Compliance Director (Banking) jobs in Sacramento, CA

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know Your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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DIRECTOR - ENTERPRISE CORE BANKING AND ENGINEERING
  • Judge Group, Inc.
  • Sacramento, CA FULL_TIME
  • Job Details

    Location: Sacramento, CA
    Salary: $160,000.00 USD Annually - $190,000.00 USD Annually
    Description: Our client is currently seeking a DIRECTOR - ENTERPRISE CORE BANKING AND ENGINEERING

    The Director of Enterprise Core Banking and Engineering, reporting directly to the VP, IT Enterprise Platforms, will lead a dynamic team focused on engineering excellence, primarily centered around API management, core programming, and technical product ownership. T

    his leadership role is designed to bridge the gap between technical development and strategic business goals, ensuring seamless integration of software products with key banking platforms such as online and mobile banking, as well as third-party systems. The Director will spearhead forward engineering initiatives, building robust APIs and integration software products, while also overseeing a high level of technical support for gateway and core systems.

    TASKS, DUTIES, FUNCTIONS:

    1.Strategic Leadership and Vision: a.Develop and articulate a clear vision for integrating technology solutions, including APIs, core programming, and software products, that align with the organization's strategic goals. b.Identify emerging technology trends and evaluate their potential impact on the organization's banking services, proposing innovative solutions to stay competitive. c.Develop and maintain an understanding of the pertinent regulatory requirements and risks inherent to job responsibilities, establish, and maintain control activities that mitigate those risks consistent with the clients risk appetite, and ensure operational integrity and compliance with applicable regulations.

    2.Team Management and Development: a.Directly manage the API Manager, Core Programming Manager, and Technical Product Owner to ensure collaborative and efficient team dynamics. b.Cultivate a high-performance engineering culture, emphasizing agile principles, continuous learning, and adaptability to change. c.Mentor and develop technical managers and leads, providing guidance on leadership, technical excellence, and career growth.

    3.Software Development and Engineering: a.Oversee the design, development, and implementation of APIs and core system integrations that enhance online and mobile banking experiences for customers. b.Ensure software development practices are in line with industry standards, focusing on scalability, security, and performance. c.Lead the adoption of agile methodologies across the programming teams, ensuring fast-paced, iterative development with a focus on delivering high-quality software products.

    4.Operational Excellence and Support: a.Manage the production environment to guarantee system availability, reliability, and performance, implementing best practices for monitoring and incident response. b.Provide executive oversight for higher-tier technical support issues, ensuring timely resolution of complex system problems. c.Coordinate with IT operations and security teams to ensure that the development and deployment of new features are compliant with regulatory standards and organizational policies.

    5.Collaboration and Stakeholder Engagement: a.Act as a key liaison between the IT department and other business units, ensuring that software development initiatives align with business needs and customer expectations. b.Facilitate communication and collaboration between technical teams and non-technical stakeholders, translating complex technical concepts into understandable terms. c.Participate in strategic planning sessions with senior management, advocating for the role of technology in driving business innovation and growth.

    6.Project Management and Delivery: a.Lead the planning, execution, and delivery of software development projects, ensuring they are completed on time, within budget, and meet quality standards. b.Implement project management frameworks and tools to monitor project progress, manage risks, and ensure clear communication across project teams. c.Evaluate project outcomes and lessons learned to continuously improve the software development lifecycle and team performance.

    7.Technical Architecture and Innovation: a.Guide the architectural design of software systems, ensuring they are robust, scalable, and capable of supporting the organization's long-term goals. b.Promote a culture of innovation within the team, encouraging experimentation with new technologies and approaches to solve complex problems. c.Oversee the technical evaluation and selection of tools, frameworks, and platforms that enhance the development and deployment of software solutions.

    8.Vendor Management: a.Establish and maintain relationships with key software and hardware vendors, ensuring their technologies align with the core banking system's needs and the organization's objectives. b.Stay informed of new technologies and vendor offerings in the banking and financial services sector, evaluating potential partnerships that could enhance the organization's technology stack and customer offerings.

    QUALIFICATIONS: 1.

    EDUCATION: Bachelor's or Master's Degree in Computer Science, MIS, or equivalent field. 2.EXPERIENCE: 7- 10 years in managing cores, building APIs, and leading technical teams, with a preference for candidates with director-level experience. 3.KNOWLEDGE/SKILLS: Strong leadership and management skills, expertise in Agile SDLC, experience in forward engineering, and a deep understanding of API management and integration software development. 4.

