LAKELAND BANK AT - Internal Auditor - IT SOX Compliance Analyst, Oak Ridge Salary in the United States

Duties

The AT - Internal Auditor - IT SOX Compliance Analyst at Lakeland Bank supports the mission, vision and values of Lakeland Bancorp by providing independent, objective assurance and consulting activities designed to add value and improve Lakeland’s operations. The Internal Audit - IT SOX Compliance Analyst helps Lakeland accomplish our objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, controls and governance processes.

The Internal Auditor - IT SOX Compliance Analyst will assist the Manager in maintaining and supporting all aspects of the day-to-day Lakeland Bank’s Sarbanes-Oxley Compliance Program, specifically with regards to systems related to general and automated controls; execute processes to ensure compliance with Sarbanes-Oxley (SOX) requirements, including but not limited to gathering, analyzing, documenting, testing, following-up on issues and reporting data related to internal control processes over financial reporting (ICOFR).  This position will also assist in the performance of internal audit examinations ensuring timely and professional execution of the examination in accordance with professional standards.  This person will have the opportunity to build hands-on experience with business and technology processes, risks and controls through dedicated IT SOX testing and IT audits.

Key Responsibilities:

• Perform test of design and operating effectiveness of IT general and automated controls over financial reporting to ensure compliance with SOX 404.
• Participate in control walkthroughs in order to gain an understanding of their design and implementation.
• Collaborate with business owners to review and maintain Sarbanes-Oxley 404 documentation.
• Assist in the writing of potential issues in the event exceptions are identified, taking into consideration the root cause of the issue and provide recommendations that will improve operations.
• Work with the Manager to communicate test results to business owners.
• Work with business owners to develop action plans for SOX deficiencies, monitor the status, and re-perform testing.
• Assist in the coordination and tracking of internal/external testing of controls and track the status of gaps and remediation actions.
• Assists in the continued refinement, timely completion, and ongoing maintenance of all Sarbanes-Oxley 404 documentation (process flow charts, narratives, testing scripts and risk matrices).
• Organizes and completes work within established budget and timeframes under direction from the Audit SOX Compliance Manager and/or IT Audit Manager. Executes testing with a moderate level of supervision.
• Prepares work papers and clearly documents audit evidence including process documentation control identification and assessment, flow charts, and test work in accordance with the Internal Audit documentation requirements.
• Perform fieldwork for non-SOX audit reviews, as assigned.
• Perform additional special projects (investigations, audits, risk assessments, etc.) or any other duties as required or assigned.
• Proactively communicates with the audit team as well as clients in a professional manner. Develops professional relationships with client contacts.
• Uphold and promote the IIA’s Code of Ethics.

Requirements

Skills Required:

• Bachelor’s degree in Accounting, Business Administration, Finance, Computer Science, Management Information or Economics is required.
• Minimum of 3 years of IT Audit experience or related experience.
• Candidates who do not possess one of the certifications listed under preferred qualifications must be willing to obtain certification within two years of hire.
• Knowledge and experience with Sarbanes-Oxley (SOX) IT General Controls, including logical/physical security, network and application security, change management, and computer operations.
• Knowledge of technology and information security risk management principles and relevant standards like COSO/COBIT framework, NIST, ITIL and Cybersecurity Framework.
• Experience in technology auditing to include technology infrastructure (such as databases, operating systems, and networks), information security, cyber security, change management, and business continuity planning & disaster recovery.
• Strong critical thinking skills, including the ability to assimilate new information, make sound decisions and manage multiple tasks.
• Strong analytical skills, including ability to analyze business and financial activities; understand and describe process flows, strengths and weaknesses; and develop creative solutions to improve efficiency and effectiveness.
• Proficiency in PC applications, with demonstrated ability to develop and apply spreadsheets, database and research tools and graphic presentations.
• Team player with a positive “can do” attitude, willingness to learn new concepts in a fast-paced environment, be a self-starter, and accept responsibility to meet deadlines.
• Effective written, verbal, and interpersonal communications skills.
• Ability to handle multiple clients and adapt to their environment accordingly.
• Proficiency in Microsoft Word, Excel, Visio (flowchart making) and PowerPoint at the intermediate level or higher.
• Must be bondable.

Preferred qualifications

• Master’s degree in Accounting, Business Administration, Finance, Computer Science, Management Information or Economics or related discipline.
• Professional designation in one or more of the following: (Certified Information Systems Auditor (CISA); Certified Information System Security Professional (CISSP); Certification Information Security Manager (CISM); Certified in Risk and Information Systems Controls (CRISC); Certified Internal Auditor (CIA); and Certified Public Accountant (CPA), etc.).
• Solid understanding of GAAP, SEC reporting requirements, Sarbanes Oxley Act, COSO and PCAOB Rules.
• Knowledge of bank operations.

Employment Eligibility

All Lakeland Bank employees must be bondable.  FBI background checks are required to confirm eligibility for bonding. 

Note: A guilty plea or criminal conviction will not necessarily preclude employment at Lakeland Bank.

Scheduled Hours

Monday- Friday 8:30am-5:00pm

Overtime as needed