, WI based renewable energy company, is seeking a highly motivated and experienced Vice President of F...
  • 4/23/2024 12:00:00 AM

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Compensation Director
  • American Family Insurance Group
  • Madison, WI
  • As Director of Compensation you will oversee the planning and administration of company compensation plans for all emplo...
  • 4/23/2024 12:00:00 AM

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Senior Director, Software Engineering (Bank Tech)
  • Capital One
  • Madison, WI
  • Locations: VA - McLean, United States of America, McLean, Virginia Senior Director, Software Engineering (Bank Tech) Do ...
  • 4/23/2024 12:00:00 AM

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Director, Financial Planning & Analysis
  • Dorman Products, Inc.
  • Dorman was founded on the belief that people should have greater freedom to fix motor vehicles. For over 100 years, we h...
  • 4/22/2024 12:00:00 AM

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VP of Finance
  • BIOFerm
  • Madison, WI
  • Job Description Job Description BIOFerm, a Madison, WI based renewable energy company, is seeking a highly motivated and...
  • 4/22/2024 12:00:00 AM

Madison is located in the center of Dane County in south-central Wisconsin, 77 miles (124 km) west of Milwaukee and 122 miles (196 km) northwest of Chicago. The city completely surrounds the smaller Town of Madison, the City of Monona, and the villages of Maple Bluff and Shorewood Hills. Madison shares borders with its largest suburb, Sun Prairie, and three other suburbs, Middleton, McFarland, and Fitchburg. Other suburbs include the city of Verona and the villages of Cottage Grove, DeForest, and Waunakee as well as Mount Horeb, Oregon, Stoughton, and Cross Plains among others. According to th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$112,605 to $161,553
Madison, Wisconsin area prices
were up 1.3% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020