How much does a Registered Principal make in Ohio? The salary range for a Registered Principal job is from $43,433 to $55,599 per year in Ohio. Click on the filter to check out Registered Principal job salaries by hourly, weekly, biweekly, semimonthly, monthly, and yearly.
A registered principal must hold a principal license and since they also function in securities dealing, they must also possess some of the most basic securities licenses.
December 19, 2021
(FINRA)—as well as other regulatory bodies—requires individuals to pass the Series 24 exam before they can become a registered principal.
December 17, 2021
Registered Principal Search (RPS) searches the Division of Corporation's database for businesses associated with an individual.
December 07, 2021
The privileges extended to registered principals come with significant responsibility—even to the point of legal.
November 03, 2021
Registered principals at brokerage firms oversee the sales and trading functions, supervise an investment firms' regulatory compliance or their overall operations.
November 02, 2021