The Bank Compliance Manager is responsible for the development and implementation of the bank's compliance management program. Develops, administers, and monitors banking programs for compliance with banking laws and regulations. Being a Bank Compliance Manager stays current with state and federal banking laws and regulations affecting the management, operations, and product offerings of the bank. Examines and monitors bank policies, procedures, practices, and operations to ensure compliance with state and federal laws. In addition, Bank Compliance Manager acts as the subject matter expert for questions regarding regulatory issues. Requires a bachelor's degree. Typically reports to a director. The Bank Compliance Manager supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. Working as a Bank Compliance Manager typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes.
Bank Compliance Officer develops, administers, and monitors banking programs for compliance with banking laws and regulations. Responsible for the development and implementation of the bank's compliance management program. Being a Bank Compliance Officer examines and monitors bank policies, procedures, practices, and operations to ensure compliance with state and federal laws. Stays current with state and federal banking laws and regulations affecting the management, operations, and product offerings of the bank. Additionally, Bank Compliance Officer acts as the subject matter expert for questions regarding regulatory issues. Requires a bachelor's degree. Typically reports to a director. The Bank Compliance Officer supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Bank Compliance Officer typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes.
The Bank Operations Reporting Specialist III prepares reports for management review. Through the use of relational databases and other reporting tools, compiles data pertaining to the effectiveness and efficiency of the organization's internal processes. Being an Bank Operations Reporting Specialist III typically reports to a supervisor or manager. May require a bachelor's degree. Working as an Bank Operations Reporting Specialist III typically requires 4 to 7 years of related experience. Contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature.
The Bank Funding Manager II monitors short and long term funding needs. Oversees and regulates the funding of the bank. Being a Bank Funding Manager II keeps abreast of market conditions. Ensures compliance with Federal Reserve requirements. In addition, Bank Funding Manager II requires a bachelor's degree in area of specialty. Typically reports a head of a unit/department. The Bank Funding Manager II typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. Working as a Bank Funding Manager II typically requires 3+ years of managerial experience.
The Compliance & Bank Secrecy Manager uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations. Being a Compliance & Bank Secrecy Manager leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Monitors activity and ensures adherence to Know Your Customer (KYC) protocols and regulatory requirements for required filings and reporting. In addition, Compliance & Bank Secrecy Manager maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Understands banking regulations such as the US Bank Secrecy Act (BSA) or other governmental anti-money laundering laws. Typically requires a bachelor's degree. Typically reports to a director. The Compliance & Bank Secrecy Manager supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. Working as a Compliance & Bank Secrecy Manager typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes.