The Account Services Specialist I reports to a Supervisor in Account Services. The primary responsibility of this position is to maintain several account and product types, focusing on non-Advisory and Advisory brokerage accounts. You will use different tools to establish and maintain client accounts while providing high levels of quality and service to our advisors and their staff. RESPONSIBILITIES:. Enter new account data into AdvisorComplete℠ for existing and transitioning firms. Review for completeness of new accounts entered in AdvisorComplete by the field. Answer questions regarding pape... view job details
We’re looking for a talented storyteller with project management skills – an expert on what's new and now. Competition for brand attention is fierce. We’re looking for someone to help us break through the noise. Are you a marketing professional that knows how to develop marketing strategies that will attract the right audience? The Acquisition Marketing Manager will be a key member of the Marketing team, supporting H.Beck. This individual will be responsible for developing the marketing tactics, from planning through execution to results analysis and content refinement, that supports a compreh... view job details
ABOUT US:. Come join the dynamic team at Kestra Financial! Kestra Financial provides a leading independent advisor platform that empowers sophisticated, independent financial professionals, including traditional and hybrid RIAs, to prosper, grow, and provide superior client service. With a culture rich in reinvention and advisor advocacy, Kestra Financial has developed integrated business management technology that, combined with its personalized consulting services, offers exceptional scale and efficiency. Kestra Financial supports independent financial advisors in delivering comprehensive se... view job details
As the Advertising Compliance Analyst you will mitigate compliance exposure and risk to our organization by enforcing company policies, procedures, and regulatory requirements. You will report to the Director, Compliance Advertising. You will have ample leverage to assess and make decisions on complex assignments. A vast array of responsibilities are encompassed in this position, from reviewing advertising and marketing materials to developing department workflow and process. Our team takes an analytical and investigative approach to our processes, yielding an ever-evolving and growing team th... view job details
The Annuity and Insurance Due Diligence Analyst is responsible for performing research and analysis of the various investment products such as variable annuities, fixed indexed annuities and securities related insurance contacts such as variable universal life. The role may also require reviews of investment managers or other investment products supported by the Wealth Management business on an as needed basis. The Analyst will work closely with the VP, Investment products and the EVP, Wealth Management to ensure the annuity and insurance business remains competitive, well vetted and growing ... view job details
The Onboarding team sets the tone for an Advisor’s first impression of Kestra Financial. The Assistant Vice President of Onboarding reports to the Vice President of Client Service. They will oversee and lead the Onboarding team to provide a seamless onboarding experience of new firms to Kestra Financial. The AVP of Onboarding is responsible for delivering that experience by leading a large, multi-function team. They will also partner with leadership across the organization to develop and deliver an elite onboarding experience for onboarding advisors and their staff. The ideal candidate wi... view job details
As a member of the Compliance Department and a recognized leader across the organization, the successful candidate will assist the firm in mitigating risk and achieving a high level of compliance with industry regulations & company policy. The Assistant Vice President will oversee regulatory requests and examinations, coordinate the complaint response process, and manage the Investigations team. This senior compliance position will serve as a primary compliance authority, and work closely with compliance, operations, and business unit leaders to ensure that the firm complies with applicable re... view job details
As the Business Analyst you will report to the Director, Business Analysis. You will conduct analysis of our challenges to develop sound Business Requirements, Process Models and Documentation. RESPONSIBILITIES:. Elicit and refine problem statements from our partners. Establish and document business and technology requirements in the form of our requirements, user stories and process models. Be an important member in our effort to build the best technology supporting our organizational roadmap, strategic projects and working practices. Compose supporting documentation throughout the analysis p... view job details
We are looking for an enthusiastic Communications Marketing Manager to help promote a positive public image and control the dissemination of information on our company’s behalf. Phenomenal communication and copywriting skills make for a strong candidate. Experience in corporate communications and project management are important qualities too. This role will be responsible for understanding the business needs and developing strategic integrated marketing solutions to deliver results. The Communications Marketing Manager will be a key member of the marketing team. ESSENTIAL DUTIES AND RESPONSIB... view job details
As the Compensation Data Specialist, you will report to the Supervisor, Producer Compensation and will be responsible for coding and entering compensation payments for Kestra Financial Professionals. ESSENTIAL DUTIES AND RESPONSIBILITIES:. To perform this job successfully, an individual must be able to perform each essential duty satisfactorily:. Comply with all regulatory rules, written desktop procedures and company policies. Communicate effectively with internal staff. Efficiently and correctly code compensation payments for entry. Efficiently and correctly enter or upload compensation paym... view job details