Compliance Officer jobs in Fort Worth, TX

Description

Role Responsibilities

This individual is responsible for administering a compliance and quality assurance program including reviews in select areas of credit union operations to ensure compliance of all applicable laws, regulations, policies and industry standards in the following areas: 

• Participate in the development, oversight, and administration of an effective regulatory compliance program for the credit union;
• Review laws and regulations that impact the credit union’s compliance requirements;
• Develop and maintain a library of compliance resources while maintaining AML and BSA programs; 
• Assist management in establishing effective minimum requirements to meet all State and Federal laws and regulations;
• Review and file CTR’s, SAR’s, and related reporting requirements;
• Identify compliance risks and make recommendations for complaint resolution, as well as policy and procedural recommendations; 
• Participate in organizational projects and serve as an advisor regarding regulatory and compliance aspects of the project;
• Report compliance issues to the VP of Enterprise Risk Management; 
• Ensure policies related to compliance are updated when necessary, in relation to regulatory changes;
• Act as primary liaison with auditors, examiners, and law enforcement for all compliance related requests; 
• Assist in the revision and/or design of forms, products, web site, programs, or promotions to ensure compliance with all State and Federal rules and regulations;
• Recommend staff compliance training as needed; 
• Maintain all professional certifications;
• Practices and brings to life with the team our “Yes And… culture;
• Comply with established regulations and law requirements;
• Perform various other duties as assigned.

Requirements

Required Experience

• Minimum at least five (5) years of experience in a financial institution environment required.

Skills, Education and/or Certifications Required

• Bachelor’s Degree or significant work experience in compliance and BSA regulation with a professional certification in BSA;
• Requires extensive knowledge of all credit union policies and procedures and all services and products;
• Excellent problem-solving skills as well as the ability to work without direct supervision and maintain a high degree of concentration;
• Must have good written and verbal communication skills.

Texas Trust Credit Union is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.