How much does a Securities Administrator make in Mcclellan, CA? The salary range for a Securities Administrator job is from $83,227 to $117,636 per year in Mcclellan, CA. Click on the filter to check out Securities Administrator job salaries by hourly, weekly, biweekly, semimonthly, monthly, and yearly.
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Under the Uniform Securities Act, a state securities Administrator who believes that a registered investment adviser representative is about to violate a provision of the act would initially:.
December 11, 2021
When registering a security with the state securities administrator through filing, the following must be submitted:.
December 04, 2021
This indemnity shall survive the resignation or removal of the Trustee, the Master Servicer or the Securities Administrator and the termination of this Agreement.
November 27, 2021
Maine Securities Administrator Reminds Investors To Remain Calm During Market Volatility And Beware Of Con Artists.
November 26, 2021
The cruise ship line has obtained a letter from the State Securities Administrator of State A stating that the adviser is authorized to solicit accounts from the passengers from the port of embarkation, which is in State A.
November 25, 2021