Complaints Manager Salary at Alaw Co BETA

As Chief Compliance Officer, you will oversee the compliance programs across our RIA and Broker-Dealer entities, ensuring adherence to SEC, FINRA, and other regulatory requirements. You will be a key member of the executive team, acting as both strategist and hands-on leader—shaping policy, guiding risk management, and embedding compliance into the day-to-day fabric of the firm. Key Responsibilit is • Compliance Leadership: Develop, implement, and continuously improve firm-wide compliance programs for both RIA and Broker-Dealer enti tis. • Regulatory Oversight: Ensure strict adherence to all applicable SEC, FINRA, state, and federal regul atins. • Risk Management: Conduct regular risk assessments, branch audits, and compliance reviews with actionable insights to address potent ial aps. • Regulatory Interface: Act as the primary liaison for all SEC and FINRA exams, audits, and regulatory inquries. • Training & Supervision: Design and lead compliance education programs; supervise a growi

The Employee Relations Sr Investigator is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the operations of the business. Necessitates a degree of responsibility over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work within the team/project. Responsibilities: Tracks and reports HR related ethics concerns raised through the hotline, inter

Join the largest manufacturer of tile and natural stone in the United States and watch your career stand out with Dal-Tile, a subsidiary of Mohawk Industries. Our close-knit team of dedicated professionals has made us the success we are today. In exchange for their hard work, we support our people with a family-friendly work environment, a commitment to promoting from within, unique benefits that go beyond just medical and dental, and a belief that every employee deserves a productive life outside of work. If this sounds outstanding to you, take the first step forward and explore a career with Dal-Tile. Dal-Tile is currently seeking an exceptional Customer Service/Warehouse Associate to join our TEAM! As the Customer Service/Warehouse Associate will need someone who is responsible for providing a variety of support such as servicing walk in customers, completing sales transactions conjunction of material handling duties such as receiving, loading/unloading material, pull/assemble custo

LOCATION: Tampa, FL JOB TYPE: Full-Time PAY TYPES: Hourly + Bonus SALARY: Commensurate BENEFITS & PERKS: LOCAL REPRESENTATIVE: Paid Training, Paid Time Off, Medical, Dental, Vision, Life Insurance, Retirement, Advancement Opportunity, Flexible Schedules, Daily Contests, Prizes, Casual Dress Code, Regular Raises APPLICATION DETAILS: No Resume Required, On-site Interview POSITION OVERVIEW: We are looking for Bilingual Customer Service Representatives to support inbound calls and walk-up customer inquiries regarding Tampa Hillsborough Expressway Authority. In this role, you will assist with outstanding toll balances, payment processing, resolution of account discrepancies, general questions, and concerns. This is a mid-level, on-site position. Experience in customer service, problem solving, inside sales, or back-office support is a plus. Candidates should be highly reliable, have great communication skills, and be willing to constantly learn on the job. --------------: POSITION RESPONSIB

Job Description Primarily responsible for day-to-day processes of intake/assignment/close out of investment complaints for a retail broker dealer/RIA and insurance agency business; coordination of the day-to-day activities of the complaint intake function for Citi's broker-dealer, Citigroup Global Markets (CGMI); assistance with the creation of control reporting of data associated with CGMI customer complaints. This process requires a good degree of detail, subject matter expertise, and some familiarity with investment products/characteristics. **Responsibilities:** + Supporting teams with compliance and control; partners with operations, risk, compliance, legal and other entities to ensure accuracy and validity of published procedures. + Documents policy and procedure within regulatory requirements in addition to Information Security policies and procedures. + Updates project tasks regularly and accurately + Prioritizes and completes deliverables timely + Facilitates conference calls

POSITION OVERVIEW: We are looking for Bilingual Customer Service Representatives to support inbound calls and walk-up customer inquiries regarding Tampa Hillsborough Expressway Authority. In this role, you will assist with outstanding toll balances, payment processing, resolution of account discrepancies, general questions, and concerns. This is a mid-level, on-site position. Experience in customer service, problem solving, inside sales, or back-office support is a plus. Candidates should be highly reliable, have great communication skills, and be willing to constantly learn on the job. --------------: POSITION RESPONSIBILITIES: Essential Duties Be the face (and smile) of the toll collection operations at the facility offices in Tampa, Florida Assist customers with account resolution, questions, and concerns. Process payments utilizing the toll operations back-office systems. Manage in-person customer-related inquiries regarding toll activities, complaints, etc. Collaborate with custom

POSITION OVERVIEW: We are looking for Bilingual Customer Service Representatives to support inbound calls and walk-up customer inquiries regarding Tampa Hillsborough Expressway Authority. In this role, you will assist with outstanding toll balances, payment processing, resolution of account discrepancies, general questions, and concerns. This is a mid-level, on-site position. Experience in customer service, problem solving, inside sales, or back-office support is a plus. Candidates should be highly reliable, have great communication skills, and be willing to constantly learn on the job. --------------: POSITION RESPONSIBILITIES: Essential Duties Be the face (and smile) of the toll collection operations at the facility offices in Tampa, Florida Assist customers with account resolution, questions, and concerns. Process payments utilizing the toll operations back-office systems. Manage in-person customer-related inquiries regarding toll activities, complaints, etc. Collaborate with custom

JOB DESCRIPTION Madison Medical is committed to pioneering tomorrow's medical and life science solutions. We are driven by our mission to make healthcare safer, healthier, and more productive. Our businesses strive to enable positive impacts on health. We are a group of businesses within one of the largest privately held companies in the world, Madison Industries; a haven for entrepreneurs who want to grow their businesses, a culture that encourages teammates to act with an owner’s mindset. Our world-class teams design and manufacture leading technologies in the medical, healthcare, pharmaceutical, and bioscience industries. Madison Medical offers a comprehensive range of products that meet the demands of an ever-changing marketplace while improving millions of lives around the globe. Improving patient safety while helping to solve the nursing shortage. Faster, more accurate test results, so doctors can treat patients more effectively. Detecting cancer early to save more lives. Enablin