Compliance Director (Banking) jobs in Springfield, IL

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Assistant Athletics Director for Compliance
  • University of Illinois Springfield
  • Springfield, IL FULL_TIME
  • Assistant Athletics Director for Compliance

    Posting Category: E


    About UIS: Located in the state capital, the University of Illinois Springfield is one of three members of the University of Illinois system. The University serves approximately 4,000 students in 21 graduate and 31 undergraduate programs. You are encouraged to visit the university web page at http://www.uis.edu.

    Application deadline: Open Until Filled

    • Uphold institutional control for all intercollegiate sports in conformity with NCAA Division II constitution and bylaws and GLVC policies. Develop, implement, and uphold policies and procedures to ensure institutional control. Enforce and regularly review existing compliance processes and procedures to ensure control and function.
    • Proactively engage with Assistant Athletic Director for Student Excellence to ensure student-athletes progress toward degree and overall wellness.
    • Direct sport oversight for sport programs as assigned by the Director of Athletics.
    • Lead investigations, conduct inquiries, and report NCAA, GLVC, and/or UIS violations. Research and provide written updates, interpretations, and enforcement of current, new, and proposed NCAA and GLVC rules and regulations.
    • Develop, implement, and uphold comprehensive rules education and training programs for student-athletes, coaches, staff, campus community, alumni, and boosters on NCAA, GLVC, and UIS rules and regulations. Develop educational materials and presentations including student-athlete handbook, staff compliance policy and procedure manual, NCAA Booster manual, and new employee manual.
    • Oversee and manage all NCAA and/or GLVC waiver requests, appeals, and reports, including NCAA, GLVC, and institutional reviews and/or audits.
    • Monitor NCAA and GLVC playing and practice season legislation and limitations, including daily and weekly practice hours, number of days with allowable practice, number and timing of competitions, and competition of student-athletes with outside teams.
    • Work directly with NCAA eligibility center to evaluate student-athlete’s amateur history, evaluate student-athlete’s high school transcript history, and ensure all UIS student-athletes meet NCAA & GLVC rules.
    • Communicate with high schools to facilitate the initial eligibility process with the NCAA. Coordinate communication with appropriate personnel on potential issues of incoming student-athletes.
    • Coordinate with registrar’s office to evaluate student-athlete’s collegiate history and ensure all UIS student-athletes meet NCAA rules.
    • Coordinate administration of financial aid to student-athletes. Audit all student-athlete financial aid, including all non-athletics aid to determine NCAA permissibility. Authorize athletic scholarship payments to Financial Aid and examine student-athlete accounts to adjust for fluctuating charges. Monitor & advise coaches regarding scholarships to stay within NCAA team scholarship limitations. Assist student-athletes with Financial Aid concerns.
    • Work in conjunction with UIS Title IX Coordinator in monitoring implementation of gender-equity policies and programming and Title IX compliance.
    • Management of NCAA student-athlete statements, drug testing consent forms, and other required NCAA/GLVC/UIS documents and forms prior to participation. Management of all required annual compliance tests for UIS staff. Manage all required NCAA documentation including eligibility reports, financial aid summaries, scholarships, Letters of Intent, recruiting documentation, and practice documentation.
    • Serve as the compliance institutional representative to the NCAA and GLVC as required, including NCAA DII Regional Rules.
    • Perform other duties as assigned by Director of Athletics that may include fundraising, game management, community-relations initiatives, and other special events & activities.

    Minimum Qualifications:
    Minimum qualifications include a Bachelor’s Degree. The incumbent shall have a commitment to ethical practices and represent the university at the highest levels of integrity and fairness in all situations. Some travel expected along with evening and weekend working hours.

    Preferred Qualifications:
    Master's or Law Degree preferred. 2 years of compliance experience at the NCAA Division I or II level or comparable experience is preferred. Experience with the NCAA Compliance Assistance, NCAA Transfer Portal, Eligibility Center, and LSDBi preferred; Experience with BANNER and ARMS preferred.

    Knowledge, Skills & Abilities:
    Candidate must possess ability to multi-task, be self-motivated and highly organized with attention to detail, have excellent and effective written and verbal communication skills, and have a strong working knowledge and commitment to NCAA rules.

    Employment Policies and other information:

    UIS is an affirmative action/equal opportunity employer with a strong institutional commitment to recruitment and retention of a diverse and inclusive campus community. Women, minorities, veterans, and persons with disabilities are encouraged to apply.

    As a qualifying federal contractor, the University of Illinois System uses E-Verify to verify employment eligibility.

    The University of Illinois may conduct background checks on all job candidates upon acceptance of a contingent offer of employment. Background checks will be performed in compliance with state and federal law.

    New Policy: All offers for employment are contingent upon proof of vaccination against the COVID-19 virus, or an approved exemption, pursuant to UIS New Hire COVID Policy Supplement.

