Review policies and keep them up-to-date with respect to the latest technological developments, changes to business processes, regulatory requirements, etc.
February 29, 2020
Provide advice to the businesses regularly on new business initiatives, new products, business acquisitions, and client-related matters with respect to applicability of policies, resolution of potential red flags, or other client/transaction-related compliance escalations.
March 22, 2020
Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management (ACRM) direction as well as maintain the AML compliance program for the businesses.
April 09, 2020
Build collaborative relationships and work cooperatively with others, inside and outside the organization, to accomplish objectives, develop and maintain mutually-beneficial partnerships, leverage information and achieve results.
April 14, 2020
Support a high performance culture, ensure appropriate training for engineering staff, provide regular communications to your team and external partners, represent the firm to outside agencies and partner companies as require.
April 27, 2020
Leadership - Lead an organization towards best practices in security, making recommendations at the highest levels of management to adjust workflows and business practices for optimal outcomes.
April 28, 2020
Manage external vendor resources to implement proof of technologies, build automation tools and repeatable processes.
May 27, 2020