The Audit and Business Controls Manager uses auditing governance frameworks and procedures to plan and manage the auditing schedules, projects, teams, and tasks required to meet defined objectives. Executes a comprehensive enterprise-wide internal auditing strategy, function, and practice adhering to auditing standards and regulatory requirements. Being an Audit and Business Controls Manager prepares audit reports and recommends enhanced controls or processes as needed. Engages with other functions across the enterprise, like risk, finance, information technology, and security, to facilitate audits. In addition, Audit and Business Controls Manager builds auditing teams and expertise with coaching and developmental initiatives. Requires a bachelor's degree. Typically requires a Certified Public Accountant (CPA). May sometimes require Certified Internal Auditor (CIA). Typically reports to a director. The Audit and Business Controls Manager manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. Working as an Audit and Business Controls Manager typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes.
The Audit and Business Controls Senior Manager uses auditing governance frameworks and procedures to plan and manage the auditing schedules, projects, teams, and tasks required to meet defined objectives. Executes a comprehensive enterprise-wide internal auditing strategy, function, and practice adhering to auditing standards and regulatory requirements. Being an Audit and Business Controls Senior Manager prepares audit reports and recommends enhanced controls or processes as needed. Engages with other functions across the enterprise, like risk, finance, information technology, and security, to facilitate audits. In addition, Audit and Business Controls Senior Manager builds auditing teams and expertise with coaching and developmental initiatives. Requires a bachelor's degree. Typically requires a Certified Public Accountant (CPA). May sometimes require Certified Internal Auditor (CIA). Typically reports to a director. The Audit and Business Controls Senior Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Working as an Audit and Business Controls Senior Manager typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments.
The Audit and Business Controls Specialist IV reviews internal processes, transactions, documentation, and systems to validate compliance, evaluate effectiveness, identify issues, and prepare reports and recommendations for remediation. Conducts internal auditing according to auditing standards and regulatory requirements and using established auditing governance frameworks and procedures. Being an Audit and Business Controls Specialist IV requires a bachelor's degree or equivalent. May coordinate with or prepare reports for external auditors or regulatory bodies. In addition, Audit and Business Controls Specialist IV may require a Certified Public Accountant (CPA). Typically reports to a supervisor or manager. Being an Audit and Business Controls Specialist IV work is highly independent. May assume a team lead role for the work group. A specialist on complex technical and business matters. Working as an Audit and Business Controls Specialist IV typically requires 7+ years of related experience.
The Audit and Business Controls Specialist I reviews internal processes, transactions, documentation, and systems to validate compliance, evaluate effectiveness, identify issues, and prepare reports and recommendations for remediation. Conducts internal auditing according to auditing standards and regulatory requirements and using established auditing governance frameworks and procedures. Being an Audit and Business Controls Specialist I requires a bachelor's degree or equivalent. May coordinate with or prepare reports for external auditors or regulatory bodies. In addition, Audit and Business Controls Specialist I typically reports to a supervisor or manager. Being an Audit and Business Controls Specialist I work is closely managed. Works on projects/matters of limited complexity in a support role. Working as an Audit and Business Controls Specialist I typically requires 0-2 years of related experience.
The Audit and Business Controls Specialist II reviews internal processes, transactions, documentation, and systems to validate compliance, evaluate effectiveness, identify issues, and prepare reports and recommendations for remediation. Conducts internal auditing according to auditing standards and regulatory requirements and using established auditing governance frameworks and procedures. Being an Audit and Business Controls Specialist II requires a bachelor's degree or equivalent. May coordinate with or prepare reports for external auditors or regulatory bodies. In addition, Audit and Business Controls Specialist II typically reports to a supervisor or manager. Being an Audit and Business Controls Specialist II occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. Working as an Audit and Business Controls Specialist II typically requires 2 -4 years of related experience.