Compliance Officer Salary at Trinal Inc BETA

Join a team that values your ambition and empowers your growth At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communities they care about. We focus on exceeding expectations, simplifying lives, and establishing legacies that last for generations. We are always looking for talented and motivated individuals to join our team. If you want to work for a company that values your contributions and supports your growth, we would like to meet you. Key Responsibilities: Manage the Firm's Code of Ethics Program including policies governing personal trading, gifts and entertainment, outside business activities, political contributions, conflicts of interest, and certifications. Escalate exceptions to business and Compliance management along with supporting documentation. Work to improve efficiency of rule sets through observation and testin

Job Description Job Title: Deputy Chief Compliance Officer Location: Wheaton, IL (Onsite) Compensation: $140K-170K+ Bonus Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940) We are a trusted Financial Services company that needs an experienced Deputy Chief Compliance Officer to join our team. If you have 10+ years of experience and a passion for investment adviser and investment company compliance, then this may be a perfect fit for you! In this role, you will: Review fund and affiliate compliance policies and procedures. Identify, analyze and mitigate risks by developing new/ improving existing compliance procedures. Supervise compliance testing and ensure compliance of affiliates, fund sub-advisors and service providers. Manage and review quarterly compliance reporting and findings to the Chief Compliance Officer and Board of Trustees. Review and revise existing compliance policies and procedures.

Trade Compliance Specialist – Chemicals Location: Illinois (IL) Department: Trade Compliance Reports To: VP Operations / Senior Manager, Regulatory Affairs Nagase America LLC is a global leader in innovative products and solutions through expertise in chemicals, plastics, electronics, automotive and life sciences. Founded 1832, Nagase Group has grown to include over 100 companies in 20 countries with 6,000 employees worldwide. By bringing together good science with great people our customized solutions shape the future of our ever-changing world. Position Summary The Trade Compliance Specialist is responsible for handling compliance and regulatory tasks related to trade, risk management, and operational support within the Trade Compliance division. This role ensures adherence to federal, state, and local trade regulations, including EPA, TSCA, DOT, and other relevant standards. Key Responsibilities Compliance Oversight: Prepare, review, and submit TSCA registrations to the EPA ensuring

Global Trade Compliance Manager We are partnering with a well-established manufacturing firm to seek a Global Trade Compliance Manager. This role involves managing global trade compliance activities, ensuring adherence to international trade regulations. The candidate will oversee trade screening software, liaise with transportation service providers, and ensure compliance in all aspects of global distribution. The role demands a strategic approach to trade compliance, encompassing export license applications, classification validations, and harmonization of tariff classifications. The Global Trade Compliance Manager will serve as a subject matter expert, integrating with various departments like procurement, manufacturing, and logistics to maintain compliance. The role is pivotal in maintaining the integrity of the company's global trade processes and contributing to the smooth execution of international transactions. This Role Offers: Competitive base salary plus full benefits packag

Job Description Job Description Lakeside Bank -- AVP, Compliance Officer SUMMARY We are seeking a dedicated and experienced Compliance Officer to join our team as an Assistant Vice President (AVP). The successful candidate will be responsible for ensuring that our bank operates in compliance with all applicable laws, regulations, and internal policies. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units. This is a “hands on” position , working with all functional areas within the bank. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. (Other duties may be assigned.) · Develop, implement, and maintain the bank’s compliance programs. · Conduct regular risk assessments and compliance audits. · Monitor and report on compliance with regulatory requirements. · Provide guidance and training to business units on compliance matters. · Investigate and resolve compliance issues and c

Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medicines. Our 114,000 colleagues serve people in more than 160 countries. **About Abbott** Abbott is a global healthcare leader, creating breakthrough science to improve peoples health. Were always looking towards the future, anticipating changes in medical science and technology. **Working at Abbott** At Abbott, you can do work that matters, grow, and learn, care for yourself and family, be your true self and live a full life. Youll also have access to: Career development with an international company where you can grow the career you dream of . Free medical coverage for employees* via the Health Investment Plan (HIP) PPO An excellent retirement savings plan with high employer contribution Tuition reimbursement, t

Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper. The Chief Compliance Officer is responsible for managing the firm’s legal, compliance, and compliance risk programs, ensuring regulatory adherence, guiding compliance initiatives, and fostering strong partnerships across teams and stakeholders. Responsibilities: Lead compliance program in accordance with the Investment Advisers Act of 1940, including responsibility over compliance documentation (Compliance Manual, Code of Ethics, Policies and Procedures), compliance testing and monitoring program, and employee compliance training Guide, develop and support members of the Legal and Compliance team Develop, oversee and prepare periodic reports to senior management and Executive C

Overview: SUMMER 2025 Shure offers a challenging, fun and rewarding summer internship program. The twelve-week program is offered to undergraduate and graduate students. We offer internships with a variety of work arrangements from onsite interns to fully remote in US. Each intern will receive a competitive salary. Applications will be collected, reviewed, and selected candidates will be contacted in late fall/early winter. We have an exciting opportunity for a Global Trade Compliance Intern to join our team, working with customs and compliance tasks and projects. This Internship is 100% Remote Responsibilities: Works with the Global Trade team on customs and compliance tasks and projects. Assists in the preparation of the export invoices. Assists in the implementation of both import and export global procedures. Works with other departments to ensure that necessary documentation is maintained and in compliance with U.S. Customs regulations (e.g. Country of Origin certificates and HTSU