    ADDITIONAL REQUIREMENTS: Experience in managing technical managers or leads, with a strong emphasis on technical proficiency and the ability to mentor and grow technical leadership within the team. LICENSES/CERTIFICATIONS: Possession of a valid California driver's license is essential.

    Contact:

    This job and many more are available through The Judge Group. Please apply with us today!
  • 2 Months Ago

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Compliance & Risk Management Director
  • One Community Health - CA
  • Sacramento, CA FULL_TIME
  • Compliance & Risk Management Director The Director reports directly to the Chief Compliance Officer and serves as a senior leader within the Compliance Department, leading compliance efforts across al...
  • 2 Months Ago

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Environmental Specialist (CA)
  • U.S. Compliance
  • Sacramento, CA FULL_TIME
  • U.S. Compliance: Searching for high-performing environmental professionals who want to make a difference. Join our fast-growing EHS compliance firm to help us CARE for people, PROTECT the environment ...
  • 17 Days Ago

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Environmental Specialist
  • U.S. Compliance
  • Sacramento, CA FULL_TIME
  • U.S. Compliance: Searching for high-performing environmental professionals who want to make a difference. Join our fast-growing EHS compliance firm to help us CARE for people, PROTECT the environment ...
  • 1 Month Ago

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ENHANCED RISK PAYMENTS ACCOUNT SPECIALIST, FT
  • North American Banking Company
  • Roseville, CA FULL_TIME
  • North American Banking Company has been serving Twin Cities communities since 1998, help us continue to build new and lasting personal and business relationships as an Enhanced Risk Payments Account S...
  • 19 Days Ago

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Banking Specialist
  • EverBank N.A.
  • Roseville, CA FULL_TIME
  • Banking Specialist The Banking Specialist promotes the organization's banking services, recognizes sales opportunities, opens accounts, delivers exceptional client service and makes appropriate introd...
  • 4 Days Ago

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0 Compliance Director (Banking) jobs found in Sacramento, CA area

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Director of Finance
  • Kimpton Hotels & Restaurants
  • Sacramento, CA
  • Job Snapshot Why We're Here We believe heartfelt, human connections make people's lives better. Especially the people wh...
  • 5/13/2024 12:00:00 AM

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Financial Director
  • LHH
  • Sacramento, CA
  • LHH is seeking a Finance Director for our client in the Sacramento area. This is a direct hire opportunity. The ideal ca...
  • 5/12/2024 12:00:00 AM

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Branch Manager Adecco US
  • Adecco.
  • Sacramento, CA
  • About the roleThe Branch Manager is responsible for building and executing business plans designed to bring in new clien...
  • 5/12/2024 12:00:00 AM

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Temporary Affordable Field Compliance Specialist - Onsite (REF3920I)
  • FPI Management, Inc.
  • Elk Grove, CA
  • Company Description Multifamily Property Management Job Description 10070 Willard Pkwy, Elk Grove, CA 95757, USA Full-ti...
  • 5/12/2024 12:00:00 AM

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Regulatory Compliance Specialist
  • Life-Assist, Inc.
  • Rancho Cordova, CA
  • Job Description Job Description Our Mission: Together through a culture of caring and genuine connections, we help heroe...
  • 5/12/2024 12:00:00 AM

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Internal Revenue Agent (12 Month Roster) AMENDED
  • IRS
  • Sacramento, CA
  • Summary Click on "Learn more about this agency" button below to view Eligibilities being considered and other IMPORTANT ...
  • 5/11/2024 12:00:00 AM

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Compliance Coordinator
  • California State University
  • Sacramento, CA
  • Compliance Coordinator Job no: 536891 Work type: Staff Location: Sacramento Categories: Unit 9 - CSUEU - Technical Suppo...
  • 5/11/2024 12:00:00 AM

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Project Manager - Capital Programs
  • Reyes Holdings
  • Sacramento, CA
  • Overview: Reyes Holdings is a global leader in the production and distribution of food and beverage products. Our five b...
  • 5/9/2024 12:00:00 AM

Sacramento (/ˌsækrəˈmɛntoʊ/ SAK-rə-MEN-toh; Spanish: [sakɾaˈmento]) is the capital city of the U.S. state of California and the seat of Sacramento County. Located at the confluence of the Sacramento River and the American River in Northern California's Sacramento Valley, Sacramento's estimated 2018 population of 501,334 makes it the sixth-largest city in California and the ninth largest capital in the United States. Sacramento is the seat of the California Assembly, the Governor of California, and Supreme Court of California, making it the state's political center and a hub for lobbying and th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$123,888 to $177,741
Sacramento, California area prices
were up 2.5% from a year ago

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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
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