Financial Retail Sales Assistant - Registered provides sales and business development support for one or more licensed/registered investment product sales representatives. Performs customer service and administrative tasks to answer product questions, make changes to accounts, open new accounts, and receive orders. Being a Financial Retail Sales Assistant - Registered may execute orders from existing clients. Maintains a sales and referral database and uses telemarketing and customer profiling to generate leads and additional business opportunities with existing and prospective clients. Additionally, Financial Retail Sales Assistant - Registered coordinates referrals, sales appointments, and requests for information. Has a solid knowledge and understanding of the firm's product offerings. May require a bachelor's degree. Requires completion of the FINRA Series 63 Uniform Securities Agent State Law Examination and any state licensing. Depending on the product's sold, may also require completion of FINRA Series 7 General Securities Representative qualification. Typically reports to a supervisor or manager. The Financial Retail Sales Assistant - Registered work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Financial Retail Sales Assistant - Registered typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)
Financial Planning Assistant/Paraplanner
Compensation: Commensurate with Experience
Employment Type: Full-Time, on site
ABOUT THE COMPANY –
Beyond Financial Services is an established but growing fee-based financial planning practice located in Fremont, California. We are currently seeking a client-service focused and detail oriented Financial Planning Assistant/Paraplanner to join our office team and support the Financial Advisor.
This position will conduct administrative tasks such as answering phones, replying to emails, scheduling appointments, file documents and enter data into internal digital systems. You will also perform other finance related clerical duties such as preparing for meetings with clients and prospective clients, taking notes during meetings, executing recommended changes resulting from meetings and coordinating directly with clients and other members of the team as needed.
This position will work closely with other team members, providing a wide range of administrative and operational support of client engagements. We seek a professional who is highly ethical, dependable, team‐oriented, detail‐oriented, ability to prioritize, organized and a multitasker. Ideal candidates will possess excellent communication skills, a service-oriented demeanor with pleasant business appropriate phone etiquette, a positive attitude and effective problem-solving skills.
RESPONSIBILITIES INCLUDE -
COMPETENCIES INCLUDE-
To perform the job successfully, you should demonstrate the following competencies:
QUALIFICATIONS -
To perform the job successfully, you must be able to perform each essential duty satisfactorily. The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodation may be made available to enable individuals with disabilities to perform the essential function.
WE OFFER -
A robust benefits package, a supportive and professional environment, a salary commensurate with your experience and an opportunity for professional development.
TO APPLY -
Please email us at careers@beyondfinancialservices.com with your resume and a cover letter telling us why you are interested in this position. We prefer attachments to be sent in PDF format. Reference "Financial Planning Assistant/Paraplanner" in the subject line of your email. No phone calls, please. We look forward to hearing from you!
Our core values guide us to seek out a broad range of perspectives, talent, and backgrounds to achieve our mission; one where all staff contribute to and share our success. Beyond Financial Services is committed to diversity, and as an equal opportunity employer, we are committed to employment practices that ensure that employees and applicants for employment are provided with equal opportunities without regard to race, color, national origin, ancestry, sex, age, religion, physical or mental disability, medical condition, veteran status, marital status, pregnancy, sexual orientation, gender identity, genetic information or any other factor that is not related to the position.
Beyond Financial Services is not a registered broker/dealer and is independent of Raymond James Financial Services, Inc. Investment Advisory services offered through Beyond Financial Services. Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC
Job Type: Full-time
Pay: $60,000.00 - $95,000.00 per year
Benefits:
Schedule:
Ability to Relocate:
Work Location: In person
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