Compliance Manager jobs in Topeka, KS

Compliance Manager manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Compliance Manager oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Compliance Manager evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree or equivalent. Typically reports to a director. The Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. To be a Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. (Copyright 2024 Salary.com)

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Compliance Officer
  • Astra Bank
  • Abilene, KS FULL_TIME
  • Job Summary:
    Compliance Officer is responsible for developing, implementing and administrating all aspects of the Bank’s Compliance Management Program. This position plans, organizes and controls the Banks day to day administrative lending and operational compliance activities, collaborates with the Senior Vice President Compliance Officer in the overall administration of these directives for the bank. Participates in various committees, audits and examinations. Helps to advise in the staff training related to new hire and compliance. Helps compliance Committee advise Board of Directors, Executive Management and Bank personnel of emerging compliance issues and consults and guides the Bank in the establishment of controls to mitigate risk.

    Collaborate with the Senior Vice President Compliance Officer to ensure that the institution is working in adherence to governmental laws. Work closely with management and banking staff for obtaining the guarantee that the institutions policies are in keeping with the rules. The most important role of the compliance officer is to assist in overseeing the everyday function of the bank in order to ensure that suitable procedures are being followed.

    Must have the ability to work with a team, strive to maintain a good teamwork ethic without constant supervision. Assist with projects subject to tight deadlines and communicate orally
    and writing in a clear, succinct and lucid manner, showing a solid understanding of compliance and risk management.

    Key Results Areas:
    The Compliance Officer is responsible to deliver the following:
    • Supporting an already reliable compliance management system that ensures the bank operates in accordance with all applicable laws, regulation, and regulatory guidance;
    • Support the current compliance management system, but also assist in proactively positioning the bank for success with respect to new laws, regulation, and regulatory guidance;
    • Cooperative consultation with the bank’s other functions to ensure that customers are well served while complying with all laws, regulation, and regulatory guidance.
    Responsibilities and Duties:
    • Help to Develop, administer and monitor a program that ensures the Bank’s compliance with all applicable laws, regulations, and rules governing operations and product offerings.
    • Researching, implementing, and managing the areas related to banking regulations, banking policies, public interest laws and consumer protection.
    • Working closely with SVP Compliance Officer in the task of overseeing compliance policies and advising about risk management.
    • Advising, overseeing and training bank staff on the matters of compliance procedures.
    • Issuing investigations that are related to the possible noncompliance for ensuring that proper compliance and best practices are taking place
    • Work with functional area leaders to make improvements to systems in order to correct any violations, deficiencies found, and prepare responses to audit reports for the Compliance Committee and Board of Directors.
    • Review new products and corresponding marketing materials to ensure compliance.
    • Supervise record retention and disposal program
    • Acting as one of the principle sources of contact with the external audit companies.
    • Working closely with Human Resources help to develop an annual compliance training
    Astra Bank is an Equal Opportunity Employer. The preceding job description has been designed to indicate the general nature and essential duties and responsibilities of work performed by employees within this classification. It may not contain a comprehensive inventory of all duties, responsibilities, and qualifications required of employees to do this job.
  • 21 Days Ago

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Compliance Officer
  • Astra Bank
  • Chapman, KS FULL_TIME
  • Job Summary: Compliance Officer is responsible for developing, implementing and administrating all aspects of the Bank’s Compliance Management Program. This position plans, organizes and controls the ...
  • 21 Days Ago

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Compliance Officer
  • Astra Bank
  • Scandia, KS FULL_TIME
  • Job Summary: Compliance Officer is responsible for developing, implementing and administrating all aspects of the Bank’s Compliance Management Program. This position plans, organizes and controls the ...
  • 23 Days Ago

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Compliance Analyst
  • KS StateBank
  • Manhattan, KS FULL_TIME
  • Position Description: The Compliance Department acts as the internal quality control for the Bank, ensuring that employees follow all regulations and policies for the benefits of the Bank and its clie...
  • 13 Days Ago

