Investment Compliance Analyst Salary in Texas

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How much does an Investment Compliance Analyst make in Texas? The average Investment Compliance Analyst salary in Texas is $56,739 as of March 26, 2024, but the range typically falls between $47,895 and $67,497. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession.

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Salary range for a Investment Compliance Analyst

$47,895 to $67,497

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Investment Compliance Analyst

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Location	Avg. Salary	Date Updated
Location Abbott, TX	Avg. Salary $51,465	Date Updated March 26, 2024
Location Abernathy, TX	Avg. Salary $51,523	Date Updated March 26, 2024
Location Abilene, TX	Avg. Salary $51,812	Date Updated March 26, 2024
Location Ace, TX	Avg. Salary $55,464	Date Updated March 26, 2024
Location Ackerly, TX	Avg. Salary $51,291	Date Updated March 26, 2024
Location Addison, TX	Avg. Salary $57,202	Date Updated March 26, 2024
Location Adkins, TX	Avg. Salary $54,652	Date Updated March 26, 2024
Location Adrian, TX	Avg. Salary $52,218	Date Updated March 26, 2024
Location Afton, TX	Avg. Salary $51,291	Date Updated March 26, 2024
Location Agua Dulce, TX	Avg. Salary $53,957	Date Updated March 26, 2024

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Search Investment Compliance Analyst Job Openings

Job Openings for Investment Compliance Analyst in Texas

Human Resources Information Systems Analyst

Low Income Investment Fund - Los Angeles , CA

L O W INCOME INVESTMENT FUND Human Resources Information Systems Analyst L ocation: San Francisco ... You'll regularly conduct audits to verify data accuracy and compliance within all systems ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - Today

Investment Banking Analyst - Equity Capital Markets (ECM)

augmentjobs - Los Angeles , CA

The Investment Banking Analyst in our ECM group will play a crucial role in supporting all aspects ... Team collaboration * Regulatory compliance Qualifications: * Bachelor's degree in Finance ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 3 days ago

Compliance Analyst (Affordable Housing)

ConAm Management Corporation - San Diego , CA

Compliance Analyst - (Affordable Housing) (Corporate Office | San Diego, CA - Remote) WHO WE ARE ... CONAM Management Corporation is part of The CONAM Group, a multi-family property investment and ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 30 days ago

Investment Analyst

DirectedLINK - Pasadena , CA

Investment Analyst/Financial Planning Analyst Location: Pasadena, CA (Onsite) Salary: $85,000 ... maintaining compliance. * Provide backup support for sending quarterly investment reports to ...

ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 37 days ago

Investment Banking Analyst

ECHELON Partners - Manhattan Beach , CA

... investment banking, consulting, and valuation. ECHELON Analysts are involved in a diversity of ... and FINRA compliance is a plus · Ability to live and work in the U.S. ECHELON is not able to ...

LinkedIn - 37 days ago

Environmental Compliance Analyst

Dudek - Bakersfield , CA

We empower our employee-owners to invest in our local communities and themselves through ... About The Job Dudek is currently seeking a full-time Compliance Analyst to join our environmental ...

LinkedIn - 44 days ago

What does an Investment Compliance Analyst do?

Common responsibilities of an Investment Compliance Analyst

Understand and adhere to compliance standards.

April 06, 2023

Support advisors by providing guidance on RIA policy and procedures questions.

August 27, 2022

Review personal trading transactions and notify agents of any discrepancies.

September 09, 2022

Communicate findings from oversight activities to the Registered Funds Chief Compliance Officer and/or a delegate or pertinent Committees via summary memorandum or reporting.

November 12, 2022

File 13F quarterly reports.

December 27, 2022

Answers incoming phone calls from Horace Mann Clients, registered representatives, investment adviser representatives and questions pertaining to brokerage/investment management operations.

February 09, 2023

Prepare and present quarterly summaries.

February 25, 2023

Stay abreast of regulatory changes, industry compliance developments and policy changes.

April 11, 2023

Manage Information Barrier process and restricted securities watchlist.

April 22, 2023

Enters and processes securities orders from clients or representatives.

May 13, 2023

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About Texas

Texas (/ˈtɛksəs/, locally /ˈtɛksɪz/; Spanish: Texas or Tejas Spanish pronunciation: [ˈtexas] (listen)) is the second largest state in the United States by both area and population. Geographically located in the South Central region of the country, Texas shares borders with the U.S. states of Louisiana to the east, Arkansas to the northeast, Oklahoma to the north, New Mexico to the west, and the Mexican states of Chihuahua, Coahuila, Nuevo León, and Tamaulipas to the southwest, while the Gulf of Mexico is to the southeast. Houston is the most populous city in Texas and the fourth largest in the...

Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia

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About Texas Texas (/ˈtɛksəs/, locally /ˈtɛksɪz/; Spanish: Texas or Tejas Spanish pronunciation: [ˈtexas] (listen)) is the second largest state in the United State....More

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