Monitors and reviews account activity for the purposes of identifying and reporting cash transactions that exceed $10,000 within a single business day and/or that would otherwise require a Currency Transaction Report (CTR).
August 17, 2022
Completes cases and side-task responsibilities as assigned by the BSA Lead Analyst, BSA Risk Officer, Fraud Risk Officer or BSA, OFAC, and ID Theft Prevention Officer.
January 21, 2023
Assists in the performance of testing regarding various BSA/AML functions such as OFAC alert, monetary instrument log, and Customer Identification Program (CIP) verification processes, to ensure that processes adhere to established guidelines.
January 24, 2023
Provide research and evaluation of anti-money laundering (AML) cases and accurately and sufficiently documents analysis and findings in the Credit Union's case management system.
February 07, 2023
Performs daily audit on a sampling of new accounts (may also include loan applications and changes made to existing accounts) for Customer Identification Program / Know Your Customer (CIP/KYC) compliance.
February 08, 2023
Recommend procedural and/or operational changes as well as any enhancements to the BSA/AML software to increase efficiency, ensure compliance, and to support sound risk-based decision making processes.
February 11, 2023
Evaluate data gathered from multiple servicing and other source systems reconcile differences, decompose high-level information into details, abstract up from low-level information to understand and distinguish optional user requests from what is required.
March 14, 2023
Requires knowledge of regulatory obligations under the Bank Secrecy Act, FinCEN, OFAC and experience with SAR's from a banking perspective.
March 24, 2023
Demonstrate a high level of knowledge of Bank Secrecy Act and OFAC related responsibilities in the performance of daily operations to ensure adherence to bank policies and compliance with all regulatory requirements.
March 25, 2023
Acts with authority to reverse transactions, refund fees, grant provisional and final credits, restrict member privileges and /or to close accounts, as applicable, in cases of suspected or confirmed fraudulent activity or suspicious activity that may pose a risk to the credit union or its members.
May 15, 2023