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Compliance Auditor
  • Advisors Excel
  • Topeka, KS FULL_TIME
  • Position: Compliance Auditor Location: 4113 SW Gage Center Drive Topeka, KS Job Id: 1813 # of Openings: 1 Position: Compliance Auditor Department: Compliance Reporting to: Compliance Director Location...
  • 1 Month Ago

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Safety & Compliance Director - Pittsburg
  • AG SERVICES LLC
  • Topeka, KS OTHER
  • Job Details Job Location: Northwest Kansas or Surrounding Area - Colby, KS Position Type: Full Time Education Level: High School Salary Range: Undisclosed Travel Percentage: Day Travel with Some Overn...
  • 25 Days Ago

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0 Compliance Manager jobs found in Topeka, KS area

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Information Technology Project Manager
  • AllSTEM Connections
  • Topeka, KS
  • The IT Project Manager role is essential for ensuring the successful execution of critical IT projects and ongoing proje...
  • 4/30/2024 12:00:00 AM

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Delivery Systems Manager
  • Capfed
  • Topeka, KS
  • ** Delivery Systems Manager** **Job Category****:** Delivery Systems **Requisition Number****:** DELIV003066 Showing 1 l...
  • 4/30/2024 12:00:00 AM

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Benefit Representative
  • KPERS
  • Topeka, KS
  • Job Description Job Description KPERS is located in Topeka, Kansas and full-time remote work is not available. After six...
  • 4/29/2024 12:00:00 AM

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CRM Administrator
  • Blue Cross And Blue Shield Of Kansas
  • Topeka, KS
  • The CRM Administrator participates in development and day-to-day operations of CRM and provides end-user support and tro...
  • 4/29/2024 12:00:00 AM

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Raw Materials Purchasing Manager
  • Outokumpu
  • Topeka, KS
  • As a global leader in Stainless Steel, we're seeking a dynamic Raw Materials Purchasing Manager and be part of our Procu...
  • 4/29/2024 12:00:00 AM

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Category Manager
  • Sunrun
  • Topeka, KS
  • Everything we do at Sunrun is driven by a determination to transform the way we power our lives. We know that starts at ...
  • 4/28/2024 12:00:00 AM

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Information Technology Project Manager
  • Allstem Connections
  • Topeka, KS
  • The IT Project Manager role is essential for ensuring the successful execution of critical IT projects and ongoing proje...
  • 4/27/2024 12:00:00 AM

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Substitute Secretary (2023-2024)
  • Topeka Public Schools
  • Topeka, KS
  • Reports To: School's Main Office Position Purpose:To effectively maintain overall operations of the schools office while...
  • 4/27/2024 12:00:00 AM

Topeka (/toʊˈpiːkə/; Kansa: Tó Pee Kuh) is the capital city of the U.S. state of Kansas and the seat of Shawnee County. It is situated along the Kansas River in the central part of Shawnee County, in northeast Kansas, in the Central United States. As of the 2010 census, the city population was 127,473. The Topeka Metropolitan Statistical Area, which includes Shawnee, Jackson, Jefferson, Osage, and Wabaunsee counties, had a population of 233,870 in the 2010 census. The name Topeka is a Kansa-Osage sentence that means "place where we dug potatoes", or "a good place to dig potatoes". As a plac...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager jobs
$111,161 to $152,269
Topeka, Kansas area prices
were up 1.3% from a year ago

Compliance Manager in Newport News, VA
See the Future Outlook and Educational Requirements for "Compliance Manager".
December 15, 2019
Compliance Manager in Akron, OH
Many Health, Safety and Environment (HSE) personnel and site managers don’t have data to hand that indicates the safety compliance of a worker or the personal protective equipment (PPE) they’re using for a particular job or task, or for the zone they’re working in.
January 28, 2020
Compliance Manager in New York, NY
Are you a restaurant manager or food and beverage director, or do you hold a managerial position anywhere in the food industry and wish that you had two more hands.
January 07, 2020