DRW Compliance Officer Salary in the United States

How much does an Compliance Officer make at companies like DRW in the United States? The average salary for Compliance Officer at companies like DRW in the United States is $104,364 as of February 26, 2024, but the range typically falls between $79,282 and $129,445. Salary ranges can vary widely depending on many important factors, including education, certifications, additional skills, the number of years you have spent in your profession. With more online, real-time compensation data than any other website, Salary.com helps you determine your exact pay target.  View the Cost of Living in Major Cities2

About DRW

Browse other Companies in the All Industries Industry

View drw Salary

What does an Compliance Officer do at companies like DRW?

DRW is a technology-driven, diversified principal trading firm. We trade our own capital at our own risk, across a broad range of asset classes, instruments and strategies, in financial markets around the world. As the markets have evolved over the past 25 years, so has DRW – maximizing opportunities to include real estate, cryptoassets and venture capital. With over 1000 employees at our Chicago headquarters and offices around the world, we work together to solve complex problems, challenge consensus and deliver meaningful results. It’s a place of high expectations, deep curiosity and thoughtful collaboration.

As a Compliance Officer in our Chicago headquarters office, you’ll assist in the oversight of all North American - based compliance including surveillance, monitoring, developing and enforcing compliance policy and procedures, and providing compliance education and counsel to internal futures trading businesses. 

What you will do in this role:

  • Assist in the development, implementation and monitoring of compliance policies, procedures and internal controls
  • Assist with monitoring of trade execution; provide compliance oversight of the trade execution function
  • Address day-to-day compliance-related questions regarding trades, trading strategies, the application of technology to trading methodologies, pricing and valuation, and back-office operations
  • Monitor and report on the effectiveness of policies and procedures of department; recommend and implement enhancements and changes as needed
  • Conduct surveillance reviews and trade desk audits
  • Liaise with SROs regularly
  • Manage and shepherd special compliance projects such as due diligence reviews or new product initiatives
  • Assist in the ongoing enhancement and implementation of compliance training programs

What is needed for this role:   

  • 10-15 years of financial markets compliance experience 
  • Strong knowledge of U.S. Securities laws, Dodd-Frank and U.S. Futures regulation
  • Working knowledge of FERC regulations is a plus
  • Strong knowledge of futures markets
  • Experience at an exchange or regulator 
  • Ability to effectively communicate at all levels within the organization
  • Strong business acumen and the analytical and problem-solving skills necessary to identify trends and root issues, and to recommend solutions that support the company’s business objectives
  • Strong organizational and presentation skills and a professional demeanor
  • Excellent written and verbal communication skills
  • Bachelor’s degree required

For more information about DRW's processing activities and our use of job applicants' data, please view our Privacy Notice at https://drw.com/privacy-notice.

California residents, please review the California Privacy Notice for information about certain legal rights at https://drw.com/california-privacy-notice.

#LI-KS1

Check out Compliance Officer jobs in Ashburn, Virginia

Risk and Compliance Manager

Spectra Credit Union - Alexandria, VA

Chief Financial Officer

Child Care Aware of America - Arlington, VA

Senior Compliance Manager

AIRBUS U.S. Space & Defense, Inc. - Arlington, VA

IT Services & Compliance Manager

Brightline Interactive - Ashburn, VA

$79,282 Low Average $104,364 High $129,445

Understand the total compensation opportunity for Compliance Officer at companies like DRW, base salary plus other pay elements

Average Total Cash Compensation

Includes base and annual incentives

$79,282
$129,445
$104,364
The chart shows total cash compensation for the DRW Compliance Officer in the United States, which includes base, and annual incentives can vary anywhere from $79,282 to $129,445 with an average total cash compensation of $104,364. Total compensation includes the value of any benefits received in addition to your salary and some of the benefits that are most commonly provided within a total compensation package including bonuses, commissions, paid time off, and Insurance. The total cash compensation may get paid differently by industry, location, and other factors.
Job Openings for DRW Compliance Officer
Yount Hyde & Barbour PC - Winchester , VA
... compliance regarding all financial functions including tax planning and compliance with local ... O and ELT in the implementation of M&A activity to ensure a smooth transition. • Assist in the ...
ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 8 days ago
KidMed Urgent Care - Richmond , VA
The CEO is responsible for overseeing and directing all aspects of the operating functions ... Ensure compliance with financial regulations and maintain strong financial controls Stakeholder ...
LinkedIn - 8 days ago
Chesapeake Public Schools - Chesapeake , VA
Austin Chief Human Resources Officer Chesapeake Public Schools brian.austin@cpschools.com GENERAL ... financial compliance, internal controls, and proposing corrective actions as needed. Work is ...
LinkedIn - 15 days ago
Norfolk Redevelopment and Housing Authority - Norfolk , VA
Chief Compliance and Performance Management Officer (With $5,000 New Hire Payment!) About NRHA Founded in 1940, the Norfolk Redevelopment and Housing Authority (NRHA) provides low-income families in ...
ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 1 day ago
American Society of Civil Engineers (ASCE) - Reston , VA
... and compliance * Leading and managing the organization's many teams and divisions: the ASCE ... COO will have 15 years' experience in a senior leadership position with at least 7 years ...
ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 63 days ago
Recruiting Heroes LLC - Fairfax , VA
The successful candidate will ensure compliance, efficiency, and productivity of the staff. Key ... Work with the CEO and other executives to plan the work of, coordinate and establish priorities for ...
ZipRecruiter ATS Jobs for ZipSearch/ZipAlerts - 68 days ago

Are you an HR manager or compensation specialist?

Salary.com's CompAnalyst platform offers:

  • Detailed skills and competency reports for specific positions
  • Job and employee pricing reports
  • Compensation data tools, salary structures, surveys and benchmarks.
Learn about CompAnalyst