    The University of Illinois System requires candidates selected for hire to disclose any documented finding of sexual misconduct or sexual harassment and to authorize inquiries to current or former employers regarding findings of sexual misconduct or sexual harassment. For more information, visit Policy on Consideration of Sexual Misconduct in Prior Employment.

    UIS employment in this role is not covered by Social Security, and instead, is covered by the State University Retirement System.

    • You will not pay Social Security taxes and your earning will not be on your Social Security Record. (Your record will, however, show your Medicare wages.
    • Your pension from the State Universities Retirement System may affect the amount of your:
    • Social Security benefit and
    • Social Security benefit as a spouse

    Applicants with disabilities are encouraged to apply and may request a reasonable accommodation under the Americans with Disabilities Act (2008) to complete the application and/or interview process. Requests may be submitted by contacting UIS HR at hremployment@uis.edu or call 217-206-6652.

  • 1 Month Ago

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E-Banking Specialist
  • Illinois National Bank
  • Springfield, IL FULL_TIME
  • Job Description: Deposit Operations seeks a self-motivated individual to join our team. Summary: The specialist provides product support by maintaining a subject matter expert knowledge level of Remot...
  • 22 Days Ago

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E-Banking Specialist
  • INB
  • Springfield, IL FULL_TIME
  • Job Description: Deposit Operations seeks a self-motivated individual to join our team. Summary: The specialist provides product support by maintaining a subject matter expert knowledge level of Remot...
  • 22 Days Ago

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Compliance Administrator
  • Emrick Insurance Marketing
  • Beardstown, IL FULL_TIME
  • Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving ag...
  • 18 Days Ago

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Compliance Auditor
  • illinois
  • Springfield, IL FULL_TIME
  • Agency: Teachers' Retirement System of the State of Illinois Closing Date/Time: 05/31/2024 Salary: 213 - $58,599 - $75,006 Annually Job Type: Hourly Full Time County: Sangamon Number of Vacancies: 1 *...
  • 9 Days Ago

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Compliance Auditor
  • State of Illinois
  • Springfield, IL FULL_TIME
  • Agency: Teachers' Retirement System of the State of Illinois Closing Date/Time: 05/31/2024 Salary: 213 - $58,599 - $75,006 Annually Job Type: Hourly Full Time County: Sangamon Number of Vacancies: 1 *...
  • 10 Days Ago

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0 Compliance Director (Banking) jobs found in Springfield, IL area

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Legal Admin Specialist (Estate & Gift Tax) (Estate Tax Technical Advisor) (TEMP NTE 1 YR MBE, MBP)
  • Department Of The Treasury
  • Springfield, IL
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYED (SBSE)DIVISION? A description of the business units can be found at: htt...
  • 4/26/2024 12:00:00 AM

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Accounting and Payroll Manager
  • State of Illinois
  • Springfield, IL
  • Under the direction of the Director of Finance, the Accounting and Payroll Manager is responsible for directing and mana...
  • 4/26/2024 12:00:00 AM

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Site Medical Director
  • Annashae Consulting & Staffing
  • Springfield, IL
  • Job Description Job Description BE/BC Psychiatrist with leadership experience to oversee the Mental Health Center locate...
  • 4/26/2024 12:00:00 AM

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Human Resources Generalist
  • LAND OF LINCOLN GOODWILL INDUSTRIES INC
  • Springfield, IL
  • Job Details Level Experienced Job Location Springfield Administrative Office - Springfield, IL Remote Type N/A Position ...
  • 4/25/2024 12:00:00 AM

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Associate Director, GMP Quality Control
  • Sumitomo Pharma
  • Springfield, IL
  • Sumitomo Pharma Associate Director, GMP Quality Control Springfield , Illinois Apply Now Sumitomo Pharma America (SMPA) ...
  • 4/24/2024 12:00:00 AM

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Human Resources Generalist (Springfield, IL Hybrid/Onsite)
  • IDEMIA
  • Springfield, IL
  • Overview: IDEMIA is the global leader in identity and security. Our mission is to create a safe and simple future where ...
  • 4/24/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • Springfield, IL
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/23/2024 12:00:00 AM

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Clinician II - CCRP
  • Taylorville Memorial Hospital
  • Springfield, IL
  • Overview Provides screening and assessment, consistent engagement, court system coordination, individual and group thera...
  • 4/23/2024 12:00:00 AM

Springfield is the capital of the U.S. state of Illinois and the county seat of Sangamon County. The city's population of 116,250 as of the 2010 U.S. Census makes it the state's sixth most populous city. It is the largest city in central Illinois. As of 2013, the city's population was estimated to have increased to 117,006, with just over 211,700 residents living in the Springfield Metropolitan Statistical Area, which includes Sangamon County and the adjacent Menard County. Present-day Springfield was settled by European Americans in the late 1810s, around the time Illinois became a state. The...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$110,890 to $159,092
Springfield, Illinois area prices
were up 1.3% from a year ago

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