Compliance Director (Banking) jobs in Battle Creek, MI

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director, Corporate Compliance Officer
  • Oaklawn Hospital
  • Marshall, MI FULL_TIME
  • Job Summary: Oversees the Corporate Compliance Program, which functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. Collaborates across the organization in a manner that allows accomplishment of his/her goals and objectives in a manner that simultaneously makes it easier for others in his/her sphere of influence to accomplish their goals and objectives. The Compliance Officer is responsible for implementing a Compliance Program and that the applicable policies, procedures and practices work to sufficiently communicate, monitor, and enforce Oaklawn’s ongoing commitment to compliance with state and federal laws/regulations.

    Essential Functions:

    • Consistently uses an outward mindset and puts forth exemplary effort in accomplishing his/her goals and objectives in a manner that helps others to achieve their goals and objectives.
    • Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent, identify and address, illegal, unethical, or improper conduct. Manages day-to-day operation of the program.
    • Collaborates with other departments to direct compliance issues to appropriate existing channels for investigation and resolution. Consults with corporate counsel as needed to resolve legal compliance issues.
    • Assists departments in complying with department specific state and/or federal requirements.
    • Reviews, evaluates, responds to, and coordinates the investigation of and response to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct, or the potential therefor, utilizing appropriate resources to ensure uniform, objective, and thorough handling of all compliance-related issues.
    • Identifies potential areas of compliance vulnerability and risk; develops and facilitates implementation of actions for resolution of problematic issues and provides general guidance on how to avoid or deal with similar situations in the future.
    • Monitors, tracks/trends, and reports the results of compliance-related activities, both prospective and reactive, within the organization to, as appropriate, the Board, CEO and/or Corporate Compliance Committee on a regular basis.
    • Ensures proper reporting of violations or potential violations to duly authorized enforcement agencies as appropriate and/or required.
    • Establishes and provides direction and management of the compliance Hotline.
    • Institutes and maintains an effective compliance communication program for the organization, including promoting (a) use of the Compliance Hotline; (b) heightened awareness of Standards of Conduct, and (c) understanding of new and existing compliance issues and related policies and procedures.
    • Provide oversight for an effective compliance training program, including appropriate introductory training for new employees, as well as ongoing training for all employees and managers.
    • Monitors the performance of the Compliance Program and relates activities on a continuing basis, taking appropriate steps to improve its effectiveness.

    Minimum Qualifications: Bachelor’s degree required. Five (5) years related healthcare experience. Current Certification in Healthcare Compliance or attained within Two (2) years of employment.

    Knowledge, Skills & Abilities: Master’s degree preferred. Demonstrated leadership; familiarity with operational, financial, and quality improvement; strong ability to accomplish goals and objectives through influence and collaboration.

    Working Conditions: Indoors, primarily office-type settings, with occasional travel to other locations in the area and occasional exposure to clinical areas.

    Physical Requirements: Constantly handle/grasp/feel, talk/hear, lift/carry 1 to 25 lbs. Frequently stand, sit, walk, see/visual acuity. Occasionally lift/carry 25 to 49 lbs.

  • 16 Days Ago

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Private Banking Officer
  • County National Bank
  • Hillsdale, MI FULL_TIME
  • County National Bank (CNB) is an independent, locally-owned, community bank that is successful and growing whose mission is to "sustain its deep commitment to the community and its traditions of excel...
  • 4 Days Ago

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Branch Banking Client Consultant I
  • Flagstar Bank N.A
  • Hillsdale, MI FULL_TIME
  • Position Title Branch Banking Client Consultant I Location Hillsdale, MI Job Summary A Branch Banking Client Consultant I provides customers with high quality, prompt, and professional financial servi...
  • 7 Days Ago

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Quality & Compliance Manager
  • JLL
  • Kalamazoo, MI FULL_TIME
  • The Quality/Compliance Manager must have a strong background in quality assurance requirements for a Biotech/Pharmaceutical Manufacturing facility from an operations, facilities, and maintenance persp...
  • 2 Days Ago

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Ad Compliance Specialist
  • VMLY&R
  • Kalamazoo, MI FULL_TIME
  • About Us: VMLY&R VMLY&R is a global brand and customer experience agency that harnesses creativity, technology, and culture to create connected brands. But what does that mean? It means we're a creati...
  • 1 Month Ago

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Risk and Compliance Lead
  • Eaton
  • Galesburg, MI FULL_TIME
  • Eaton’s Corporate Sector is currently seeking a Risk and Compliance Lead to join our team. This position can be based at any Eaton facility in the U.S. and is eligible for a hybrid work setup. Positio...
  • 1 Month Ago

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0 Compliance Director (Banking) jobs found in Battle Creek, MI area

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Compliance Manager
  • FireKeepers Casino Hotel
  • Battle Creek, MI
  • Description SCOPE OF POSITION: The Compliance Manager oversees all daily operations of Compliance. The Compliance Manage...
  • 4/26/2024 12:00:00 AM

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Board Certified Behavior Analyst (Bcba) $10,000 Sign ON Bonus
  • Hiring Now!
  • Battle Creek, MI
  • Centria Autism is the largest provider ofApplied Behavior Analysis (ABA) for children with Autism Spectrum Disorder (ASD...
  • 4/26/2024 12:00:00 AM

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Vice President - Farm and Retail
  • Viridian Staffing
  • Battle Creek, MI
  • Job Description Are you an experienced Cannabis Cultivator with a significant presence on social medial? Have you overse...
  • 4/26/2024 12:00:00 AM

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Vice President - Farm and Retail
  • Viridian Staffing
  • Battle Creek, MI
  • Are you an experienced Cannabis Cultivator with a significant presence on social medial? Have you overseen a vertically ...
  • 4/25/2024 12:00:00 AM

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Chief Operating Officer
  • Lhh
  • Galesburg, MI
  • LHH Recruitment Solutions is seeking a Chief Operations Officer for a reputable non-profit medical facility dedicated to...
  • 4/25/2024 12:00:00 AM

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Board Certified Behavior Analyst (Bcba) $10,000 Sign ON Bonus
  • Centria Autism
  • Battle Creek, MI
  • Centria Autism is the largest provider of Applied Behavior Analysis (ABA) for children with Autism Spectrum Disorder (AS...
  • 4/24/2024 12:00:00 AM

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RN Case Manager
  • Centrica Care Navigators
  • Battle Creek, MI
  • Job Description Job Description QUALIFICATIONS & EXPERIENCE 1. Graduate of an accredited school of professional (registe...
  • 4/22/2024 12:00:00 AM

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Chief Operating Officer
  • LHH
  • Galesburg, MI
  • LHH Recruitment Solutions is seeking a Chief Operations Officer for a reputable non-profit medical facility dedicated to...
  • 4/22/2024 12:00:00 AM

Battle Creek is a city in the U.S. state of Michigan, in northwest Calhoun County, at the confluence of the Kalamazoo and Battle Creek rivers. It is the principal city of the Battle Creek, Michigan Metropolitan Statistical Area (MSA), which encompasses all of Calhoun County. As of the 2010 census, the city had a total population of 52,347, while the MSA's population was 136,146. According to the United States Census Bureau, the city has a total area of 43.73 square miles (113.26 km2), of which 42.61 square miles (110.36 km2) is land and 1.12 square miles (2.90 km2) is water, making Battle Cree...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$112,834 to $161,881
Battle Creek, Michigan area prices
were up 1.3% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020