Compliance Manager jobs in the United States

Compliance Manager manages the compliance programs, policies, reporting, and practices for an organization or business. Ensures that all activities follow regulatory requirements related to the governance of the organization as well as any industry-specific or location-specific laws. Being a Compliance Manager oversees internal controls and auditing systems that monitor and report on regulated activities and processes. Implements risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Additionally, Compliance Manager evaluates and implements changes to compliance processes due to new or amended regulations. Delivers communication and training initiatives that inform stakeholders about compliance requirements. Requires a bachelor's degree or equivalent. Typically reports to a director. The Compliance Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. To be a Compliance Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. (Copyright 2024 Salary.com)

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Compliance Manager
  • Spruce Street Compliance
  • Washington, DC FULL_TIME
  • Spruce Street Consulting LLC is Pennsylvania’s premier political compliance firm. Our firm is committed to supporting progressive causes and candidates nation-wide. This position will report to the Principal and/or Compliance Director.

     

    Salary range: $70,000-$90,000/annually generous benefits package and professional development opportunities. DOE

     

    Responsibilities

    ·       Manage the day-to-day operations and financial activity for clients

    ·       Oversee income recordkeeping into compliance database and accounting file

    ·       Process disbursements and track outstanding invoices

    ·       Process client payroll

    ·       Assist Compliance Director in managing client’s budget and track cash flow

    ·       On-boarding and off-boarding client staff

    ·       Track and process 1099s

    ·       Maintain compliance with GAAP

    ·       Perform bank and compliance software reconciliations

    ·       Oversee compliance correspondence

    ·       Assist Compliance Director with client procurement and maintaining vendor relationships

    ·       Assist providing financial reports to clients

    ·       Prepare and file federal and non-federal campaign finance reports

     

    Experience and Skills

    ·       3-5 years of experience work with political or non-profit organizations

    ·       At least one year of experience with non-profit and/or campaign finance compliance

    ·       Strong attention to detail and organized

    ·       Moderate to advance experience with Excel, Google Business Suite, and Dropbox

    ·       Ability to manage multiple projects at once and meet strict deadlines

    ·       Ability to work evenings and weekends to meet deadlines

    ·       Willingness to take initiative

    ·       Bookkeeping experience

    ·       Previous experience with Quickbooks Online (preferred)

    ·       Bachelor’s degree

    ·       Commitment to supporting progressive causes

    ·       Commitment to working within a diverse and inclusive work space

    ·       A background check will be conducted after a conditional offer of employment has been made to a candidate

     

    Spruce Street Consulting LLC is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status.  

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    $70,000 - $90,000 a year
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  • Just Posted

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Compliance Manager
  • Spruce Street Compliance
  • Philadelphia, PA FULL_TIME
  • Spruce Street Compliance is political and nonprofit compliance consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates n...
  • 21 Days Ago

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Compliance Officer
  • Money Manager Inc
  • Wellington, FL FULL_TIME
  • Overview: Join our team at an established RIA/Broker Dealer with over three decades of experience, with $85 million in Assets Under Management (AUM). Split between $27 million on the RIA side and $58 ...
  • 21 Days Ago

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Stormwater Compliance Project Manager
  • 7G Environmental Compliance Management
  • Tallahassee, FL FULL_TIME
  • Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
  • 4 Days Ago

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Compliance and Contracts Manager
  • Conselium Compliance Search
  • Los Angeles, CA FULL_TIME
  • We are representing a large global organization in their search for a Compliance Contracts Manager to work on a hybrid basis in the Greater Los Angeles CA area. Why Join Us:Fast growing and stable org...
  • Just Posted

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Associate Director, Quality Systems & Compliance
  • 10000093 - Quality Assurance Manager
  • Gaithersburg, MD FULL_TIME
  • Associate Director, Quality Systems & Compliance - Cell TherapyAbout Cell Therapy:In Operations we turn molecules into medicine, and are unified in our commitment to deliver more medicines to more pat...
  • Just Posted

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Office Administrator
  • Creative Financial Staffing
  • Delaware, OH
  • Job Title: Office Administrator Job Summary: The Office Administrator will provide administrative support to the payroll...
  • 6/11/2024 12:00:00 AM

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Clinical Research Coordinator
  • The Ohio State University
  • Columbus, OH
  • Screen reader users may encounter difficulty with this site. For assistance with applying, please contact hr-accessiblea...
  • 6/11/2024 12:00:00 AM

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Office Administrator
  • Flexible Pavements of Ohio
  • Dublin, OH
  • Job Description Job Description Flexible Pavements of Ohio (FPO) is an association representing the interests of the asp...
  • 6/11/2024 12:00:00 AM

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Office Administrator
  • Creative Financial Staffing
  • Hilliard, OH
  • Office Administrator About the Company and Opportunity of Office Administrator: They are looking for a great individual ...
  • 6/10/2024 12:00:00 AM

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Sample Room Coordinator
  • Russell Tobin
  • Reynoldsburg, OH
  • Sample Room Coordinator Contract: May - Aug 2024 PR: 20 - 24/hr Depending on YOE Hybrid in Reynoldsburg, OH The Sample R...
  • 6/8/2024 12:00:00 AM

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Preschool Office Administrator
  • Enchanted Care
  • Powell, OH
  • Preschool Office Administrator Enchanted Care (#501), 8761 Moreland St, Powell, Ohio, United States of America Req #6318...
  • 6/5/2024 12:00:00 AM

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Branch Office Administrator
  • Edward Jones
  • Westerville, OH
  • Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
  • 5/31/2024 12:00:00 AM

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Branch Office Administrator
  • Edward Jones
  • Sunbury, OH
  • Would you call yourself a relationship builder, a problem solver or a critical thinker? If you answered yes, we need you...
  • 5/28/2024 12:00:00 AM

Income Estimation for Compliance Manager jobs
$120,483 to $165,037