Sarbanes Oxley Analyst implements and coordinates an organization's auditing strategy and activities for regulatory compliance. Deploys internal controls, best practices, and strategies to identify process deficiencies and implement improvements. Being a Sarbanes Oxley Analyst gathers, analyzes, and consolidates data for required regulatory reporting to fulfill content and scheduling requirements. Supports external regulatory inspections and internal audits and may coordinate document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Additionally, Sarbanes Oxley Analyst maintains and updates a knowledge base or information system of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product. Requires a bachelor's degree. Typically reports to a manager. The Sarbanes Oxley Analyst work is generally independent and collaborative in nature. Contributes to moderately complex aspects of a project. To be a Sarbanes Oxley Analyst typically requires 4 -7 years of related experience. (Copyright 2024 Salary.com)
ESSENTIAL DUTIES AND RESPONSIBILITIES:
Core duties and responsibilities include the following. Other duties may be assigned.
Interprets and accurately applies guidelines to standard funding packages, while checking for accuracy, acceptability and completeness, after successful completion of training, identifies exceptions to guidelines and determines the risk inherent to those exceptions, and makes the decision whether to fund the transaction.
Assists, corresponds and communicates with brokers, vendors, lessee/borrowers and co-workers regarding funding and documentation questions and concerns.
Verifies company's yield is met on each transaction and commissions are within guidelines.
Judges the accuracy of verbal statements and questionable written documents.
Orders and evaluates on-site inspection verifications and reports.
EEO is the law **Navitas Credit Corp. is an equal opportunity employer
Job Type: Full-time
Education:
Experience:
Work Location: In person